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Judicial Watch • James C. Fox – 2011

James C. Fox – 2011

James C. Fox – 2011

Page 1: James C. Fox – 2011

Category:Federal Judges

Number of Pages:13

Date Created:February 26, 2013

Date Uploaded to the Library:October 18, 2014

Tags:James C Fox, James, 2011, Market, assets, INVESTMENTS, transactions, TRUSTS, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Reporl Required the Etf?ics 
Rev. Government Ac/ of/978 FOR CALENDAR YEAR 2011 U.S.C. app.  101-1 JI) Person Reporting (last name, first, middle initial) FOX, JAMES Court Organization U.S. DISTRICT COURT, Date Report 05115/2012 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. DISTRICT JUDGE -SENIOR Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period Ol/OI/20II 12/31/2011 Chambers Office Address 
UNITED TES DISTRICT COURT 
P.O. BOX 2143 
WILMINGTON, 28402 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY TESTAMENTARY LIMITED POWER APPOINTMENT TRUST# 
TESTAMENTARY LIMITED POWER APPOINTMENT TRUST#2 
TRUSTEE 	FOUNDATION 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) [{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
 
 
 
Date Report 
05115/2012 
FOX, JAMES 
Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income 
[{] NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE 
INCOME 
(yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Doi/or amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS --transportation, lodging, food, entertainment. 
 
 
 
 
Date Report 
FOX, JAMES 
05/15/2012 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 
 
instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
VII. INVESTMENTS and TRUSTS --income, va1ue, transactions r1nc1m1es those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting peri.od 
 
(2) (I) (2) (2) (3) (4) (5) 
Place after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1 .000 less 841.001-$2.500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001-$50.000 
(Sec Columns and D4) F=$50.00I -$100,000 =$100.001 -$1.000.000 =$1.000,001 -$5.000.000 =More than $5.000,000 Value Codes =$15.000 less =$15.001 -$50.000 =$50,001 -$!00.000 =$!00.001 -$250.000 
(Sec Columns and D3) =$250.00 -$500.000 =$500,00 -$1,000.000 =$1,000,001 -$5,000,000 =$5.000.001 -$25.000,000 =$25.000.00 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value VOthcr =Estimated 
 
 
Date Re11ort 
FOX, JAMES 
05115/2012 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those spouse and dependent children; see pp. 34-60 filing ins1r11ctio11s.J NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) rep011ing period reporting period 
(2) (2) (!) (2) (3) 
(5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div.,_ rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2.501 -$5,000 =$5.001 -$15.000 =$15.001 -$50.000 
(Sec Columns and 04) =$50.001 $100.000 =$100.001 -$1.000.000 =$1.000,001 -$5.000.000 112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50,001 -$100.000 =$100.00 -$250.000 
(Sec Columns and 03) =$250.001 -$500.000 0=$500,001 -$1,000.000 =$1,000.001 -$5,000,000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
FOX, JAMES 
05/15/2012 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des t1tose tifspo11se and dependent c1ti/dre11; see pp. 34-60 offiting i11s1mctio11s.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) (I) (2) 
(2) (3) (4) (5) 
Place (X) after each asset Alnount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2.501 -$5.000 45,001 -$15,000 =$15,00 -$50.000 
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.001 -$500.000 =$500.00 -$1,000.000 =$1.000.001 -$5,000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
FOX, JAMES 
0511512012 
VII. INVESTMENTS and TRUSTS --income, va/11e, transactions (lnc/11des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
(2) (I) (3) (4) (5) 
Place after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1,000 less =$1,001 -$2.500 42.501 -$5,000 45.001 -$15,000 =$15,00I -$50,000 
(Sec Columns and D4) =$50.001 -$100,000 =$100.00I -$1.000.000 111 =$1.000.001 -$5.000.000 112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.00I -$250,000 
(Sec Columns and D3) =$250.00I -$500.000 =$500,001  $1,000.000 =$1.000.001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
FOX, JAMES 
05/15/2012 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
(I) 	(I) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
Code 
(A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) 
transaction) Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2.501 -$5,000 D=$5,001 -$15.000 =$15,00 -$50.000 
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 Ill =$1.000,001 -$5.000,000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.001 -$500.000 =$500,001 -$1,000.000 =$1.000.001-$5,000,000 =$5,000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Othcr =Estimated 
 
 
Date Report 
FOX, JAMES 
05/15/2012 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing inslmctions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting pedod 
 
(2) (I) (2) (1) (3) 
(4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
Code 
(A-H) int.) Code3 redemption) 
(Q-W) 
(A-H) (ifpdvate 
transaction) Income Gain Codes: 1.000 less =$! 0001 -$2.500 =$2.501 -$5.000 0=$5,001-$15,000 =$15,00 -$50,000 
(Sec Columns and 04) F=$50.001 -$100.000 =$100.001 -$1.000,000 =$1.000.001 -$5.000.000 112 =More than $5,000.000 Value Codes J=$15,000 less =$15,001 -$50,000 L=$50.001 -$100.000 =$!00.001 -$2500000 
(Sec Columns and 03) =$250.001 -$500.000 0=$500,001-$1.000.000 =$1.000.001 -$5,000.000 =$5.000,001 -$25.000.000 =$25.000.00 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) U=Book Value V=Othcr =Estimated 
 
