James S. Gwin – 2006
Category:Federal Judges
Number of Pages:10
Date Created:January 31, 2008
Date Uploaded to the Library:October 26, 2014
Donate now to keep these documents public!
See Generated Text ∨
Autogenerated text from PDF
AOlO Government Act 1978 Re-. 112007 FOR CALENDAR YEAR 2006 US.C. app. 101-111) Person Reporting (last name, first, middle initial) GWIN, JAMES Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) JUDGE, ACTIVE Chambers Office Address 510 U.S. COURTHOUSE SOUTH MAIN STREET AKRON, 44308 Court Organization N.D.OHIO Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Sb. Amended Report Final Date Report 0510312007 Reporting Period 01/01/2006 1213112006 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign fast page. POSJTI ONS, (Reporting individual only; see pp. 9-JJ instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Trustee Austin-Bailey Charitable Foundation IJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) NONE (No reportable agreements.) PARTIES AND TERMS retirem STATE OHIO PUBLIC EMPLOYEE RETIREMENT SYSTEM. RIGHT RETIREMENT BENEFITS 05/03/2007 GWIN, JAMES JIJ, NON-INVESTMENT JNCO ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income [Kl NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) JV. REIMBURSEMENTS -transportation, /odging,food, entertainmenl (Includes those spouse and dependent children. See pp. 25-27 ofinstructions.) NONE (No reportable reimbursements.) SOURCE DESCRIPTION U.S.District Court, N.D. Ohio Reimbursement for travel expenses attend MDL Conference West Palm Beach, Florida (1/9 -1/11/06) $939.58 U.S.District Court, N.D. Ohio Reimbursement for travel expenses attend Judicial Conference Infromation Technology Committee meeting Washington. (l/18/06) $663.05 U.S.District Court, N.D. Ohio Reimbursement for travel expenses sit visiting judge with the Sixth Circuit. (4/18 -4/19/06) $781.01 U.S.District Court, N.D. Ohio Reimbursement for travel expenses attend Federal Judicial Center District Court workshop Arlington, Virginia. (5/2 -514106) $1, 178.89 Date Report GWIN, JAMES 05/03/2007 U.S.District Court, N.D. Ohio Reimbursement for travel expenses attend Sixth Circuit Conference Detroit Michigan. (5117 -5119106) $595.35 U.S.District Court, N.D. Ohio U.S.District Court, N.D. Ohio U.S.District Court, N.D. Ohio Reimbursement for travel expenses attend Information Technology Committee meeting Coeur dArlene, Idaho. 614 -616106) $2,203 .69 Reimbursement for travel expenses sit visiting judge with Sixth Circuit Court Appeals. (10/30 -10/31/06) $1,187.10. Reimbursement for travel expenses attend Information Technology Committee meeting Charleston, South Carolina. (12/4-12/6/06) $1,186.91 V GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) (EJ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) [EJ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 05/03/2007 GWIN, JAMES VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Descripiion Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period Place (X) after each asset exempt from prior disclosure (J) Amount Code (AH) (2) Type (e.g. div., rent, oriut.) (I) Value Code2 (J-P) (2) Value Method Code3 (Q-W) (I) Type (e.g. buy, sell, redemption) (2) Date Month-Day (3) Value Code2 (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) IBM common stock (IBM) Dividend Galaxy mutual funds Dividend Berkshire Hathaway common stock Dividend Vanguard Total Stock Market Index Fund, Variou purch Dividend tax deferred Merrill Lynch money market fund Dividend T.Rowe Price Mid-Cap Mutual Fund Dividend (RPMGX) stock, Dividend Various 3/11 Fidelity Contra Fund, mutual fund (FCNTX) Dividend Lord Abbett MidCap Fund, mutual fund Dividend (LAVSZ) 10. Davis New York Venture Fund, mutual fund Dividend (NYVTX) 11. General Electric, common stock (GE) Dividend 12. Exxon (XOM) Dividend 13. Cameo Financial Corp., common stock Dividend (CAFI) Heinz, common stock (HNZ) Dividend 15. Pfizer, common stock (PFE) Dividend 16. Briston Myers, common stock (BMY) Dividend 17. Corning, common stock (GLW) Dividend Sell 7/25 Income Gain Codes: =$1.000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 $15,000 =$15,001 $50,000 {See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 $100,000 =$100,001 -$250,000 {See Columns and 03) =$250,001 $500,000 =$500,001 $1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 $25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost {Real Estate Ouly) =More than $50,000,000 =Cash Market {See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated 05/03/2007 GWIN, JAMES VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period Place (X) after each asset exempt from prior disclosure (1) Amount Code! (A-H} (2) Type (e.g. div., rent, int.) (I) Value Code2 (J-P) (2) Value Method Code3 (Q-W) (I) Type (e.g. buy, sell, redemption) (2) Date Month-Day (3) Value Code2 (J-P) (4) Gain CodeI (A-H) (5) Identity buyer/seller (if private transaction) 18. Time Warner, AOL, common stock (TWX) Dividend Sell 319 19. Cisco, common stock (CSCO) Dividend 20. Walt Disney Co., common stock (DIS) Dividend 21. Lucent Technologies, common stock (LU) Dividend Sell 12/01 22. Microsoft Corp., common stock (MSFT) Dividend 23. Farmers National Bank, common stock Dividend (FMNB) 24. Inti! CorjJoration, coJPillOn stock (INTC) Dividend 25. Schwab Money Market Fund Dividend Purcha/sale Vario 26. Corp., common stock (BBT) Dividend 27. Citigroup, common stock (C) Dividend 28. Chevron Texaco Co., common stock (CVX) Dividend 29. Washington Mutual, common stock (WM) Dividend 30. !shares Russell 1000 Value (IWD) Dividend Buy 6116 31. !shares Russell 1000 Value (IWD) Buy 1211 32. !Shares Russell 2000 Value (IWN) Dividend Buy 3116 33. !Shares Russell 2000 Value (IWN) Sell 5122 34. !Shares SP Global Healthcare Index Fund Dividend Buy 3116 Income Gain Codes: 1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001-$50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 100,000 =$100,001 -$250,000 (See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market (See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated 05/03/2007 GWIN, JAMES VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =Sl,000 orless =Sl,001 -$2,500 =S2,501 -S5,000 =$5,001 $15,000 =Sl5,001 -S50,000 (See Columns and 04) =$50,001 -$100,000 =$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 More than $5,000,000 Value Codes =Sl5,000 less =$15,001 -$50,000 =$50,00! -$100,000 =SI00,001 -$250,000 (See Column and 03) =S250,001 $500,000 =S500,00l -Sl,000,000 =Sl,000,001 -S5,000,000 =$5,000,001 -S25,000,000 Value Method des =S25,000,001 -S50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market (See Column C2) =Appraisal V=Other =Assessment =Bo Value =Estimated 05/03/2007 GWIN, JAMES VII. mvES TMENTS and -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income during reporting period (1) (2) Amount Type (e.g. Code div., rent, (A-H) int.) Gross value end reporting period (I) (2) Value Value Code Method (J-P) Code (Q-W) (I) Type (e.g. buy, sell, redemption) Transactions during reporting period (2) (3) (4) (5) Date Value Gain Identity Month-Code Code buyer/seller Day (J-P) (A-H) (if private transaction) 51. Discovery Holding Services (DSCA) Dividend Sell 3/09 52. JPMorgan Chase Co. (JPM) Dividend Add 2/10 Income qain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001-$50,000 (See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 =$15,000 less K=$15,00l -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 (See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 (See Column C2) =Other Value Method Codes =Cost (Real Estate Only) =Cash Market Q=Appraisal =Assessment =Book Value =Estimated VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofReport) ommon stock, March restricted stock grants that totally vest 2008. Under later contract, certain 2006. The valuation given value the restricted stock grant though the stock vests the third anniversary xercised certain earlier granted options during 2006. Regarding the investment the Vanguard Fund, this investment made through employer 401 plan sponsored 411i9mployer. The yearly statutory maximum met the first quarter although not know the exact dates purchase. Regarding the Thrift Savings Plan Common Stock Index Fund, this investment made through employer 401 plan sponsored the U.S. Courts. Deductions are made monthly fund this investment. IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. 501 et. seq., U.S.C. 7353, and Judicial Conference regulations. Signatu AND CRIMINAL SANCTIONS U.S.C. app. 104) FILING INSTRUCTIONS Mail signed original and additional copies to: Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544