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Judicial Watch • Joe L. Heaton – 2011

Joe L. Heaton – 2011

Joe L. Heaton – 2011

Page 1: Joe L. Heaton – 2011

Category:Federal Judges

Number of Pages:8

Date Created:December 1, 2012

Date Uploaded to the Library:October 29, 2014

Tags:Heaton, Joe L Heaton, Oklahoma, america, smith, account, Growth, Retirement, 2011, investment, Codes, dividend, reportable, disclosure, report, Federal Judge, financial, income, Judge

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JJ. AGREEMENTS. (Rcporti11g im/Mtl11u/ only; see pp. 14-16 filing in>rr11ctio11.1.) NONE (No reportable agreements.) 
PARTJES AND TERMS Oklahoma Public Employees Retirement System -vested. El.gible age 
N.une Person H.eporting 
Hralon, Joe 
III. N-INVESTIIENT ME. (Reporting i111Ji,.id11n/ nm/ spouse; sec pp. 7-24 1>f ji/ing instructions.) Filers Non-Investment Income 
[{] NONE (No reportable non-investment income.) Spouses Non-Investment ncomc -lfyo11 were mnrriCll during nny portion oft/re reponing year, complete tliissection. (Dollaramo11111 not required except for honornria) 
[ZJ NONE (No reportable non-investment income.) 
D.110 Ro110r1 
Name Person Reporling 
Heaton, Joe GIFTS. (Inc/mies those spouse and dependent c/liltlrcn, see pp. 28-31 ofjifi11g in!)/r11c1ions.) 
VJ. LIABILITIES. (/nc/11des //rose ofspmise am! dependent children; see pp. 32-33 filing inslf11ctions.) 
[{] NONE (No reportable liabilities.) 
Date Report 
Healon, Joe 
VII. INVESTMENTS and TRUSTS --income, 1m11snc1in11s r1nc1m1es 111ose ofspnuu ,1,pe1urcn1 d1i1trrcn,-see pp. 34-60offili11c1ns1mc11011s.; NONE (No reportable income, assets, transactions.) Desc1 ipt1on Asets lncome during Gro::,s value :::it enI assets) reporting period ofreponing period 
(2) (I) (2) 
(2) (3) (4) (5) Place (X) nfier each asset 
Type (e.g., Vaine Vluc Type (e.g Dale Value Gain Identity buy, sell, int.) 
(I) div,. rent, Code Melhod Code 
exempl from prior disclosure 
mm/dd/yy Code2 
(J-P) CodeJ redemption) (J-P) (A-H) dv1 
(Q-W) 	unnS..ction} Duke Energy common stock Dividend Speclra Energy common slock Dividend 
Xcel Energy common slock 	 
Oil gas working interest Royalty 	Jncmnc Cml.:s =$1,000 8=$1,0C  $2.500 =$2 501 SI OCJ D=SS.001  $:5.0CO =$15.001 -$50,000 {Sc.. Ctb11mC am/ depe11de11t clri/drc11: sec PP 34-60 filing ins/r/IC//ons.) NONE (No reportable income. assets, transactions.) 
Description A:i.eb 1ncomc dnnng Gios value end Tnrnsoctions during reporting peno_d 
(including tmst asset) reponhi; period ofreportiug period 
(I) (2) (I) (I) (3) 
(4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code Oiv., rent, Code2 Method buy, sell, mm/ckllyy Codc2 Code buye1/seller 
(A-H) int) 
Code3 redemption) (J-P) (A-H) 
(if plivale 
(Q-W) lfiUlSdCtion) 
18. ING USA Life Ins. Co. (formally Equitable D1v1dcnd Iowa) 
19. Int.Growth Income Fund Dividend 
Small Cap World Fund Dividend 
Individual Retirement Account# Dividend 
22. -Amcap Fund 
23. -Investment Company America 
