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Judicial Watch • Ilana D. Rovner – 2010

Ilana D. Rovner – 2010

Ilana D. Rovner – 2010

Page 1: Ilana D. Rovner – 2010

Category:Federal Judges

Number of Pages:58

Date Created:September 13, 2013

Date Uploaded to the Library:December 12, 2014

Tags:Rovner, Ilana D Rovner, Distributed, transfer, Brokerage, Appraisal, Gross, trust, 2010, assets, transactions, Codes, reporting, Federal Judge, income, Judge


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Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report Rovner, liana 7th Circuit Court Appeals 07/29/201 Title (Article Ill judges indicate active senior status; 5a. Report Type (che~k appropriate type) Reporting Period 
magistrate judges indicate full- part-time) Nomination, Date 01/01/2010 
Circuit Judge (Active) Initial Annual Final 
12/31/2010 
5b. Amended Report Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
United States Court Appeals with appficable laws and regulations. 
 
219 Dearborn St. 
Chicago, 60604 
 
Reviewing Officer 	Date 
IMPORTANT NOTES: The instrucaons accompanying this form mast followet Complete all parts, checking the NONE box for each part where you have reportable information. Sign last pag~ epo rang individual only; see pp. 9-13 filing instruction) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 
Member Emeritus, Board Trustees 
Member, Board Overseers 
Member, Board Directors 
Trustee 	Trust 
 
 
Rovner, liana 
II. AGREEMENTS. tRepomng individual only; s~, ,,. 14-16 filing instructions.) 	NONE(No reportable agreements.) DATE PARTIES AND TERMS 
III. NON-INVESTMENT INCOME. tSepo,,~ng i,~ividnai and spo~e; see pv. 17-24 filing instructions.) Filers Non-Investment Income NONE reportable non-investment income.) DATE SOURCE AND TYPE 10/16/10 Rainbow Hospice INCOME (yours, not spouses) $2,500.00 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainmen~ (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE(No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. anctud~ ,hose spo~e and depende.t children; see pp. 28-31 filing instructions.) NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE Partial Honorary Membership $1,8oo.oo 
VI. LIABILITIES. a~tudes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUECODE CitiMortgage Cosigner mortgage. 
 
Name Person Reporting 	Date Report 
 
VII. INVESTMENTS and TRU STS ........ rue, ~ransactlons tlncludes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (1) (2) (3) (4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) IJ-P) (A-H) (if private (Q-W) transaction) 	 
Industrial Development Bank Israel, Ltd. None 	 
Brokerage Acct 	 
-Fidelity Municipal MMF Dividend Closed 03/02/10 	 
-Fidelity AMT Tax-Free Money Fund None Sold 01/01!10 See Note 
(FIMXX) (Y) 
-ATT Inc Corn Dividend Distributed 02/23/10 Transfer Trust =Agnico Eagle Mines Com NFV None Distributed 02/23/10 Transfer Trust 	 
-Alcoa Inc Dividend Distributed 02/23/10 Transfer Trust 	 
-Anadarko Pete Corp None Distributed 02/23/10 Transfer Trust 	 
-Apple Inc None Distributed 02/23/10 Transfer Trust 
 
10. 
-Brocade Communications Sys None 	Distributed 02/23/10 Transfer Trust 
 
11. 
-Enbridge Energy Partners Distribution 	Distributed 02/23/10 Transfer Trust 
 
12. 
-Govt Pptys Income Corn Shs Dividend 	Distributed 02/23/10 Transfer Trust 
 
13. 
-Ishares Inc MSCI Canada Index None 	Distributed 02/23/10 Transfer Trust 
 
14. 
-ITC Hldgs Corp 	None Distributed 02/23/10 Transfer Trust 
 
15. 	 
-Pimco Mun Income Dividend Distributed 02/23/10 Transfer Trust 
 
16. 
-Range Resources Corp 	None Distributed 02/23/10 Transfer Trust 
 
17. 	 
-SPDR Ser Morgan Stanley Tech None Distributed 02/23/10 Transfer Trust =$15,001 $50,000 
(see Columns a0d D4): ~$50~001 $100~000 =$100,001 $L000.0O0 ---$1;000,0~1 $5.1)00,000 =More than $5,000,000 Value Codes =$15.000 I~s =$15.001 $50.000 =$50,0~1 $100.000 =$100,001 $250.000 
(See Columt~ and D3) =$250.1)01 $500.000 =$500,001 $1,000.000 =$1,000,001 $5.000,000 P2 =$5,000.001 $25,000.000 Value Method Code~ =$25,000.001 $50.000.000 =Appraisal =Cost (Real Estate Only) =More than $50.000.000 =Ass~ssmeet =Cash Market 
(See Column C2) =Book Value =Other =Eslimated 
 
