James Knoll Gardner Financial Disclosure Report for 2005
Category:Financial Disclosure
Number of Pages:10
Date Created:December 1, 2006
Date Uploaded to the Library:November 13, 2013
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Government Act of1978 Rev. 112006 FOR CALENDAR YEAR 2005 US.C. app. IOI-II Person Reporting (last name, first, middle initial) Gardner, James, Knoll Title (Article Ill judges indicate active senior status; magistrate judges Indicate full part-time) U.S. District Judge Active Court Organization Eastern District Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Sb. Amended Report Final Date Report 05115120-06 Reporting Period 01/01/2005 12/3112005 Chambers Office Address Edward Cahn U.S. Courthouse 504 Hamilton Street, #4701 Allentown, 18101 the basis the information contained this RePort and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date IMPORTANT NOTES: The instructions accompanying this form must followed. Complete afl parts, checking the NONE box for each part where you have reportable information. Sign last page. POSJTI ONS. (Repordngindividual only; see pp. 9-13 instructions.) NONE (No reportable positions.) Officer, Director Allentown Symphony Association Director Boys and Girls Club Allentown, rn4. Director Police Athetic League, Inc. Custodian Brokerage Account #3: General Partner (passive investment Subchapter "S" Corporation) 1/6 share Rental Property II. AGREEMENTS. (Repordng individual only; see pp. 14-16 ofinstrucdons.) NONE (No reportable agreements.) --< AND TERMlS. --'-N 2002 State Employees Pension Fund; retirement pension for former judicial position, ifisurance ;;;long-term care benefits, control .:::, Date Report 0511512006 Gardner, James, Knoll III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) INCOME (yours, not spouse's) 2002 State Employees Pension Fund reported Part (fixed benefits from 67,455.60 vested pension plan) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 2005 self-employed realtor 2005 self-employed piano teacher IV. REIMBURSEMENTS -transportation, /odglng,food, entertait1ment (Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) The New York Intellectual Property Law Association (NYIPLA) March 18-19, New York, NY--83rd Annual Dinner Honor the Federal Judiciary (Food and Hotel) Date Report 05/15/2006 Gardner, James, Knoll GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-34 instructions.) NONE (No reportable liabilities.) VALUE CODE Johnson Capital 1/6 share Mortgage Rental Property #I, Torrence, California (Pt. VII, line Date Report Gardner, James, Knoll 0511512006 VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. see PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.) Income during Description Assets Gross value end Transactions during reporting period reporting period (including trust assets) reporting period (1) (2) Ifnot exempt from disclosure (l) Amount Type (e.g. Value Value Type (e.g. Place "(X)" after each asset (3) (5) exempt from prior disclosure Code div., rent, Code Method buy, sell, Date Value Gain Identity (A-H) int.) (J-P) Code3 merger, Month Code Code buyer/seller (Q-W) redemption) Day (J-P) (A-H) (if private transaction) Rental Property #1, Torrence, California Rent (1997 $533,333) Time Share #I, Williamsburg, Virginia Rent (1999 $18,700) Sovereign Bank Accounts Interest IRA (Evergreen Foundation Fund Dividend Income Gain Codes: =$1,000 less s1,001 -$2,500 $2,501 -$5,000 D$5,001 -$15,000 E$J5,00J -$50,000 (See Columns and D4) $50,001 -$100,000 =$100,001 -$1,000,000 $1,000,00J -$5,000,000 =More than $5,000,000 Value Codes J=$15,000 less K$J5,00l -$50,000 L$50,00J -$100,000 $100,00I -$250,000 (See Columns and 03) =$250,001 -$500,000 0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real E.state Only) More than $50,000,000 T=Cash Market (See Column C2) =Appraisal V=Other =Assessment =Book Value W=Estimaled VII. INVESTMENTS and TRUSTS income, vatue, transactions (includes those the spouse and dependent children. see PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period (1) (2) (1) (2) (I) not exempt from disclosure Amount Code (A-H) Type(e.g. div., rent, int.) Value Value Code Method (J-P) Code (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 0=$5,001-$15,000 E=$15,001-$50,000 (Sec Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=$15,001 -$50,000 L=$50,001-$100,000 =$100,001 -$250,000 (See Columns and D3) N=$250,001 -$500,000 0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) ==More than $50,000,000 T=Cash Market (See Column C2) =Appraisal V"'ther ""'Assessment =Book Value W=Estimated Date Report Gardner, James, Knoll 0511512006 VII. INVESTMENTS and TRUSTS income, value, transactions (includes those the spouse and dependent children. see PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end (including trust assets) reporting period reporting period Place "(X)" after each asset (I) Amount exempt from prior disclosure Code (A-H) (2) (1) (2) Type (e.g. Value Value Type (e.g. div., rent, Code Method buy, sell, int.) (J-P) Code merger, (Q-W) redemption) Transactions during reporting period (2) Date Month-Day not exempt from disclosure (3) Value Gain Identity Code Code buyer/seller (J-P) (A-H) (if private transaction) Jncome Gain Codes: ::=$1,000 less =$1,001 -$2,500 c=$2,501 -$5,000 D=$5,00l -$15,000 =$15,001 -$50,000 (See Columns and D4) =$50,001 -$100,000 G=$100,00I -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes J=$15,000 less K=$15,00I -$50,000 L=$50,001 -$100,000 =$100,001 -$250,000 (See Columns and 03) N=$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00I -$50,000,000 =More than $50,000,000 (See Column C2) V=Other Value Method Codes =Cost (Real Estate Only) =Cash Market ""Appraisal =Assessment =Book Value W=Estimated Date Report Gardner, James, Knoll 0511512006 VII. INVESTMENTS and TRUSTS -income, vatue, transactions (includes those the spouse and dependent children. see pp. 14.57 filing instructions) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period not exempt from disclosW'e (I) (2) (I) (2) Type (e.g. Value Place "(X)" after each asset Amount Value Type (e.g. (3) (2) (5) exempt from prior disclosure Code div., rent, Code Method buy, sell, Date Value Gain Identity (A-H) int.) (J-P) Code merger, Month Code Code buyer/seller (Q-W) redemption) Day (J-P) (A-H) (if private transaction) 52. Legg Mason Special Investment Trust Dividend Equity Fund 53. Royce Total Return Fund Consultant Dividend Equity Fund Income Gain Codes: =$1,000 Jess =$1,001 -$2,500 =$2,501 -$5,000 0=$5,001 -$15,000 E=$15,001-$50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 H2=More than $5,000,000 Value Codes =$15,000 less K=$15,001-$50,000 L=$50,001-$100,000 =$100,001 -$250,000 (See Columns and 03) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 s5,ooo,001 -$25,ooo,ooo Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 ::::Cash Market (See Column C2) =Appraisal V=Other ""Assessment U=Book Value W=Estimatcd Date Report 0511512006 Gardner, James, Knoll VII. INVESTMENTS and TRUSTS income, value, transactions (includes those the spouse and dependent children. see PP 14-57 filing instructions; NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (1) not exempt from disclosure (2) (1) (1) Amount Value Value Type (e.g. Type (e.g. Place "(X)" after each asset (3) (2) Method Code div., rent, Code exempt from prior disclosure buy, sell, Value GainDate Identity Code int.) merger,(A-H) (J-P) Code IMonth-Code buyer/seller (Q-W) redemption) (if private transaction) Day (J-P) (A-H) Income Gain Codes: =$1,000 less =$1,00 $2,500 =$2,501 $5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 H2=More than $5,000,000 Value Codes =$15,000 less =$15,001. $50,000 L=$50,00I -$100,000 =$100,001 $250,000 (See Columns and 03) =$250,001 -$500,000 =$500,001 $1,000,000 =$1,000,001 $5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 $50,000,000 =Cost (Real Estate Only) P4=More than $50,000,000 =Cash Market (See Column C2) ""Appraisal V=Other =Assessment =Book Value W=Estimated Date Report Gardner, James, Knoll 05/15/2006 VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate partofReporL) Part VII, Line 25: December 14, 2004 broker purchased Microsoft Corporation common stock for Brokerage Account #1. The transaction was not recorded the account statement until February 27, 2005. Therefore, this transaction was not reported the 2004 report. Part VII, Line 37: December 14, 2004 broker erroneously purchased Microsoft Corporation common stock for Brokerage Account Date Report Gardner, James, Knoll 0511512006 IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. 501 et. seq., U.S.C. 7353, and Judicial Conference regulations. Sign NOTE: AND CRIMINAL SANCTIONS U.S.C. app. 104)