24. 25. -Smith Barney Money Funds case portfolio -Growth Fund America Account -EuroPacific Growth Fund 
27. 28. International Growth and Income fund Individual Retirement Account ---c D1v1dend l3uy 06113/11 
29. -Amcap Fund -Investment Company America 
31. -Smith Barney Money Funds -case portfolio -Growlh Fund America -EuroPacific Growlh Fund 
34. Jntemat1onal Growlh and Income Fund l3uy 06113/J 
l,...Jncomc G:ln Codes =$1.000 lc:s., =Sl .00 -$2.500 =$2.501 -$5,000 0=$5.001. 515,000 =$15.001 -ViO 031 
(Sec CohtmlW.000.000 =Mo !non $50,000,000 Vnluc Mclhod Codes Q=-Apprm:!i:il =Col {Re.ii L:..t;ilt:: 01llyl ==-As:,:,mcru =Ca!>h M:ir:-::ct 
(Sec C2) llook Vt1lut. =01htr W=l:st1111.itd 
D4ttc Report 
Heaton, Joe 
0511012012 INVESTMENTS and TRUSTS --income, 1af11e, trtmsaclimrs (ludutles lfl(ISC of.JJOllSC and 1/epe11denl d1iltlre11; see 34-60 ofjili11g i11slr11cliom.) NONE (No reportable income, assets, transactions.) 
Description :1,els 1ncomc d;.inng Uross value crd Transa:cr1om. durmg 1eporting period 
(including lmst asseb) n:po11ing period reporting penod 
(I) (2) (I) (2) 
(1) (3) (4) 15,l 
Place 11{X) after cDch asset 
Amount Type (e.g., Value Value Type (e,g., Date 
exempt from prior disclosure Code div., rent, Codc2 Method buy, sell, mm/dd/yy Code2 Code b11,yerlsdict (A-H) int.) (J-P) Code redemption) (J-P) (A-HJ (ifprivaie (Q-W) tl;lrWltliM) 
35. 	Custodial Account Dividend 
36. 	-Smith Barney money fund ..(Citibank Bank Deposit program) 
37. 	-Bank Oklahoma account 
-Growth Fund America 
-323 East Mosier LP, ltd. part. interest 
------40, MPdnwnnrl 111.P, ltn part infr.rf!f - 
41. 	-DOB Limited Part. ltd. part, int. 
42. 	-Masterpiece Properties LP, ltd. part. interest lnc.,,n..: G.J11 Coll.00. -50.000 (Se.: Coh1n,11; and 04) 550.001 -$11)0.(1()0 =iwo.001 -$1.000.000 Ill :Sl 000.001-$5,000000 111=More1h.111 S5.UOO.OOO Value Codes =15.0tO .or $15.001 $50.000 =U0.00 00.000 =$1()0.001$2.50000 
(Sc Coh:mai Jlld 03) ->251).001 -$500 ()()0 0-$500.00l -$1.000.000 $1.000.001-$5,000.00!J =$5.000 001 -$25.000.IKJO 1J =>25.cowot =More 1han 000 000 V:1Juc Mclhod Como l2) =Hop).. Value VOihcr \t =bSllJllJfCd 
Date Report 
Name Person Reporting 
Hea1on, Joe 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (/111/icatepartofreporr.) Tl1e value lhe oil and gas working inlerest idenlified Part VII, !me based average monlhly income during 1he period x36 months. The wells are localed Oklahoma (Folmar) and McClain (Lewis 1-11 and Mooney) Counties, Oklahoma. lhe custodial account shown Part Vil, filer lhe custodian co-signer the bank account and assets brokerage account. Valuations publicly traded funds are based cost/markel; values oflimited partnership interes1s are based book value. 
The limited partnership interests indentified Part VII, Imes 11, and also had interest dividend mcome addition rental income (per K-1). The properties generating rental income are Cleveland County, OK. 
0.1te Report 
Heaton, .Joe 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions ofS U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Joe Heaton