Rovner, liana 	07/29/2011 
VII. INVESTMENTS and TRUSTS -i, come, ,oi,,, ~o~aeao,~ (Includes those spouse and dependent children; see pp. 34-60 filing instruction) 
NONE (No reportable income, assets, transactions.) B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (1) (2) (l) (2) (3) (4) (5) Place after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identit~ exempt from prior disclosure Code div., rent, Code Method buy, sell, mnYdd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) tran~tion) 
18. 	 
-Tala Motors Limited Adr Rep None Distributed 02/23/10 Transfer Trust 
 
19. 	 
-Fidelity Canada (FICDX) None Distributed 02/23/10 Transfer Trust 
 
20. 	 
-American Century Tax Free Bond Dividend Buy 01/01/10 
(TWTIX) (addl) 
 
 
21. 	 
Buy 01/29/10 
(addl) 
 
 
22. 	 
Distributed 02/23/10 Transfer Trust 
 
23. 	 
-Baird Intermediate Muni Bond lnvs Dividend Buy 01/25/10 
(BMBSX) (addl) 
 
 
24. 	 
Distributed 02/23/10 Transfer Trust 
 
25. 	 
-Marshall Intermed Tax Free (MITFX) Dividend Buy 01/01/10 
(addl) 
 
 
26. 01/29/10 
(addl) 
 
 
27. 	 
Distributed 02/23/10 Transfer Trust 
 
28. 	 
-Pimco Total Retum Class (PTTDX) Dividend Buy 01/01/10 
(addl) 
 
 
29. 	 
Buy 01/29/10 
(addl) 
 
 
30. 	 
Distributed 02/23/10 Transfer Trust 
 
31. Rowe Price Tax Free Short Inter Dividend Buy 01/01/10 
(PRFSX) (addJ) 
 
 
32. 	 
Buy 01/29/10 
(addl) 
 
 
33. 	 
Distributed 02/23/10 Transfer Trust 
 
34. 	 
-Thomburg Ltd Term Municipal Fund Dividend Buy 01/01/10 
(LTMFX) (addl) --$15,001 $50,000 (Sec Columns and D4) F=$50~001-$100,000: G=$100,001 $L000.0O0 -~1;000;001. $5.000.000 =Morelhan $5.000,000 =$50,001 $100.O00 =$100.001 $250.000 Value Cod~ =$15.000 Ices =$15,001 $50.000 
(See Columns and D3) =$250.001 $500.000 =$500,001 $1,000,000 =$1,000.001 $5,000,1)00 =$5,000,001 $25,000,1)00 =$25.000.001 $50.000,000 =More than $50.000,0~0 =Cash Market Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment 
(See Column C2) =Book Value =Estimated =Other 
 
Rovner, liana 	07/29/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactlo~ (Includes those spouse and dependeht children; see pp. 34-60 filing instruction) 
NONE (No reportable income, assets, transactions.) B.C. 
Gross value end Transactions during ~aorting periodDescription Assets Income during 
(including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, rrarddd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
35. 	 
Buy 01/29/10 (addl) 
 
36. 	 
Distributed 02/23/10 Transfer Trust 
 
37. 	 
-Thomburg Strategic Municipal Income Dividend Buy 01/01/10 (TSSCX) (addl) 
 
38. 	 
Buy 01/29/10 (addl) 
 
39. 	 
Distributed 02/23/10 Transfer Trust 
 
40. 	 
-Vanguard GNMA (VFIIX) Dividend Buy 01/01/10 (addl) 
 
41. 	 
Buy 01/29/10 (addl) 
 
42. 	 
Distributed 02/23/I Transfer Trust 
 
43. 	 
-Wells Fargo Ultra Shrt Muni Inc-Adv Dividend Buy 01/01/10 (SMUAX) (addl) 
 
 
44. 	Buy 01/29/10 (addl) 
45. 	 
Distributed 02/23/10 Transfer Trust 
 
46. 	 
-Wells Fargo Short Term Muni Bd-lnvest Dividend Buy 01/01/10 (STSMX) (addl) 
 
47. 	 
Buy 01/29/10 (addl) 
 
48. 	 
Distributed 02/23/10 Transfer Trust 
 
49. 	 
-Hatteras Finl Corp Com (HTS) Dividend Distributed 02/23/10 Transfer Trust 
 
