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Judicial Watch • James B. Zagel – 2010

James B. Zagel – 2010

James B. Zagel – 2010

Page 1: James B. Zagel – 2010

Category:Federal Judges

Number of Pages:9

Date Created:September 15, 2013

Date Uploaded to the Library:January 06, 2015

Tags:Zagel, James B Zagel, James, 2010, assets, TRUSTS, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978  
Rev. 	FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Zagel, James Court Organization U.S. District Court No. III. Date Report 5/10/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge, Active Sa. Report Type (check appropriate type) Nomination, Date Initial [l] Annual Sb. Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address 219 Dearborn Room2588 Chicago, 60604 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSJTJ ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Trustee 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
ZaQel, James 
 
 
 
 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) 1/1-12/31 Foundation Press -Book Royalties $2,595.00 1/1-12/31 Talent Services -Actors Royalties $142.00 Spouses Non-Investment Income you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 1/1-12/31 Grant Thornton -Partnership Income 
 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) 
SOURCE DATES ITEMS PAID PROVIDED 
 
 
 
 
 
5/10/2011 
Zagel, James GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION 
 
VALUE CODE 
 
 
 
 
 
 
 
 
5/10/2011 
Zagel, James 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) 
Place after each asset exempt from prior disclosure Code (e.g., div., rent; orirtt.) Value Code2 (J-P) Value Method Code3 Type (e,g., buy, sell, redemption) Date mm/dd/yy Value (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) M.0.N.Y. Policy Value Dividend Northern Trust Accts. Dividend Income Gain Codes: =$1.000 less B=$l,OOJ -$2,500 =$2.501 -$5,000 =$5,00 -$1 5.000 5,00 -$50.000 
(See Columns and 04) ;$50.001 -$100,000 ;$100,001  $1,000.000 ;$1,000,001  $5.000,000 ;More than $5.000.000 Value Codes J=$5,000orless K=$15,00l -$50,000 =$50,001 -$100,000 =$100.001 -$250.000 
(See Columns and D3) =$250,001 -$500,000 =$500.00 -$1,000.000 =$1.000,001 -$5,000,000 =$5,000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000,000 Value Method Codes ==Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Other =Estimated 
 
 
 
 
5/I0/2011 
Zagel, James 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(2) 
Place (X) after each asset Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
transaction) 
18. Dividend 
 
19. Dividend 
 
20. Dividend Sold 10/14/10 Income Gain Codes: A=$ .000 less =$1,001 -$2.500 C=$2.501 -$5.000 D=$5.00I -$15.000 E=$15,001-$50,000 
(See Columns and 04) =$50.001  $100,000 =$100.001 -$1.000.000 =$1.000,001 -$5.000.000 =More than $5,000.000 Value Codes J=$15,000 less K=$15.001 -$50,000 L=$50,00 -$100,000 =$] 00.001 -$250.000 
(See Columns and D3) N=$250,00 -$500.000 0=$500,001 -$1,000.000 =$1.000,001 -$5,000,000 =$5.000,001 -$25,000.000 =$25,000,001 -$50,000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(See Column C2) U=Book Value V=Other W=Estimated 
 
 
 
 
Date Report 
Zagel, James 
5/10/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description ofAssets Income during Gross value end 
(induding trust assets) reporting period ofreportirigperiod 
(2) 
Place (X) after each asset Type((g:; Value Value 
exempt from prionliclosure div.;reilt, Code2 Method int.) (J-P) Code3 
(QcW) 
 
Bank Accounts: Harris Trust Chk./lnt. Interest 
36. 
SEP/IRA RBC Dividend 
 
37. Dividend 
 
 
 
_i. focOme Gain Codes: =$1.000 less =$t.00l -$2.500 =$2.501 -$5.000 =$5,00 -$15.000 =$15,00 -$50.000 
(Sec Columns and D4) =$50,001 -$100,000 =$100.001 -$1,000.000 =$1.000,001, $5.000,000 More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50,000 =$50,001 -$100.000 =$100,001 -$250,000 
(See Columns and 03) =$250.001 -$500.000 =$500,00 -$1,000.000 =$1,000.001 -$5,000,000 45;000,001 -$25,000,000 =$25.000.00 -$50,000,000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Othcr =Estin-latcd 
 
 
5/10/2011 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) 
Place(X) after each asset exempt from prior disclosure 
52. Time Warner Dividend 
53. Time Warner Cable Dividend 
 
54. Time Warner Cable Dividend Income Gain Codes: =$1,000 less =$1,001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 E415.001-$50.000 
(Sec Columns and 04) =$50.001 -$100,000 =$100,00I ,000.000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$I 5.000 Jess =$15,001 -$50.000 =$50,001 100,000 =$100.001 -$250,000 
(See Columns and 03) =$250,001 -$500.000 =$500,00 -$I ,000.000 =$1,000,001 $5.000,000 =$5,000,001 $25,000,000 =$25.000.00 -$50.000,000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
Name Person Reporting 
Date Report 
Zagel, James 
5/10/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) participate the Federal Thrift Savings Plan, but understanding that this asset need not listed. 
All individual assets held brokerage accounts are individually disclosed report. 
name. have not designated which are assets, but list them separately because they are individual holdings which might sold separately future time. 
The double listing certain investments due the fact that some are 
Various investment accounts held Bear Steams were, during the calendar year 2008, transferred RBCs (Royal Bank Canada) Wealth Management facility Chicago. have deleted last years reference Bear Steams and now list the assets solely under Royal Bank Canada (RBC). Accordingly, the individual investments are listed under the heading Bear Steams/RBC. The transition investments occurred over some weeks. These are non-discretionary accounts. previous years, the Union League Club was listed under Gifts. Based upon further information, and upon the opinion the Committee Codes Conduct, the monthly fees paid judges are equal fees paid younger members, clergy and military. The fees exceed the overhead costs the club, and the privileges accorded are less than those accorded regular members. the opinion the Committee Codes Conduct, this fee classificiation does not constitute gift under the Ethics Government Act. 
FIP Partners, LLC was purchased 5/1/08 
There possibility that list some small number low value assets that longer own (as some prior notes explain). practice not delis! assets until have documentation that longer own it; beter over-inclusive. 
 
 
 
 
Date Report 
Zagel, James 
5/10/2011 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: James Zagel 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544