James B. Loken – 2008
Category:Federal Judges
Number of Pages:10
Date Created:October 21, 2009
Date Uploaded to the Library:November 16, 2014
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Loken_James_B IIJ. N-JNVES TMENT ME. (Reporting individual and spouse; see pp. 7-24 filing instructions.) Filers Non-Investment Income [Z] NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria) [Z] NONE (No reportable non-investment income.) SOURCE AND TYPE IV. REIMBURSEMENTS -transportation, lodging.food, entertainmenL (Includes those spouse and dependent children; see PP-15-17 filing instructions-) [Z] NONE (No reportable reimbursements.) Date Report 05/15/2009 LOKEN, JAMES GIFTS. (Includes those spouse and dependent children; see pp.18-31 filing instructions.) [Z] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 filing instructions.) DESCRIPTION VALUE Income Gain Codes: 1,000 less =Sl,001-SZ,500 =SZ,50 -S5,000 =SS,001 -St5,000 =Sl5,00t -$50,000 (See Columns and 04) =$50,001 -SI00,000 =St00,001-Sl,000,000 =St,000,001 -SS,000,000 =More than S5,000,000 Value Codes =SI 5,000 less =St5,00l -S50,000 =$50,001 -SI00,000 =Sto0,001 -$250,000 (Se Columns and 03) =SZS0,001 -$500,000 =$500,00 1,000,000 =Sl,000,001 -$5,000,000 =S5,000,00 -$25,000,000 =SZS,000,001 -S50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment ::Cash Market (Sec Column C2) nook Value =Other =Estimated Date Report Name Person Reporting 0511512009 LOKEJll, JAMES VII. INVESTMENTS and TRUSTS income, value, 1ransac1ions r1nc1udes those spouse and dependent children; see pp. 34-60 offilinc instructions.J NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income during Gross value end Transactions during reporting period reporting period reporting period (I) (2) (I) (2) (I) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity Code div., ren Code Method buy, sell, Month- Code Code buyer/seller (A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private (Q-W) transaction) 18. ADC Telecommunications None Buy 8125 (add!) 19. ADC Telecommunications None Part sold 12/31 20. Amkor Technology None Part Sold 5/15 21. Amkor Technology None Buy 12/31 (add!) 22. Conexant Systems None Sold 12/31 23. Oracle Corp. None 24. Synovis Life Technologies, Inc. None Sold 7/14 (part) 25. Synovis Life Technologies, Inc. None Sold 8/25 (part) 26. Synovis Life Technologies, Inc. None Buy 12131 (add!) 27. Cyberoptics Corp. None 28. Microsoft Corp. Dividend 29. Rudolph Technology None Sold 5/23 30. Aetriurn Inc. None Sold 12/31 (part) 31. Dow Chemical Dividend Cemex S.A. None Buy 615 (add!) Cemex S.A. Dividend Buy 12/31 (add!) 34. Chesapeake Energy Dividend Sold 5/15 (part) Income Gain Codes: 1,000 less =Sl,001 -$2,500 =S2,50 -$5,000 =$5,001 -Sl5,000 =$15,001 $50,000 (Se< Columns and 04) $50,001-SI00,000 =$100,001 -SJ,000,000 =$1,000,001. $5.000,000 =More than S5,000,000 Value Codes =SI S,000 less =SIS,001 SS0,000 =SS0,001 -$100,000 =SJ00,001 -$250,000 (See Columns and DJ) =$250,001 -$500,000 =SS00,001 SJ,000,000 =Sl,000,001 SS,000,000 =SS,000,001 $25,000,000 =$25,000,001 -$50,000,000 =More than SS0,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Markel (See Column C2) =Book Value V=Other =Estimated Date Report 05115/2009 LOKEN, JAMES VII. INVEST11ENTS and TRUSTS -income, value, transactions r1nc/udes 1hose spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure 35. Valero Energy Income during Gross value end Transactions during reporting period reporting period reporting period (l) (2) (l) (2) (I) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity Code div., rent, Code Method buy, sell, Month Code Code buyer/seller (A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private (Q-W) transaction) Dividend Buy 1231 (addl) 36. Metro Health Network None 37. Possis Medical, Inc. None Sold 2/13 38. Intel Corp. Dividend 39. Best Buy Co. Dividend 40. Bank ofAmerica Dividend 41. Transocean Ltd. None Buy 5/23 Transocean Ltd. None Buy 12/31 (addl) MUTUAL FUNDS Columbia Acom Fund Dividend Sold (part) Fidelity Equity Income Fund Dividend 46. Fidelity Mn. Tax Free Fund Dividend 47. Fidelity Emerging Markets Fund Dividend Fidelity Japan Fund Dividend 49. Fidelity Spartan Muni Income Fund Dividend 50. Fidelity Real Estate Fund Dividend 51. Harbor International Fund Dividend Income Gain Codes: 1,000 less =Sl,001 -$2,500 =S2,50 -$5,000 =$5,001 -Sl5,000 =Sl5,00I -$50,000 (Sec Columns and 04) =SS0,001 -SI00,000 =SI00,001-Sl,000,000 =Sl,000,001-SS,000,000 =More than SS,000,000 Value Codes =SI 5,000 less 15,00 -SS0,000 =SS0,001 -$100,000 =SI00,001-$250,000 (Sec Columns and DJ) =S250,00I -S500,000 =S500,00I -Sl,000,000 =Sl,000,001 -SS,000,000 =$5,000,001 -$25,000,000 =S2S,OOO,OOI -SS0,000,000 =More than SS0,000,000 Value Method Codes =Appraisal R=Cost (Real Estate Only) ==Assessment =Cash Market (Sec Column C2) -Book Value V=Other =Estimated Date Report 0511512009 LOKEN, JAMES VII. INVESTMENTS and TRUSTS -income, valut, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =Sl.000 less B=Sl,OOl S2,500 =S2,501 S5,000 =S5,00I S15,000 =$15,001 -S50,000 (See Columns and 04) =S50,00I -SI00,000 =SI00.001 SI ,000,000 =Sl,000,001-S5,000,000 =More than S5,000,000 Value Codes 15,000 less K=S15,00l -S50,000 =S50,00I -SI00,000 =SI00,001 S250,000 (Sec Columns and DJ) S250,00 SS00,000 =SS00,001 -SI ,000,000 =Sl,000,001-SS,000,000 =S5,000,00I S25,000,000 S25,000,001 S50,000,000 =Mon: than S50,000,000 Value Method Codes =Appraisal :Cost (Real Estate Only) =Assessment =Cash Markel (Sec Column C2) =Book Value V=Othcr =Estimated Date Report 0511512009 LOKEN, JAMES VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period (I) Amount Code (A-H) (2) Type (e.g., div., rent, int.) {I) Value Code (J-P) (2) Value Method Code3 (Q-W) (I) Type (e.g., buy, sell, redemption) (2) Date Month Day Transactions during reporting period (3) Value Identity Gain Code Code buyer/seller (J-P) (A-H) (if private transaction) 69. Selected American Shares Fund Dividend 70. Amer Century Equity Fund Dividend 71. Chase Growth Fund Dividend 72. Dreyfus Minn Muni Fund Dividend Icon Health Care Fund None Matthews Pacific Tiger Fund Dividend 75. Muhlenkamp Fund Dividend 76. MISC. Wells Fargo Bank IRA Dividend 78. FB Building Partnership None Tamarack Investment Tax Free Fund Dividend 80. Schwab Advance Cash Reserve Fund Dividend 81. Wells Fargo Bank Interest Income Gain Codes: =Sl,000 less =Sl,001 S2,500 =S2,50 SS,000 =SS,001 -SIS,000 =SIS,001 -SS0,000 (See Columns and 04) =SS0,001 -St00,000 G=SI00,001 SI ,000,000 =Sl,000,001-SS,OOO,OOO =More than SS,000,000 Value Codes 15.000 less K=S 15,00 $50,000 L=$50,001 $100,000 =SI 00,00 -S250,000 (See Columns and 03) =S250,00 -S500,000 0=SS00,00 1,000,000 =Sl,000,001 -SS,000,000 =$5,000,001 -S25,000,000 =S25,000,00I -S50,000,000 =More than SS0,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value V=Otha =Estimated VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicateparto/ReporL) ... Date Report 0511512009 LOKEN, ;JAMES IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. 501 et. seq., U.S.C. 7353, and Judicial Conference regulations. NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app. 104) FILING INSTRUCTIONS Mail signed original and additional copies to: Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544