Autogenerated text from PDF

Loken_James_B 
 
IIJ. N-JNVES TMENT ME. (Reporting individual and spouse; see pp. 7-24 filing instructions.) Filers Non-Investment Income 
[Z] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE INCOME 
(yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria) 
[Z] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS -transportation, lodging.food, entertainmenL 
(Includes those spouse and dependent children; see PP-15-17 filing instructions-) 
[Z] NONE (No reportable reimbursements.) 
 
 
 
 
Date Report 
05/15/2009 
LOKEN, JAMES GIFTS. (Includes those spouse and dependent children; see pp.18-31 filing instructions.) 
[Z] NONE (No reportable gifts.) 
SOURCE DESCRIPTION 
 
VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 filing 
instructions.) 
DESCRIPTION VALUE Income Gain Codes: 1,000 less =Sl,001-SZ,500 =SZ,50 -S5,000 =SS,001 -St5,000 =Sl5,00t -$50,000 
(See Columns and 04) =$50,001 -SI00,000 =St00,001-Sl,000,000 =St,000,001 -SS,000,000 =More than S5,000,000 Value Codes =SI 5,000 less =St5,00l -S50,000 =$50,001 -SI00,000 =Sto0,001 -$250,000 
(Se Columns and 03) =SZS0,001 -$500,000 =$500,00 1,000,000 =Sl,000,001 -$5,000,000 =S5,000,00 -$25,000,000 =SZS,000,001 -S50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment ::Cash Market 
(Sec Column C2) nook Value =Other =Estimated 
 
 
Date Report 
Name Person Reporting 
0511512009 
LOKEJll, JAMES 
VII. INVESTMENTS and TRUSTS income, value, 1ransac1ions r1nc1udes those spouse and dependent children; see pp. 34-60 offilinc instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., ren Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
18. 
ADC Telecommunications None Buy 8125 (add!) 
 
19. 
ADC Telecommunications None Part sold 12/31 
 
20. 
Amkor Technology None Part Sold 5/15 
 
21. 
Amkor Technology None Buy 12/31 (add!) 
 
22. 
Conexant Systems None Sold 12/31 
 
23. 
Oracle Corp. None 
 
24. 
Synovis Life Technologies, Inc. None Sold 7/14 (part) 
 
25. 
Synovis Life Technologies, Inc. None Sold 8/25 (part) 
 
26. 
Synovis Life Technologies, Inc. None Buy 12131 (add!) 
 
27. 
Cyberoptics Corp. None 
 
28. 
Microsoft Corp. Dividend 
 
29. 
Rudolph Technology None Sold 5/23 
 
30. 
Aetriurn Inc. None Sold 12/31 (part) 
 
31. 
Dow Chemical Dividend 
 
 
Cemex S.A. None Buy 615 (add!) 
Cemex S.A. Dividend Buy 12/31 (add!) 
34. Chesapeake Energy Dividend Sold 5/15 (part) Income Gain Codes: 1,000 less =Sl,001 -$2,500 =S2,50 -$5,000 =$5,001 -Sl5,000 =$15,001  $50,000 
(Se< Columns and 04) $50,001-SI00,000 =$100,001 -SJ,000,000 =$1,000,001. $5.000,000 =More than S5,000,000 Value Codes =SI S,000 less =SIS,001  SS0,000 =SS0,001 -$100,000 =SJ00,001 -$250,000 
(See Columns and DJ) =$250,001 -$500,000 =SS00,001  SJ,000,000 =Sl,000,001  SS,000,000 =SS,000,001  $25,000,000 =$25,000,001 -$50,000,000 =More than SS0,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Markel 
(See Column C2) =Book Value V=Other =Estimated 
 
 
Date Report 
 
05115/2009 
LOKEN, JAMES 
VII. INVEST11ENTS and TRUSTS -income, value, transactions r1nc/udes 1hose spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
35. Valero Energy 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(l) (2) (l) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
Dividend Buy 1231 
(addl) 
36. 
Metro Health Network None 
 
37. 
Possis Medical, Inc. 
None Sold 2/13 
38. 
Intel Corp. Dividend 
 
39. 
Best Buy Co. Dividend 
 
40. 
Bank ofAmerica Dividend 
 
41. 
Transocean Ltd. None Buy 5/23 
Transocean Ltd. None Buy 12/31 
(addl) 
MUTUAL FUNDS 
 
Columbia Acom Fund Dividend Sold 
(part) 
Fidelity Equity Income Fund Dividend 
46. 
Fidelity Mn. Tax Free Fund Dividend 
 