50. 	 
IRA Acct Dividend 
 
51. 
-ML Bank USA Rasp 	Closed 04123110 --$15,001 $50.000 Value Codes =$15,1)00 lass =$15.001 $50.000 --$50,001 $100,000 =$100.001 $250,000 
(See Columns and D3) =$250,001 $500.000 =$500,001 $1,000.000 =$1,000.001 $5.000,000 =$5,000,001 $25,000,000 Value Method Codes =$25.000.001 $50,000.000 =Appraisal =Cost (Real Estate Only) =More than $50,000.000 =As.~esament =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
 
 
 
07/29/2011 
VII. INVESTMENTS and TRUSTS -income, ~otue, tro~o~ao~ anclud~ those spouse depende~ children; see pp. 34-60 fillng instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) repoaing period zt~orting period 
(1) (2) (I) (2) (1) (2) (3) (4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) intO (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
52. 
-Eaton Vance Tax Advantage 	Distributed 04/23110 Transfer IRA 
 
53. 	 
-Old Mutal/Claymore Shrt Fund Buy 01/08/10 
(addl) 
 
 
54. 	 
Buy 03/31/10 
(addl) 
 
 
55. 	 
Buy 04/06/10 
 
 
(addl) 
 
56. 	 
Sold 04/23/10 
(part) 
 
 
57. 	 
Distributed 04/23/10 Transfer IRA 
 
 
58. -Visa Inc. Shrs Open 02/26/10 Transfer From IRA Acct 
59. Distributed 04/23/10 Transfer IRA 
60. -Blackrock Cap Inc Strat. Open 02/26/10 Transfer From IRA Acct 
61. Distributed 04/23/10 Transfer IRA 
62. IRA Acct Distribution 
63. -ML Bank USA Rasp Closed 02/26/10 
64. -ML Retirement Reserves Closed 02/26/10 
65. -Visa Inc. Shrs Distributed 02/26/10 Transfer IRA Acct 
66. 67. 68. -Blackrock Cap Inc Strat. IRA Acct Distribution Buy 01/06/10 (addl) Distributed 02/26/10 Transfer IRA Acct =$5,001 $15,000 =$15,001 $50.000 
(See Columns and D4)E--$50;001-$100,000 =$100i001 $1~000,000 HI:=$1,000,001. $5,000,000 =More than $5,000,000 Value Codes =$15.000 le~ =$15,001 $50,000 --$50,001 $100,000 =$100.001 $250.000 
(See Cotumm and D3) =$250.001 $500,000 =$500,001 $1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25.000.001 $50.000.1)00 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value --Other =Estimated 
 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRUSTS -i.come, .aluc, t~a~u~ao~ a~l.d,~ those o/spot. ~nd dependent children; see pp. 34-60 fillng instrucaon.~) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofrepomng period 
Place (X) after each asset exempt from prior disclosure (I) Amount Code (2) Type (e.g., div., rent, (!) Value Code (2) Value Method (I) Type (e.g., buy, sell, (2) Date mm/dd,~,y (3) Value Code (4) Gain Code (5) Identity buyer/scller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if pdvate 
(Q-W) transaction) 
 
69. 	 
-Fidelity Ginnie Mac Buy 01/29/10 (addl) 
 
70. 	 
Buy 02/22/10 (addl) 
 
71. 	 
Distributed 02/22/10 Transfer IRA Acct 
 
72. 	 
-Fidelity Canada Distributed 02/22/10 Transfer IRA Acct 
 
73. 	 
-Fidelity Cash Reserves Buy 01/29/10 (addl) 
 
74. 	 
Buy 02/22/10 (addl) 
 
75. 	 
Distributed 02/22/10 Transfer IRA Acct 
 
76. 
IRA Acct. Dividend 
 
77. 
-VMMR Federal Portfolio 	Closed 08/13/10 
 
78. 	 
-Vangaurd Engery (Y) Open 02/23/10 Transfer from IRA Acct 
 
79. 	 
Distributed 08/13/10 Transfer IRA Acct 
 
80. 
IRA Acct Dividend 
 
81. 	 
-Fidelity Cash Reserves Open 02/22/10 Transfer From IRA Acct 
 
82. 	 
Buy 03/02/10 (addl) 
 
83. 	 
Buy 03/04/10 (addl) 
 
84. 	 
-Fidelity Government Income Buy 01/29/10 (addl) 
 
85. 	 
Buy 02/26/10 (addl) =$5,001 $15,000 =$15,001- $50,000 =More than $5.000,000 
 Value Codes =$15.000 leas =$15,001 $50.000 =$50.001 $100.000 =$100.001 $250,000 
 
