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Judicial Watch • Joan H. Lefkow – 2008

Joan H. Lefkow – 2008

Joan H. Lefkow – 2008

Page 1: Joan H. Lefkow – 2008

Category:Federal Judges

Number of Pages:16

Date Created:October 21, 2009

Date Uploaded to the Library:November 14, 2014

Tags:Joan H Lefkow, Brokerage, Estate, filing, Market, 2008, assets, INVESTMENTS, spouse, transactions, Codes, reportable, reporting, report, Federal Judge, income, Judge


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Lefkow_Joan_H Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) 2007-08 John Marshall Law School; Teaching stipend $12,000.00 /08-12/08 Book Sales: Speak Simple Things (Ampersand, Inc. 2007); SIM $1,275.00 
PLE THINGS JOINT VENTURE with Judith Smith Spouses Non-Investment Income I/you were married during any portion the reporting year, complete this section. 
(Dollar amount no/ required except/or honoraria.) 
NONE (No reportable non-investment income.) 
[Z] 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS -transportation, lodging.food, entertainment (Includes Ihose spouse and dependent children; see pp. 25-27 offiling instruclions.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED International Bar Association 0/9-10/17 Buenos Aires, Argentina Panel member, sessions Round-trip airfare, meals Federal Judges Association 12/3-4 Washington, D.C. Board meeting Round-trip airfare, hotel, meals JFTS. ((ncludes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
DESCRIPTION VALUE 
 
 
 
VJ. LJABJLJTJES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
 
 
 
 
VII. INVESTMENTS and --income, varue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) afkr each asset exempt from prior disclosure (I) Amount Code (A-H) (2) Type (e.g., div., rent, int.) (I) Value Code (J-P) (2) Value Method Code (Q-W) (I) Type (e.g., buy, sell, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) U.S. Employees Credit Union account Int./Div. BROKERAGE ACCOUNT IRA Int./Div. .. -EVSGX* Buy 9/19 -EMGIX None Sold 9/19 -CRSAX -DVRBX None Buy 9/22 -MDIFX Sold 9/22 -OGMBX -INPBX None Buy 9/19 
JO. -RBBBX Sold 9/19 
11. -AMYBX None 
12. -DBA None Buy 12/30 
13. -Cash Money Market Ameriprise Financial 
14. BROKERAGE ACCOUNT NON-IRA Int.ID iv. 
15. -CRSAX 
16. -DEAXX Buy 315 
17.  DEAAX None Sold 9130 Income Gain Codes: 1,000 Jess =$1,001. $2,500 =$2,50  $5,000 =$5,001 -$15,000 15,00 -$50,000 
(Sec Columns and 04) 450,00  00,000 100,00  1,000,000 1,000,00  $5,000.000 =More lhan $5,000,000 Value Codes =$15,000 less =$15,001. $50,000 =$50,00  00,000 =SI 00,00  $250,000 
(See Columns and 03) =$250,00I  $500,000 =$500,00  $1.000,000 =$1,000,001 -$5,000,000 =$5,000,001  $25,000,000 =$25,000,00  $50,000,000 =More than $50,000,000 Value Melhod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children: see PP 14-60 filing instructions.) NONE ,No reportable income, assets, transactions.) 
 
35. -NMTAX None Sold 3/5 
36. -DDMAX None Buy 9/30 
37. -DSX None Buy 10/2 
38. -OIL None Buy 12/30 
39. BROKERAGE Int./Div. 
40. -Ameriprise Insured Money Mkt!Cash Ace ount 
41. -ECHMX Sold 7/11 
42. -MMHCX Sold 12/30 
43. -TWTIX Buy 12/26 
44. 45. PROTECTIVE UNIVERSAL LIFE INS ESTATE None Interest 
 
 
Name Person Reporting 
Date Report 
Lellww, Joan 
08/13/2009 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse ar.d dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: 1,000 less =$1,00 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 15,00 -$50.000 (Sec Columns and 04) =$50,00 -SI 00,000 =$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 
Value Codes =$15,000 less =$15,001-$50,000 =$50,001 -$100,000 =$100,00 -$250,000 
 
(See Columns and DJ) =$250,00 -$500,000 =$500,00 1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 
Value Method Codes =AppraiI =Cost (Real Estate Only) ssessment =Cash Market (See Column Cl) =Book Value =Other =Estimated 
 
 
 
Name Person Reporting 
Date Report 
Lefkow, Joan 
08113/2009 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofReport) 
*The statements have category called income. They not identify the nature the income dividends, interest, etc. 
**The estate has 1/3 contingent interest Illinois judgment, representing attorneys fee, with value between $50,001 -$100,000.00. The remainder the estate bank account Northern Trust Company, with less than $15,000 cash balance. the sole beneficiary. 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, ar!d complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
 
 
A()lO Government Act 197 
Rev. 112008 
FOR CALENDAR YEAR 2008 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Lcfkow, Joan Court Organization U.S. DISTRICT COURT, NDIL Date Report 05/02/2009 Title (Anick III judges indicate active senior status; magistrate judges indicate full-or pan-time) Active Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Final Reporting Period 01/01/2008 12/31/2008 
Sb. Amended Repon Chambers Office Address 219 South Dearborn Street Room 1956 Chicago, 60604 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
Law Board (Advisory) 
Executor Estate 
Executive Committee, Board Member 
Adjunct Faculty Member 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
!ZJ NONE (No reportable agreements.) 
 