47. 
Fidelity Emerging Markets Fund Dividend 
 
 
Fidelity Japan Fund Dividend 
49. 
Fidelity Spartan Muni Income Fund Dividend 
 
50. 
Fidelity Real Estate Fund Dividend 
 
51. 
Harbor International Fund Dividend Income Gain Codes: 1,000 less =Sl,001 -$2,500 =S2,50 -$5,000 =$5,001 -Sl5,000 =Sl5,00I -$50,000 
(Sec Columns and 04) =SS0,001 -SI00,000 =SI00,001-Sl,000,000 =Sl,000,001-SS,000,000 =More than SS,000,000 Value Codes =SI 5,000 less 15,00 -SS0,000 =SS0,001 -$100,000 =SI00,001-$250,000 
(Sec Columns and DJ) =S250,00I -S500,000 =S500,00I -Sl,000,000 =Sl,000,001 -SS,000,000 =$5,000,001 -$25,000,000 =S2S,OOO,OOI -SS0,000,000 =More than SS0,000,000 Value Method Codes =Appraisal R=Cost (Real Estate Only) ==Assessment =Cash Market 
(Sec Column C2) -Book Value V=Other =Estimated 
 
 
Date Report 
 
 
0511512009 
LOKEN, JAMES 
VII. INVESTMENTS and TRUSTS -income, valut, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =Sl.000 less B=Sl,OOl S2,500 =S2,501  S5,000 =S5,00I  S15,000 =$15,001 -S50,000 
(See Columns and 04) =S50,00I -SI00,000 =SI00.001 SI ,000,000 =Sl,000,001-S5,000,000 =More than S5,000,000 Value Codes 15,000 less K=S15,00l -S50,000 =S50,00I -SI00,000 =SI00,001  S250,000 
(Sec Columns and DJ) S250,00  SS00,000 =SS00,001 -SI ,000,000 =Sl,000,001-SS,000,000 =S5,000,00I  S25,000,000 S25,000,001  S50,000,000 =Mon: than S50,000,000 Value Method Codes =Appraisal :Cost (Real Estate Only) =Assessment =Cash Markel 
(Sec Column C2) =Book Value V=Othcr =Estimated 
 
 
 
Date Report 
 
 
0511512009 
LOKEN, JAMES 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period 
(I) Amount Code (A-H) (2) Type (e.g., div., rent, int.) {I) Value Code (J-P) (2) Value Method Code3 (Q-W) (I) Type (e.g., buy, sell, redemption) (2) Date Month Day 
Transactions during reporting period 
 
(3) Value Identity Gain 
Code Code buyer/seller 
(J-P) (A-H) (if private 
transaction) 
 
69. Selected American Shares Fund Dividend 
70. Amer Century Equity Fund Dividend 
71. Chase Growth Fund Dividend 
 
72. Dreyfus Minn Muni Fund Dividend 
Icon Health Care Fund 
None 
Matthews Pacific Tiger Fund Dividend 
75. 
Muhlenkamp Fund Dividend 
 
76. 
MISC. 
 
 
Wells Fargo Bank IRA Dividend 
78. FB Building Partnership None 
Tamarack Investment Tax Free Fund Dividend 
80. 
Schwab Advance Cash Reserve Fund Dividend 
 
81. 
Wells Fargo Bank Interest 
 
 
 Income Gain Codes: =Sl,000 less =Sl,001 S2,500 =S2,50  SS,000 =SS,001 -SIS,000 =SIS,001 -SS0,000 (See Columns and 04) =SS0,001 -St00,000 G=SI00,001 SI ,000,000 =Sl,000,001-SS,OOO,OOO =More than SS,000,000 Value Codes 15.000 less K=S 15,00 $50,000 L=$50,001  $100,000 =SI 00,00 -S250,000 
 
(See Columns and 03) =S250,00 -S500,000 0=SS00,00 1,000,000 =Sl,000,001 -SS,000,000 =$5,000,001 -S25,000,000 =S25,000,00I -S50,000,000 =More than SS0,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V=Otha =Estimated 
 
 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicateparto/ReporL) 
 
 
... 
 
 
 
Date Report 
 
0511512009 
LOKEN, ;JAMES 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544