(See Columns and D3) =$250.001 $500,000 =$500.001 $1.000.000 =$1.000.001 $5.000,000 12 =$5.000,00! $25,000,000 =$25.000.001 $50.000,000 =More than $50.000.0~0 
 Value Method Codea =Appraisal =Cost (Real Estatc Only) =Assessment =~h Market (Sen Column C2) --Other =B~ok Value =Estimated 
Rovner, liana 	07/29/2011 
VII. INVESTMENTS and TRUSTS -*nco,,,e, v,,lue, ....#o~ (Includes those ...... dependent children; see pp. 34-60 fdlng instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(i) (2) (l) (2) (i) (2) (4) (5) 
Place CA) after each asset Amounl Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/ddiyy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) aansaction) 
 
86. 	 
Buy 03/31/10 (addl) 
 
87. 	 
Buy 04/30110 (addl) 
 
88. 	 
Buy 05/28/10 (addl) 
 
89. 	 
Buy 06/30/10 (addl) 
 
90. 	 
Buy 07/30/10 (addl) 
 
91. 	 
Buy 08/31/10 (addl) 
 
92. 	 
Buy 09/08/10 (addl) 
 
93. 	 
Buy 09/30/10 (addl) 
 
94. 	 
Buy 10/29/10 (addl) 
 
95. 	 
Sold 11/29/10 (part) 
 
96. 	 
Buy 1/30/10 (addl) 
 
97. 	 
Buy 12/17/10 (addl) 
 
98. 	 
Buy 12/31/10 (addl) 
 
99. 
-Fidelity Government Money Mkt (Y) 
 
 
I00. Open 03/16/10 	Transfer from Retirement 
101. 	 
Sold 11/26/10 (pan) 
 
102. 
 -Fidelity Ginnie Mae 	Open 02/22/10 Transfer From IRA Acct =$2,5ot, ss,ooo D--SSiOOi smooo =$15,001 $50,1300 
(Se~ Columns and D4): =$50.001 $100,000 =$100;001, $1;000.000 =$1.000,001 $5,000.000 ~Moreihan $5,000,000 Value Codes =$15.0~ less =$15,001 $50.000 =$50.001 $100.000 =$100.001 $250,000 
(See Colmm,s and D3) =$250,~)1 $500.000 =$500.001 $1,000.000 =$1.000,001 $5,000,000 =$5,000,001 $25,000,000 =$25.000,001 $50.000.000 =More than Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =E~timated 
 
 
 
 
 
VII. VESTMENTS TRU STS -inco,.e, val.e, tra,~a~o,~ anei.d,~ ,hose o:spo~se and depe.de~t children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place (X) after each assel exempt from prior diselusure 
103. 
 
104. 
 
105. 
 
106. 
 
107. 
 
108. 
 
109. 
 
110. 
 
111. 
!112. 113. 
 
114. 
 
115. 
 
116. 117. -Fidelity Canada 
 
118. 
 
119. 
 
 
(SeeC0lumnsBlandD4) F=$50~001-$[00,000 
 Value Codes =$15.0~0 Ie~s (see Colunms and D3) =$250.001 $500.000 =$25.000.001 $50.000.000 
 Value Method Codes =Appraisal (See Column C2) =Book Value 
 
 
B.C. 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
 
(1) (2) (1) (2) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) 
G=$100~001 ~$1,000,000 =$15,001 $50.000 =$500,001  $1,000.000 =Cost (Real Eslate Only) =Other 
Code x~lemption) (J-P) (A-H) (if private 
(Q-W) tnms~ction) 
Buy 02/26/10 
(addl) 
Buy 03/31/10 
(addl) 
Buy 04/30/10 
(addl) 
Buy 05/28/10 
(addl) 
Buy 06/30/10 
(addl) 
Buy 07/30/10 
(addl) 
Buy 108/31/10 
(addl) 
Buy 09/08/10 
(addl) 
Buy 109/30/10 
(addl) 
Buy 10/29/10 
(addl) 
Sold 11/29/10 
(part) 
Buy 11/30/10 
(addl) 
Buy 12/10/10 
(addl) 
Buy 12/31/10 
(addl) 
Open 02/22/10 Transfer From IRA 
Acct 
Sold 11/26/10 
(part) 
Buy 12/03/10 
 
(addl) 
H1=$1~000,001-$5,000;000 =$50,001 $100.000 =$1,000,001 $5,000,000 =More thau $50,000,000 =Assessment =Estimated =$15,001 $50,000 =More than $5.000,000 =$100,001 $250,000 =$5,000.001 $25,000,000 =Cash Market 
Name Person Reporting 	Date Report 
 
