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Judicial Watch • Jan E. Dubois – 2006

Jan E. Dubois – 2006

Jan E. Dubois – 2006

Page 1: Jan E. Dubois – 2006

Category:Federal Judges

Number of Pages:9

Date Created:January 31, 2008

Date Uploaded to the Library:October 12, 2014

Tags:DUBOIS, Jan E Dubois, Morgan, Stanley, account, 2006, assets, transactions, TRUSTS, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) DUBOIS, JANE Court Organization U.S.D.C., E.D., Date Report 08/09/2007 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) JUDGE, U.S.D.C. Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2006 12/31/2006 
Sb. Amended Report Chambers Office Address 12613 U.S. COURTHOUSE MARKET STREET PHILADELPHIA, 19106 Onthe basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete al/parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) 
[20 NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY ........ 
 
 
 
Date Report 
08/09/2007 
DUBOIS, JAN 
 
III. NON-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 ofbrstructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 1987-Pres Corporate Alliance for Drug Education 
 
 
IV. REIMBURSEMENTS --transportation, lodging,food, entertainmenl 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
NONE (No reportable reimbursements.) 
SOURCE DESCRIPTION New York Intellectual Property Law Association New York City, New York -March 24, 2006 -Annual Dinner (meals and hotel) 
 
 
 
 
 
Date Report 
DUBOIS, JAN GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
 NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
VI. LJABJLJTJES. (Includes those spouse and dependent children. See pp. 31-33 instmctions.) 
IBJ NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
Date Report 
DUBOIS, JAN 
08/09/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent chi ldren. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including.trust assets) reporting period reporting period 
 
(I) (2) (2) (2) 
Amount 
Type (e.g. 
Value 
Value 
Date 
Place (X) after each asset 
Type (e.g. 
(3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
Code 
Code 
div., rent, 
Method 
exempt from prior disclosure 
buy, sell, 
Month 
(A-H) int.) 
Code 
Day 
redemption) 
(J-P) 
(Q-W) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =S2,50  $5,000 =$5,001 -$15,000 =$15,001  $50,000 
(See Columns and D4) F=$50,00I  $100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=$15,00I  $50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,00 -$500,000 0=$500,001 -$1,000,000 =$1,000,001  $5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Other =Assessment =Book Value =Estimated 
 
 
 
Date Report 
DUBOIS, JAN 
08/09/2007 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those the spouse and dependent children. see PP 34-60 offilir1g instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (I) Amount Code (A-H) (2) Type (e.g. div., rent, int.) (1) Value Code (J-P) (2) Value Method Code (Q-W) (1) Type (e.g. buy, sell, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) Income Gain Codes: 1,000 less =Sl,001 -$2,500 C=S2,501  $5,000 =$5,001. $15,000 E=S15,00I. $50,000 
(See Columns and 04) F=$50,001  SJ00,000 G=$100,00l -Sl,000,000 =$1,000,001-$5,000,000 H2=More than ,000,000 Value Codes =$15,000 less K=Sl5,00I -$50,000 L=$50,001  $100,000 =$100,001  $250,000 
(See Columns and 03) N=$250,001  $500,000 0=$500,001. $1,000,000 =$1,000,001  $5,000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,000,001  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) Q=Appraisal V=Other S=Assessment =Book Value W=Estimated 
 
 
 
Date Report 
DUBOIS, JANE 
08/09/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those the spouse and dependent children. see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Transactions during reporting period 
(1) Type (e.g. buy, sell, redemption) (2) Date Month Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure Income during reporting period 
(I) Amount 
Code (A-H) 
(2) 
Type (e.g. 
div., rent, int.) 
 
Gross value end reporting period 
(I) Value Code 
(J-P) 
(2) Value Method Code 
(Q-W) Income Gain Codes: =Sl,000 less =Sl,001-$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) F=S50,00I -$100,000 =$100,001 -$1,000,000 !,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated 
 
 
 
Date Report 
DUBOIS, JANE 
0810912007 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (lnclildes those the spouse and dependent children. see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
Date Report 
DUBOIS, JAN 
08/09/2007 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReporL) 
(l) 
(Line Originally included separate purchases units Pennsylvania Insured Municipal Bond Trusts for the years 1987 through 1991. Ten the groups units the Municipal Bond Trusts were sold 1993 loss. Purchases Pennsylvania Insured Municipal Bond Trusts 1992 are separately listed Jines through 37, and 41, 1993 line 45, and 1994 line 55. The figures line are for the four remaining groups units Municipal Bond Trusts -Pennsylvania Insured Municipal Bond Trusts 54M, 55M, 68M, and 7M. All units series 68M (5) and series 17(M) (4) were sold January 31, 1995, loss._,presently owrn,..ofseries 54M. 
 
(5) 
(Lines 58, 59, 64, 69, 102, 106, 120, 132, 134, 136, 137, 151, 152, 155, 156, 158, 176, 177, 178, 179, 180) Securities IRA Account with Morgan Stanley. 
 
(6) 
(Lines 65, 66, 131, 161, 162, 163, 174, 183) Securities IRA Account with Morgan Stanley. 
 
(9) 
(Lines 75, 77, 78, 80, 86, 88, 89, 96, 111, 125, 138, 139, 169, 170, 184, 185, 186) Securities ..Trust which -is co-trustee and income beneficiary. (Line 94) Checking Account -First Union changed name Wachovia. 
(17) 
(Lines 110, 111 and 112) Morgan Stanley Money Market Funds. 
 
(34) 
(Line 89) -U.S. West Inc., exchanged Quest Communications International, Inc. 
 
(35) 
(Line 125) -Associates First Cap exchanged Citigroup. 
 
(36) 
(Line 139) Spin-off from Ford Motor Company. 
 
(38) 
(Lines 141 and 142) Spin-off from Bristol Myers-Squibb Company. 
 
(41) 
(Line 158) Aim Value Fund changed its name Aim Premier Equity Aim Premier Equity was converted Aim Premier Equity 
42) (Line 159) Stock dividend distributed Merck Shareholders (Line 69). 
 
(43) 
(Linel66)oyal Dutch Pete exchanged for ......Royal Dutch Shell PLC. 
 
(44) 
(Line 17l Royal Dutch Pete exchanged for oyal Dutch Shell PLC. 
 
(45) 
(Line 172) -of Gillette exchanged for-Procter Gamble. 
46) (Lines 110 and 185) Conversion from Active Assets Account (Line 110) Bank Deposit Program (BDP) -Morgan Stanley Bank (Line 185). (Lines 111 and 165) Conversion from Active Assets Account (Line 111) Bank Deposit Program (BDP) -Morgan Stanley Bank (Line 165). 
(48) (Lines 112 and 173) Conversiion from Active Assets Account (Line 112) Bank Deposit Program (BDP) -Morgan Stanley Bank (Line 173). 
 
 
Date Report 
DUBOIS, JAN 
08/09/2007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature Date 
WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544