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Judicial Watch • James B. Zagel – 2003

James B. Zagel – 2003

James B. Zagel – 2003

Page 1: James B. Zagel – 2003

Category:Federal Judges

Number of Pages:13

Date Created:February 4, 2005

Date Uploaded to the Library:January 06, 2015

Tags:Zagel, James B Zagel, James, Market, 2003, assets, TRUSTS, Codes, dividend, disclosure, reporting, report, Federal Judge, income, Judge


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middot; 
}()..10 	FINA.tCIAL DISCLOSURE REPORT 
 GoverDment Act Y.8 
Rev. 
Calendar Year 2003 U.S.C. app.  101-111) Person ep1)rting(Last name, First name, Middle initial) Court Organization Pate Report 
Zagel, James U.S. District Court No. Ill. 4/27J2004 Title (Article Judges indicate active senior status; ReportType (check appropriate type) Reporting Period 
magistrate judges indicate full-or part-time) Nomination, Date 11112003 
U.S. District Judge. Actiw Initial Ammal Final 12/31/2003 	Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto. is. opinion. compliance 
219 Dearborn 
with applicable laws and regulations. 
Room2588 
 
Chicago, 60604 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts. checking the NONE box for each part where you have reportable infonnation. Sign Jut page. POSffiONS. (Reporting individual only; sec pp. 9-13 filing instructions) NONE -(No reportable positions.) Trus1cc 	Abe Samuels Family Trust 
II. AGREEMENTS. (Reporting individual only; sec pp. 14-16 filing instructions) li2! NONE (No reportable agreements.) 
 r-.,, 
o(/) ::z:: c:::J 
rn2 
c-lJ 
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U1t) 
::: 
c::> .... 
:::0 
FLfA1fCIAL DISCLOSURE REPORT 
Name Person Rporting 
Date Report 
Zagel, James 
412712004 
ill. NON-INVESTNIBNT INCOME. (Reporting individual and spouse; see pp. 11-24 offilins instructions) Filers Non-Investment Income NONE -(No reportable non-investment income. 
()Olla, DOt !pOUSes) Putnam Book Royalties lOSl.00 
Foundation Pn:ss  Book Royalties S349.00 Talent Services-Actors Royalties (1989 work) Spouses Non-Investment Income (Ifyou were married during any portion the reporting year, please complete this section. (dollar amount not required except for honoraria) NONE  (Noreportablenon-invmtmentincome.) Altheimer Gray Law Practice Fees 
Organic, Inc. -Wages 
Atrion Corporation -Dircctors Fees 
 
 
 
Grant Thornton  Partnership Income 
 
 
 
.FINAlClAL DISCLOSURE REPORT 
Name Person Reporting 
Date Report 
Zagel, James 
4127/2004 
 
 
 
rv. REIMBURSEMENTS transportation, lodging. rood, entertainment. 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No such repoble reimbursements.) Atrion Cotp ork Travel Expense Reimbursement Altheimer Gray orkTravel Expense Rcimbunemmt Grant Thornton Travel ExpCnsc Rcimbursemmt GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) NONE (No such reportable gifts.) 
 
Guest Privileges 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-34 instructions.) 
 NONE (No reportable liabilities.) 
 
 
 
 
FllLTCIAL DISCLOSURE REPORT 
Name Person Reporting 
Date Report 
Zagel, James 
412712004 
VII. INVESThIBNTS and TRUSTS -income, value, transcations (includes those the spouse and dependent children. Sec pp. 34-57 filing instructions. Income during Gross value eud Tnaisactions during reporting period 
Description Assets 
(includingtrust assets) 
 
 
 
_reporting period reporting period 
(1) (1) (2) {1) (2) (S) 
Date:Place (X) after each asset exemptftmn prior disclosure 
Amolllll Type (e.g. Value Value Type (e.g.div. rent. Code2 buy, sell, 
Value Gain 
Monda-Day 
Mdhod 
Code3 
 
Codo Idelltity buyer/seller 
(if)KiwleballS8lltion) Codo2int.) (J.P)(A-H) Codo (A-H)merpr, 
rUmptioo){Q-W) 
DNONE (No Rplll1able income, BSICls, tranaactiooa) 
M.O.N.Y: Policy Value Dividend 
Northern Trust Accts. Interest 
Fann Land Washington/Clinton Counties m. Rent Grant Thornton 40l(k).. Dividend Opened 12/1 Northwestern Mut. Life Ins. Policy  Dividend 
10. 
New York Life Ins. Pol. Dividend 
Country Cos. Life Pol.  Dividend 
Transamcr. Life Pol. Val. Nono 
Transamcr. Life Pol. Val. Nono 
Prudential Life Ins . Dividend 
 
11. 
Mcttopolitan Life Ins . Dividend 
 
12. 
Equitable Life  Dividend 
 
 
13. Bear Steams Co. Acct. None 
14. 
Bear Steams Co. Acct.. Nono 
 
15. 
AJJ.drew/ANDW. None 
 
16. 
AJJ.drew/ANDW NODC 
17. TEMFX. Distribution Reinv 12/31 
ia. TEMFX Distnbution Reinv 12/31 ..,;..rue 1han ss,000,000 s1,ooo.001-ss;ooo.ooo 
 
q .-s100,091-n;ooo,oao: Income/GainCodes:   -S1,000orless. 
 .-0.00 -$100,000 -.s2so,000-$5iio0oo si5,ooo,001..s.51>,ooo.ooo . 
 csee co1B1 {See columns and DJ} 
. 
..  
 
