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Judicial Watch • Joan H. Lefkow – 2010

Joan H. Lefkow – 2010

Joan H. Lefkow – 2010

Page 1: Joan H. Lefkow – 2010

Category:Federal Judges

Number of Pages:7

Date Created:September 12, 2013

Date Uploaded to the Library:November 14, 2014

Tags:Joan H Lefkow, school, 2010, Market, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. 112011 Report Required the Ethics Government Ac/ 1978 FOR CALENDAR YEAR 2010 U.S.C. app. /OJ-I I/) Person Reporting (last name, first, middle initial) LefKow, Joan Court Organization U.S DISTRICT COURT, NDIL Date Report 05/25/2011 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Active Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Sb. Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address 219 South Dearborn Street Suite 1956 Chicago, 60604 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Law Board (Advisory) Northwestern University Law School 
 
Executor 
Adjunct Faculty Member John Marshall Law School 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PAR TIES AND TERMS 
 
 
 
 
Joan 
 
 
III. N-INVES TMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) 2010 John Marshall Law School; Teaching stipend $18,000.00 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 	University Virginia Law 2/19-2/21/20 Charlottesville, Judge Moot Court Round-trip airfare, ground transportation, School meals 
 
 
 
 
Date Report 
Name Person Reporting 
 
05/25/2011 
Lefkow, Joan 
V FTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES, (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) 
DESCRIPTION VALUE CODE 
Tuition agreement Employees Credit Union Credit Card 
Sallie Mae PLUS Loan 
 
 
 
 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1ut1es ttwse ofspou.e ant1 t1epent1ent c1iut1ren; . PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
(1) (2) (I) (2) (I) (3) (4) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) U.S. Employees Credit Union account Int./Div. BROKERAGE ACCOUNT IRA -EVSGX Dividend -IEMBX Dividend Buy 12/22/10 -CRSAX Dividend Buy 01/05/10 Buy 12/20/10 Buy 12/23/10 -DVRBX Dividend Buy 12/20/10 -OGMBX Dividend Buy 12/22/10 
10. -INPBX Dividend Buy 12/22/10 
11. -OBA None 
12. Cash Money Market Ameriprise Financial* None 
13. BROKERAGE ACCOUNT NON-IRA 
14. -CRSAX None Sold 07/23110 
15. -FLFAX** Dividend 
16. -Cash Money Market Ameriprise Fine!*** None 
17. -BEARX None Sold 07/23110 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50I -$5,000 =$5,00I -$15,000 =115,001 -$50,000 
(Sec Columns and D4) =$50,001 -$!00,000 =$100,001 -$1,000,000 =$1,000.001 -$5.000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00I -$I 00,000 =$100,001 -$250,000 
(Sec Columns and D3) =$250,001 -$500,000 =$500,00I -$I ,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) sscssmcnt =Cash Market 
(Sec Column C2) =Book Value =Other =Etimatcd 
 
 
VII. INVESTMENTS and TRUSTS NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
 
(I) (2) (I) (2) (2) 
(3) 
(4) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code 
exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) (if private 
(A-H) int.) (J-P) Code redemption) (J-P) 
(Q-W) 
transaction) 
18. -WASAX Dividend 
19. -WMFAX Interest 
20. -MMHYX(X) Interest Buy 02/10/10 
21. -DHGAX (X) Dividend Buy 07/23/10 
22. BROKERAGE1!!3D ACCOUNTll] 
23. -Cash Money Market Ameriprise FincI **** Interest 
24. -TWTIX Interest 
25. PROTECTIVE UNIVERSAL LIFE INS (Adj. Life) None Sold 06/26/10 
26. MUTUAL ADJ. COMP. LIFE (X) None Buy 06/26110 
27. **** 
28. -Unliquidated contingent fee None 
29. Cash Account, Northern Trust Co. Closed 06/14/10 Income Gain Codes: 41,000 less =$1,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =115,001-$50,000 
(Sec Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50.000 =$50,001 -$100,000 =$100,00 -$250,000 
(Sec Columns and 03) =$250,001  $500,000 =$500.00  $1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estalc Only) Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
Name Person Reporting 
Date Report 
Leflrnw, Joan 
05/25/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreport.) *Part VII, Line 12; Funds are deposited AMEX Bank, Salt Lake City, 
and American Express Centurion Bank, Salt Lake City, UTL]i Part VII, Line 15; FLT 2009 report typographical error. should have been FLFAX. *** Part VII, Line 16; Funds are deposited AMEX Bank, Salt Lake City, and American Express Centurion Bank, Salt Lake City, ****Part VII, Line 23; Funds are deposited AMEX Bank, Salt Lake City, and American Express Centurion Bank, Salt Lake City, *****Part VII, Line 27; The estate has 1/3 contingent interest Illinois judgment, representing attorneys fee, with value between $50,000-$100,000. 
All funds Northern Tursi Company were withdrawn, and the account was closed during 2010. the sole beneficiary. 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Joan Lefkow 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, .E. Washington, D.C. 20544