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Judicial Watch • Joan N. Ericksen – 2011

Joan N. Ericksen – 2011

Joan N. Ericksen – 2011

Page 1: Joan N. Ericksen – 2011

Category:Federal Judges

Number of Pages:8

Date Created:October 20, 2012

Date Uploaded to the Library:October 15, 2014

Tags:Ericksen, Joan N Ericksen, conference, committee, transportation, 2011, assets, transactions, TRUSTS, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112012 
FOR CALENDAR YEAR 2011 U.S.C. app. IOI-/ Person Reporting (last name, first, middle initial) Ericksen, Joan Court Organization U.S. District Court -Minnesota Date Report 09/04/2012 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge -Active Sa. Report Type (check app ropriate type) Nomination Date Initial [{] Annual Sb. [{] Amended Report Final Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 
12W United States Courthouse 
300 South Fourth Street 
Minneapolis, 55415 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Board Directors Friends the Children Foundation 
 
Board Directors Federal Bar Association, Minnesota chapter 
Committee Member NCBE, Multistate Bar Drafting Committee 
Rules Evidence Committee Judicial Conference 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 
 
PARTIES AND TERMS 2002 Minnesota State Judge Retirement Plan -former employer -no control 
 
 
Date Report 
Ericksen, Joan 
09/04/2012 
Ill. N-INVESTMENT ME. (Reporting indfrid11a/ and spouse; see pp. 17-14 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) May 2011 MCBE Committee ,500.00 Sept 2011 MCBE Committee $3,500.00 Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete tllis section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE -011to05-04-1 Carmel, 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 a/filing insrructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION 	 
American Conference 1-ll to02-0 l-1 NewYorkCity Institute 	 
National Conference Bar Examiners 	 
NationalConference Bar 09-29-11to 10-01-11 Vancouver, Examiners 
 
 
PURPOSE ITEMS PAID PROVIDED 
Patent Conference Transportation, meals, hotel 
Committee 
Evidence Drafting Committee Transportation, meals, hotel 
 
Evidence Drafting Transportation, meals, hotel 
 
Date Report 
Ericksen, Joan 
09/04/2012 GIFTS. (lnc/11des those spouse and dependent c/1ildren; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
 
Date Heport 
Ericksen, Joan 
09/04/2012 
VII. EST and TRUSTS --income, value, transactions r1ncludes those spouse and dependent children; see PP 34-60 filing instr11ctions.J NONE (No reportable income, assets, transactions.) 
Descrip tion Assets Income ring Gross value end Transactions ring rep ting period 
(including trust asset rep orting period rep orting period 
 
(I) (2) 	(I) (2) (I) (2) (3) (4) 
Place (X)after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identit 
Code exempt from prior disclosure 
div., rent Code2 	Met hod buy, sell, mm/d d/yy Code2 Code buyer/seller 
(A-II) int.) (J-P) 	Code redem ption) (J-P) (A-II) (if private (Q-W) transaction) Income G:iin Codes: =$1.000 less =$1.001  S2.500 42.50t $5,000 =$5.001  $15,000 =$15.001  $50.000 
(Sec Columns anJ [)4) =$50.001. $100.000 =$100.001 -Sl.000.000 Ill =$1.000.001  $5.000.000 112 =More than $5.000.000 Value Codes :.:.$ 5.000 less 15.001 -$50.000 =$50,001  $!00.000 I00.00  $250.000 
(Sec Columns and IJ3) $250.!KJI  $500.(K)() =$500.001 s1.000.000 =$1.000.001 -$5,000,000 =$5,000.001  $25,000.000 =$25.000.001. $50,000.000 =More than $50.000.000 Value Method Codes Apprnisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Cohnnn C2) -:-Book Value Oth1..-r =Estimated 
 
 
Date Report 
09/04/2012 
Ericksen, Joan 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children: see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(1) (2) (I) (2) (1) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-11) (if private 
(Q-W) transaction) come Gnin Codes: 1.000 less =$1,001 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50.000 
(Sec Columns and D-t) =$50,00 -S100.000 =$I 00.001 -$1 .000.000 111 =$1.000,001 -$5,000.000 112 =More than $5.000,000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 
(Sec Columns and DJ) $250,00 -$500.000 =$500.001 -$1 ,000.000 =$1,000,001 -$5,000,000 =$5,000.001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50,000,000 Value Method Codes ==Apprnisal =-Cost (Real Lstatc Only) =Assessment =Cash Market 
(Sec Column C2) Book Value V=-Othlr =Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, rue, transactions r1nc1udes those spouse and dependent children: see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trnst assets) reporting period reporting period 
 
(2) (I) 
(3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, nun/dd/yy Code Code buyer/seller 
(A-II) int.) (J-P) Code redemption) (J-P) (A-11) (if private 
(QW) transaction) 
 
35. Oppenheimer Rochester Muni (ORNAX) Int./Div. 
36. Income Gain Codes; =$1.000orlcss =$1.00t. $2.500 =$2,50t -$5.000 =$5,00t -$15.000 =$15,001-$50.0