VII. INVESTMENTS and TRU STS -income, vaue, tra~a.lo,~ ana~des ,hose o,:spouse and dependent children; see pp. 34-60 fillng instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during GrosS value end Transactions dudrtg reporting period 
(including trust assets) reporting period reporting period 
(t) (2) (l) 	(2) (I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller int.) 
(A-H) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
120. 	 
Buy 12/30/10 (addl) 
 
121. 
 IRA Acct 	None 
 
122. 
 -Vanguard Energy (Y) 	Distributed 02/23/10 Transfer IRA Acct 
 
123. Morgan Chase Accounts Interest 	Closed 02/23/10 
 
 
124: Retirement Acct. 	None 
125. 
 -Teachers Ins Ann Assn 	Sold 04/27/10 
 
126. 
 -Coil Rtrmnt Equ 	Sold 04/27/10 
 
127. 
 IRA Acct Int./Div. 
 
128. 
 -Schwab Cash Reserves 	Closed 02/22/10 
 
129. 
 -Vanguard GNMA Fund 	Buy 01/29/101 (addl) 
 
130. 
Distributed 02/22/10 	Transfer IRA 
 
131. 
 -Vanguard Short Term lnvestmt Grade 	Buy 01/29/10 (addl) 
 
132. 
Distributed 02/22/10 	Transfer IRA 
 
133. 
 -TRowe Price New Era Distributed 02/22/10 	Transfer IRA 
 
134. 
 -Conocophillips Distributed 02/22/10 	Transfer IRA 
 
135. 
 -lntl Business Machines (IBM) Distributed 02/22/10 	Transfer IRA 
 
136. 
 -Sequoia Distributed 02/22/10 	Transfer IRA 
 Value Codes =$15,000 less =$15,001 $50,000 =$50,001 $100.000 =$100,001 $250,000 
(Sc Columrks and D3) =$250.001 $500.000 =$500,001 $1,000.000 =$1.000.001 $5,000,000 =$5,000,1g)1 $25,000.000 =$25.000.001 $50,000,000 =More than $50.000.000 
 Value Mclhod Cod~ =Appraisal =Cost (Real Eslatc Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Estimated =Other 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instruc~iong) 
NONE (No reportable income, assets, transactions.) 
Description Asscts Income during Gross value end 
(including trust assets) reporting period reporting period 
(l) (2) (1) (2) 
Place (X) after each asset exempt from prior disclosure Amount Code Type (e.g., div., rent, Value Code Value Method 
(A-H) int.) (J-P) Code 
(~W) 
 
137. 
 -Cemer 
 
138. 
 -Citigroup Inc 
 
139. 
-Devon Energy 
 
140. 
 
141. 
 -Dominion Res Inc 
 
142. 
 -Gafisa Adr 
 
143. 
 -Kinder Morgan Mgmt LLC 
 
144. 
 -Pimco Corp Income Fund 
 
145. 
 
146. 
 -Randgold Res Ltd Adr 
 
147. 
 -Tellabs Inc 
 
148. 
-Verizon Communications 
 
149. 
 -Warner Chilcott Plc 
 
150. 
 -Harbor Bond Fund Inst 
 
151. 
 -Janus Short Term 
 
152. 
 
153. 
 -Ridgeworth Gov Sec 
 
 
Transactions during reporting period 
(1) (2) (4) (5) 
Type (e.g., Date Value Gain Identity 
buy, sell, nnn/dd~y Code Code buyer/seller 
redemption) (J-P) (A-H) (if private 
transaction) 
Distributed 02/22/10 Transfer IRA 
Distributed 02/22/10 Transfer IRA 
Buy 01/04/10 
(addl) 
Distributed 02/22/10 Transfer IRA 
Distributed 02/22/10 Transfer IRA 
Distributed 02/22/10 Transfer IRA 
Distributed 02/22/10 Transfer IRA 
Buy 02/05/10 
(addl) 
Distributed 02/22/10 Transfer IRA 
Distributed 02/22/10 Transfer IRA 
Distributed 02/22/10 Transfer IRA 
Distributed 02/22/10 Transfer IRA 
Distributed 02/22/10 Transfer IRA 
Distributed 02/22110 Transfer IRA 
Buy 01/29/10 
(addl) 
Distributed 02/22/10 Transfer IRA 
Buy 01/29/10 
(addl) =$15,001- $50,000 Value C_x~des -~$15.000 I~S =$15,001 $50.000 =S50,001 $100,000 =$100,001 $250,~0 
(S~ Columns and D3) =$250,(~)1 $500.000 =$500,001 $1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000~000 =$25,G