PAR AND 
 
 
III, N-INVES TMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) 2007-08 John Marshall Law School; Teaching stipend $12,000.00 
I/08-12/08 Book Sales: Speak Simple Things (Ampersand, Inc. 2007); SIM $1,275.00 PLE THINGS JOINT VENTURE with Judith Smith spouse Non-In vestment Income you were married during any portion the reporting year, complete this section. 
(Dollar amount nor required except for honoraria.) 
[ZJ NONE (No reportable non-investment income.) 
SOURCE AND TYPE 
 
 
IV, REIMBURSEMENTS -transportation, lodging.food, entertainment (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED International Bar Association 0/9-10/17 Buenos Aires, Argentina Panel member, sessions Round-trip airfare, meals Federal Judges Association 12/3-4 Washington, D.C. Board meeting Round-trip airfare, hotel, meals GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
NONE (No reportable gifts.) 
[ZJ 
 
DESCRIPTION VALUE 
 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
NONE (No reportable liabilities.) Salle Mae PLUS loan 
 
 
 
 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (!) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) U.S. Employees Credit Union account lnt./Div. BROKERAGE ACCOUNT IRA lnt./Div. -ESSGX Buy - 9/19 -EMGIX - Sold 9/19 -CRSAX -DVRBX None Buy 9/22 -MDIFX Sold 9/22 -OGMBX -INPBX None Buy 9/19 
10. -RBBBX Sold 9/19 
11. -AMVAX Sold 9/30 
12. -OBA Buy 12/30 
13. -Cash/Money Market 
14. BROKERAGE ACCOUNT NON-IRA Int./Div. 
15. -CRSAX 
16. -Dreyfus Group Sold 9130 
17. -Eaton Vance Group Sell 9130 Income Gain Codes: =$I ,000 less =$1,001 -$2,500 =$2,50I -$5,000 =$5,00I -$I 5,000 =$I 5,00 -$50,000 
(Sec Columns and 04) =$50,00 -$I 00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =SI5,000 Jess =$I 5,00 -$50,000 =$50,00  I00,000 =SI 00,00 -$250,000 
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
18. -FLSTX Sold 9130 
19. -FLTAX 
20. -MDIDX None 
21. -SRFAX None 
22. .-ORNAX Sold 12/26 . 
23. -OPGSX -. 
24. -RFGXX None Sold 9/30 
25. -SMAVX Buy 9130 
26. -SASPX Sold 9130 
27. -Money Mkt/Cash Account 
28. -Columbia Funds Group 
29. -DDMAX None Buy 9130 
30. -DSX None Buy 10/2 
31. -OIL None Buy 12/30 
32. BROKERAGE JOfNT ACCT Jnt./Div. 
33. -Ameriprise Insured Money Mkt/Cash Ace 
34. -ECHMX Sold 7/11 Income Gain Codes: 1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 15,001 -$50.000 
(See Columns and 04) =$50,00 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes 15,000 less =$15,001 -$50,000 =$50,00 100,000 100,00 -$250,000 
(See Columns and DJ) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =CoSI (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
35. -MMHCX Sold (part) 12/30 
36. 37. -TWTlX None Buy Sold 12/26 12/26 
38. 39. PROTECTIVE UNIVERSAL LIFE INS ESTATE Interest 
40. SIMPLE THINGS JOINT VENTURE Income Gain Codes: =$1.000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 
(Sec Columns and 04) =$50.00 -SI 00,000 G=SI00,001-$1,000.000 =$1,000,001 -$5,000,000 =More than $5,000,000 
Value Codes =$15.000 less =$15,00 -$50,000 =$50,00 -$I 00,000 =SI00,001 -$250,000 
 
(Sec Columns and DJ) =$250,00 -$500,000 =$500,00 -$1,000,000 =Sl,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25.000,00 -$50,000,000 =More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column Cl) =Book Value =Other =Estimated 
 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparlofReport) 
Pertaining Section VII, Investments and Trusts: -The statements have category called income. does not identify the nature the income dividends, interest, etc. -SIMPLE THINGS JOINT VENTURE, Published Speak Simple Things book. See Part III 
 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U,S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544