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Judicial Watch • Harry Pregerson Financial Disclosure Report for 2009

Harry Pregerson Financial Disclosure Report for 2009

Harry Pregerson Financial Disclosure Report for 2009

Page 1: Harry Pregerson Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:14

Date Created:November 8, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Harry Pregerson, Markets, harry, CAPITAL, states, 2009, EPA, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge

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eporl Required the E1hics Uovemment Act 1978 Rev. 112010 FOR CALENDAR YEAR 2009 U.S.C opp 101-11 Pers-on Reporting (last name, first, middle initial) l'reger.;on, Harry Court Organization United States Court Appeals for Ninth Circuit Date Report 05/18/20!0 Titlr Article 111 judges indicate active senior status: magistrntc.: judges indicate full-or part-time) united States Circuit Coun Judgc  Sa. Report Type (check appropriate type) Nomination. D;ite Initial [{] Annual Final Sb. Amended Report Reporting Period 01/01/2009 2/31/2009 Chambers Office Addrcs. 21800 Oxnard Street Suite 1140 Woodland Hilis. 91367 the basis the information contained this Report and any modifications pertHinlng therelo, opinion complfanct with applicable laws and regulations. Re'"iewing Officer___.. --Date___ ___  

IMPORTANT NOTES: The instructiou.s accompanying this.form must followed. Complete all parts, checking the NONE box for each part where you hm'e reportable information. Sign 011 la.>t page. POSITIONS. (Reporting inditoidua/ m1(v; see pp. 9-13 ofjilint: instructitm.VJ1 olumn!'I :md D3) o-$250.001  S50ll,OOO =SLWJ.001 -S.000,000 --:)J.000.00t -SS-,000,000 -ss.000.001 -s1s.noo.M1 -'550.000.noo .:.r..fore-th -,' '-' Co:s.t Re-.Jl Estale-Only) =As:s.smc-rit(Sc-t: Column C2) -J:h"1ok V.ilue '-""01hn :::fatimateJ 

Name Person Rt>porting Dalt: Report 
Prcgerson, Harry 05118/21)10
'II. INV ESTl't1.ENTS and uSTS -income, "olue, Jron>m'fions (/nc/ud" thSe of'POU. aml d-pmdent childrm; see .14-60 piing instnKfions.j 
NONE (No reportable income, assets. transactions) 
Dcscriplit.>n A::.scr::. lncnme dming 

Gross value end!ions during rl'.p1::irrint pt:iioJ (including trus1 ass...:ts) Ir(pming period rc:poJ1mg pni0d 
Pia..: "(X)" af!cr each sct Typ2:c.g 
f.uyi:r.dlr:r 1_1)
ii) i2l 

--f) r 11dc Value 
rype ii.:: I:! Da1c
buy. SflL mrn/dd.'yy
CoJc di".. rentex.empt from p:11)J di'.>1.:losuie 

TL'dtrnpliun) ode 
IJ) !if pri;111. 

.....  -
------ Income Gain Codes: 
I'" Column' >nJ D-11 V;lueCodc-:; 
(Ste C11!un111 50,001  S.!)(l,000 "'-'515,CKlO.OOI  $)0.000,00()
Q=.lrr,,aisal "'00L1k VatulJ . St,001. $?.50IJ W0,001  Sl,000.0UO c.$15.!JUI  550,UOU =5500,001 -l.Oi11J,fHXl :.--("oI {Real bl;Hc Onl} ,'::-l)fllt'T ,..$2501 -S5.0f>(I 
  .000.001  S5.000.000 ">511.001 -Sl00,000 =!:1.000,001 b5.(MJ0,000 =Mun: than $50.000.000 S=l:..mcm '"'F.11ma1td -5-5.UOI S!5,l'OO ..,More th:m S.000.000 I00.001 -S20.000 P2-=5.lJl'it),f1,,;" 
UPI (-II; ;f private
A-11) .1--o 
trnnsaction) ._./ 

Iii Placi: "fX)" after c.:11.h as? 1. Amount Tr_c (e.g Value .::.;empt from pr1 
(QW) lnrnmdi;iin Code::. "'Sl,OOOoJ "'S!J){)J -52,SOO "-'52501 5).000 =SS.001  Sl5JH)0 =$15.UOJ -SO.Pfi (See Columm .rnd 0-1) .50.001 -SI00.000 C'j S.J00.001 -Sl.000.000 Sl,000,001 -SS.f.liXl.000 H'l MorC' 1h;m 5,000.00fJ V:;h1e ('>dr-s -s15,(100 less "'Si 5.001  S)0.000 -=S50,00I   100.000 "-S/00.001 -S.2'50,000 
eeC'h1rnmCI and!)-11 ... $250.001  SS00.000 ssoo.oor. s1.nooJ1fitl ,,.5 IJl{lQ.001 -$5,000,000 J>:." =ss,ono.00.001 -.50.000.000 P.J "/ S"lO.OOU.000 Valul Mc1hud (;des -Apprnil .-('m..t (Real h.t:1le Only) At:.srnt"nl (')re-C{1lum11C2) =U1){1k. Value -OthOclions (lndutlts rhos-ofSpt>use and dqentlent chiltlrrn; S/09  
76. 79. is1  -CG Capital Markets International Equity Investments CG Capital Matktts Cap Gmwth lnve.stmcnt  Dividend Dividend  Sold !,part) Buy(adUSI' 11nd dependent children; pp. 34-60 tif filing in.)

l'xempt from prif1r d1scloure

(J.P) priv:11c -1r;rnsac1ion) .-fl) 
buy, .ell. rrd1:1np1iun)CodcJ ...
137. 38. -Cal!ation3l [lank J:9. -Janm fund ---  Interest Divitknd 40. Direct  Interest  
142. -Orange  Interest 143. -Orange  Interest  
144. Citi National  
145. -CDs  Jnteres1  Open  06/30109  
146. -Checkmg Accts!  Interest  Open  06!JOiU9  
147. Janus Money Market fund (X)  lnt..Tliv.  
148.  ...  

lon)m!:' Gain Ct)(ks "Sl,OOOor less ::SJ,OOl  $2.00 rSer Columns fl! ;ind D4) "-S0.001 -SJ00,000 G.o:J00.00f -SJ.00(1.000 
-Vnlue Codes Sl5.t>OOor less =SJ S.llOI  SSD.000 
ISee ("olunmsCI and LH) =S20,00I -5500.000 OSSOO.IK>I  l.(JO.!MlPJ :-25.0fNJ.OOi -550.000.000 Valu!:' Me1flod Cr11Je 1ppr.11wf =Cost ( Fsl:H Only) (Se Column C?) U"'-A1,1)k Value-' l)lht"J S2.50l -5.000 SS,001-515,000 Ill -Sl,000,00!  S..00,UOO c. MMe lhm 55.000,000 l."'$50.001-Slf)(l,000 =100.001 -S.?50.(11)()Pl """'S f.0(10,001  S.5.000,000 .:..S'.000,001. S25.001)JJOO Mure S50.0f)0.000 ""Assessment w-h1imate'J 

Dal Report 
Namf' Pt:rson Reporting