.   
 
PJ. 
W=Other Cash/Market Value Method Codes Appraisal =Book Value 
(SeeColmnn C2) 
=Estimated 
transaction) 
FINALfCLl.L DISCLOSURE REPORT 
Name Person Reporting Date Report 
Zagel, James 412712004 VTI. INVESJENTS and TRUSTS -income, value, transcations (includes those the spouse and depcndenl childn:n. See pp. 34-57 filing iastrvctions.) 
lncame during Gross value end 
Transactions during reporting period 
Description Assets 
reporting period reporting period 
(includingtrust assets) 
(2) 
(2) 
not exempt from disclosure 
(I) 
Place (X) aili:r each asset exempt 
Date: 
Value 
Amount Type (e.g. Value 
Type (e.g. 
Value 
Identity 
Gain 
frcm prior disclosure 
Mctbod buy, sell, 
Month- 
Code div. rent. Code2 
buyer/seller 
Day 
Code3 IDlllgcl, 
(A-H) int) (J-P) 
redemption) 
Code2 
Code 
(Q-W) 
(J-P) 
(A-H) 
19. GABVX Distnl>ution 
20. GABVX Distnl>ution 
21. DIS Dividend 
DIS. Dividend 
23. FRE. Dividend 
24. FRE Dividend 
Sold 12112 
Sold 12112 
 
26. 
KO. Dividend Dividend AcquireEx 
4/16 
PFE. Dividend 
28. PFE Dividend AcquircEx 4/16 
29. SAG Pension Plan Interest ExchPFE 
4/16 
Pharmacia-PHA(. Dividend 
31. 
Pharmacia -PHA Dividend 
 
32. Dividend 
 
 
33. CP. Dividend 
34. Ships -TEU Dividend 
 
35. Ships -TEU. Dividend Solectron -SLR  Dividend ExchPFE 
4/16 -$15,001-$50,000 Value Method Codes Apptaisal Cost (Real Estate Only) Assessment  CasblMarket 
(See Column C2) Book Value =Other =Estimated 
FINA.iCIAL DISCLOSURE REPORT 
 Name PeISOn Reporting Date Report 
 Page3 Zagel, James 4/27/2004 
Ill. INVESTlIBNTS and TRUSTS -income, value, transcations (includes those the spouse and dependent childn:n. Sec pp. 34-57 offiling instructiom.) Income during Gross value end 
Transactions during reporting period 
Description Assets 
reporting period reporting period 
(includingtrust assets) 
Place (X) after each asset eicemptfrom prior di.sdomre 37. Fairmont Hotels -FHR 38. Fairmont Hotels -FHR 39. Fording Inc. FOG 40. Fording Inc. -FOO. 41. Encana -ECA (formerly PCX) 42. Encana  ECA .(formerly PCX) 43. Dell. 44. Limited Partners 45. CONI1NGENT BENEFICIARY ABE SAMUELS FAMILY TR.UST (1) Amount Code (A-H) (2) Type (e.g.div. rent. orinl) Dividend Dividend Nono Dividend Dividend Dividend Nono Nono Value Code2 (J.P) (2) Value Method Codo3 (Q-W) (1) Type (e.g.buy, sell,merger,redemption) Sold exempt from disclosure 
(2)Date: Month-Day 3/6 (3) Value Code2(J-P) (4) Gain Code (A-H) (S)Identity buyer/seller (if private transai:tion) 
46. Assets ofTrust Total value all assets listed 
47. estimated share 9.1%: 
48. Bank Accounts: Harris Trust Cbk./Jnt. Interest 
49. Maple Publishing Co. Interest 
so. Bear Steams IRA. Sl. Dreyfus Money Market A Sl,000 ieu SI,001$2,500 ._,_ ..;.s100;001..$iii00,ooo 
m:7Moiethan$5,ooo;o 
arid) 
 
 
 $500,001-$1,ooO:ooo 
2.VaiucCodes   -s1s.oo0oriess 
-S2SO,OOO-SSOO,OOO (See Colwrms aodD3)  $25,000,00!-$50,000,000 Value Method Codes Appraisal =Cost (Real Estiite Only) =Assessment =Cash/Market 
 
(See Column C2) =Book Value =Other =Estimated 
FJNAJ.{CJAL DISCLOSURE REPORT 
Date Report 
Name Person Reporting 
4127/2004 VTI. INVESTMENTS and TRUSTS -income, value, tramQtions(mcludcs those the spouse and dcpendentclrikiren. Sec pp. 34-57 filing instructions.) 
Jncome duringreporting periodGross value end 
.Description ofAssets {including trust assets) Ftaco (X)after each asset exanptftam prior disclosure 
SS. S6. 57. 58. ATT Capitol-notes Pfizcr-PFE Phannacia -PW. 
 