 
Date Report 
05/15/2012 
FOX, JAMES 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those spo11se and dependent children; see PP 34-60 fitin:: instmctions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
(2) (2) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A,H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(QW) transaction) Income Gain Codes: $1.000 less =$1,001 -$2.500 $2,501 -$5,000 $5,001 -$15,000 $15,001  $50,000 
(Sec Columns and 04) =$50,001 -$!00,000 0$100.001. $1.000.000 Ill =$1.000,001  $5.000.000 112 More than $5,000,000 Value Codes =$15.000 less $15,001  $50.000 $50,001 -$!00.000 I00.00  $250.000 
(Sec Columns and D3) =$250,00 -$500,000 =$500,00 -$1,000.000 =$1,000,001 -$5,000,000 =$5,000,001  $25,000,000 $25,000.001 -$50.000.000 =More than $50.000,000 Value Method Codes Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value VOthcr =Estimated 
 
 
Date Report 
FOX, JAMES 
05/15/2012 
VII. INVESTMENTS and TRUSTS --income, va/11e, transactions (lnc/11des those ofspo11se and dependent children; see PP 34-60 filing ins/ructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(inducting trust assets) reporting period reporting period 
 
(2) (2) (1) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure div; rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
Code 
(A-H) Code3 redemption) (J-P) (A-H) (if private 
transaction) 
(Q-W) 
118. -FRONTIER COMMUNICATIONS CORP Sold 09/22/11 
119. -JOHNSON JOHNSON COMM Buy 09/22/11 
120. Buy (add!) 12/21/11 
121. -NUVEEN MULTI-STRATEGY INCOME GRTHFUND 
122. -PFIZER INC COMM 
123. -PIEDMONT NATURAL GAS COMM Sold (part) 09/22/11 
124. -SCANNA CORP COMM Buy 09/22/11 
125. -SPECTRA ENERGY CORP COMM 
126. -VERIZON COMMUNICATIONS COMM Sold (part) 09/22/11 
127. -VERIZON MARYLAND BOND Redeemed 11/28/11 
128. -WELLS FARGO COMM 
129. -WELLS FARGO ADVISORS BANK DEPOSIT SWEEP M/M 
130. -WILLIS LEASE FINANCE CORP COMM 
131. Income Gain Codes: =$1.000 less =$1,001 -$2,500 =$2.501  $5,000 =$5,001 5,000 =$t 5,00t -$50,000 
(Sec Columns and 04) =$50.001 -$100,000 =$I 00.001 -$1,000,000 Ill =$1.000,001 -$5,000.000 =More than $5,000.000 Value Codes =$15,000 less =$15,001 -$50.000 =$50,00I  100.000 100.001 -$250.000 
(Sec Columns and 03) =$250,00 -$500.000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25,000.001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column CZ) =Book Value Y=Other =Estimated 
 
 
Date Report 
05/15/2012 
FOX, JAMES 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lnclicate partofreport.) 
NOTE -Under the distributive provisions the Tust the income said trust, within the sole and absolute discretion the corporate trustee thereof, may distributed whole part members. The class potential distributees may increased the birth additional members and future marriage members. The corporate trustee, its sole discretion, may distribute all any portion the corpus said trust any one more such beneficiaries neccessary meet the reasonable needs such beneficiary. James Fox was co-trustee until his resignation and appointment successor trustee August 16, 2006. James Fox has testamentary limited power appointment with regard the corpus the trust. 
NOTE -Under the distributive provisions the Tust the income said trust, within the sole and absolute discretion the corporate trustee thereof, may distributed whole part members. The class potential distributees may increased the birth additional members and future marriage members. The corporate trustee, its sole discretion, may distribute all any portion the corpus said trust any one more such beneficiaries neccessary meet the reasonable needs such beneficiary. James Fox was co-trustee until his resignation and appointment successor trustee August 16, 2006. James Fox has testamentary limited power appointment with regard the corpus the trust. 
NOTE -James Fox co-trustee the Foundation# trust created and operated for charitable, religious, scientific and educational purposes. The assets the trust approximated $490,794.3 December 31, 2011. 
NOTE -Bankruptcy: worthless 02/11/11. 
NOTE -Abbreviations used the descriptions assets, Part VII include the following: COMM designates common stock; PREF designates preferred stock; M/M designates cash equivalent money market account; BOND designates corporate bond; MUNI designates tax exempt bond; and designates mutual fund. 
 
 
 
Date Report 
FOX, JAMES 
05/15/2012 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: JAMES FOX 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544