reporting period 
(1) (2) 
Value Value 
Codc2 Method 
(J.P) Code3 (Q-W) 
 
Transactions during reporting period not exempt disclosure 
(3)(2) 
 
(4) 
(S) 
Date: Value Identityal 
 
Gain 
Monthbuyer/seller 
 
Code2 
Code 
Day 
(1-P) 
 
(if private 
(A-H) 
ttansactioo) 
4116 
4116 
(1) 
 
Amount 
Coclc 
(A-H) 
(2) 
Type (e.g. 
div. rent. int.) 
Interest 
Dividend 
Dividend 
Dividend 
(1) 
Type (e.g.buy, sell, 
uiqcr.redemption) 
ExchPHA 
ExchPFE Ships  TEU 
Dividend 
 
60. 
Fording Inc. -FOG 
 
61. 
Fairmont Hotds-FHR 
 
62. 
Fording Inc. -FOG 
 
63. 
Encana -ECA (formerly PCX) 
 
 
64. Oracle ORCL 
65. EndofIRA 
66. Dreyfus Money Market 
67. 
 
68. 
 
69. 
WAG 
 
70. 
WAG 
 
 
71. Gillette/G  Gillette/G 
Dividend 
Dividend 
Dividen4 
Dividend 
None 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend S5,001-$1S,OOO SIS,001-SSO,OOO Income/GainCodei: .;. Sl,000 lesi . -$1,001-$2,SOO  $2,501-SS,OOO (SeeCoium,nsBI mmi>4) F::-sso.001-$100:000 ,=SlOO,oo_i-$1,000,000 Value Codes:  .. -SiS,OO(for leas; -s1s,001-sso.00o 
 
 
ts,000,001-rn,ooo,ooo (See Columns and DJ)  -$250,000-SSOO,OOO -ssoo,001s1,ooo,ooo ..s1.ooo,001-$s,ooo,ooo =$25,000,001-$50,000,000 $More ihan SS0,000,000 Value Method Codes Appraisal =Cost(RcalEStateOnly) =Assessment 
=Cash/Market 
 
(See Column C2) =Book Value =Other =Estimated 
Gross value cod 
FINAlClAL DISCLOSURE REPORT 
 
Name Person Reporting 
Date Rport 
4127/2004 VIl. INVESTMENTS and TRUSTS -income. value, transcations (includes those oftbc spouse and dependent children. See pp. 34-57 filing instructions.) 
Description Assets (mcluding trustassets) Iru:omc during 
 
reporting period 
Transactions dming n:porting paiDd 
(1) 
(2) (1) 
(2) 
(1) 
Pia= (X) ar each asset exempt 
from prior di.sdosure 
Typo 
div. rcn1. 
Type (e.g. 
Dale: 
Vaine 
Valno Val1111 
 
Identity 
Gain 
Codc:l 
buy, sell, 
Month- 
Mdhod 
Codc2 Code2 
 
Code 
buyl:r/scller 
(if private 
mmaer. 
Codc3 
 
(A-H) 
int.) (l-P) 
Day 
 
(A-H) 
(1-P)(Q-W) 
 
llallaalltion) 
73. 
Dividend 
Dividend K.74. 
 
Ill Hsg Dev Aadl Rev Bonds 
Interest 
76. 
Ill Hsg Dev Al11h Rev Bonds  
 
77. 
N.C. Hsg Fin Agy  
 
 
78. 
TENN HOA-Bond 
 
79. 
South Dakota HOA-Bond 
 
80. 
South Dakota HOA-Bond 
 
 
81. 
Wyeth  WYE (formerly AHP) 
 
82. 
Wyeth-WYE (formerly AHP) 
 
 
83. 
UTX 
 
84. 
UTX. 
 
85. 
General Elcelric-GE 
 
86. 
General Electric-GE  
 
87. 
Nevada H.D. -Bond 
 
88. 
Chicago GJ0 Parle Dist Bond 
 
89. 
Illinois G/O Fin Auth Bond Illinois G/O Fin Auth Bond  
Intmcst 
Interest 
Interest 
Interest 
Interest 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend 
Interest 
Interest 
Interest 
Interest 
Redempt 
Rcdemp 
Redemp 
Redemp 
Rcdemp 
11103 
6102 
11103 
4/15 
4/15 IncomGain. Codes:. Sl.000.grlcSs . B_, _....Sl,00$2.5oo ,,, ;S2.50l:SS,000 :.. $5;001-$15,000 -s1s;oo1-sso,ooo (Sccq,IUi!msBlandD4) ..F. :;.$50:00lSloo,ooo.. m$J00,001$1,000,000 Hl=$1,000,001-$S,OOO,OOOH2 =MorcthanSS,000,000 Value Codes: =Sl5,000orless . . ;$1S,001-$50;ooO. ,=$50,0Ql-$100,000 -$100,001-$250,000 
(Sceco1wnnsc1andm) -rno.ooo..ssoo.