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Judicial Watch • John C. Porfilio – 2010

John C. Porfilio – 2010

John C. Porfilio – 2010

Page 1: John C. Porfilio – 2010

Category:Federal Judges

Number of Pages:27

Date Created:October 17, 2011

Date Uploaded to the Library:December 05, 2014

Tags:Polster, John C Porfilio, acorn, Estate, 2010, Market, assets, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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August 16, 2011 
Judge Bobby Baldock, Chair Judicial Conference the United States Committee Financial Disclosure One Columbus Circle, N.E. Washington, D.C. 20544 
RE: Calendar Year 2010 Filing 
Dear Ju.dge Baldock: your request, have enclosed Amended Report.I have provided all+.the information have regarding the assets Part VII, lines 38, 39, and 81. 
 
With respect the accounts described lines and 52, have provided additional detail Column along with additional information Part VIII page 14. 
United States District Judge 
DAP:dmw 
Enclosure 
 
Polster, Dan 
 
 Government Ac! 1978 
Roy. 1/2011 U.~:C. app. ,~,ff 101-111) 
 
FOR CALENDAR YEAR 2010 Person Reporting (last name, first, middle initial) Court Organization Date Report 
08/15/201 
Polstcr, Dan 	U.S. Dist. Ct., Ohio Title (Article Ill judges indicate active senior status; Report Type (check appropriate type) Repor[ing Period 
raagistrate judges indicate full- part-time) Nomination, Date 0110112010 
U.S. District Judge--Active Initial .... Final 
12/31/2010 
5b. Amended Report Chamhers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opiniou, compliance 
with applicable laws and regulations. 
 
United States District Judge 
18B Carl Slokcs U.S. Court 
Clcvehmd, Ohio 44113 
 
Reviewing Officer 	Date 
1MPOR TANT NOTES: The instructions accompanyb,g th~form mast followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting indivldnalonly; seepp, 9-13 filing instructions.) NONE(No reportablepositions.) 
POSITION 	NAME ORGANIZATION/ENTITY 
Agnon SchoolI. Lifetime Trustee Siegal College Jewish Studies2. Lifetime Trustee 
Jewish Education Center Cleveland ..... Trustee Jewish Federation Cleveland4. Trustee 
Bellefaire Jewish Childrens Bureau 
lrustce 
Trustee trust 
Board Directors 	Federal Bar Assn (Cleveland chapter) 
 
 
 
I~. Board Directors 	Mt. Sinai Health Foundation 
 
II. AGREEMENTS. (Repot,lag i.di~id,,~t o,,ly; ~ee pp. 4-~ o~ing instructions.) 
--] NONE (No reportable agreements.) 
DATE 	PARTIES AND TERMS 
U.S. Civil Service Retirement System (CSRS) vested pension for Dept. Justice service (1976-1998); paid upon retirement from judicial service 
Name Person Reporting 
 
 
 
Name Person Reporting 
 
III. NON-INVESTMENT INCOME. (Reporting indi,,idualandxp ....... seepp. 17-24 filing i~truetion.~) Fliers Non-lnvestment Income NONE (No reportable non-investment income.) 
 
DATE 	SOURCE AND TYPE 201(/ Park Synagogue (Stipend for teaching 10th grade Confirmation class) 
Cleveland-Marshall School Law (taught class mediation) Spouses Non-Investment Income -tf yo,, were married during any portion the reporting yeor, complete thv section. 
(DolhJr tm)ount trot required xcept.fi~r honoraria.) NONE (No reportable non=investment income.) 
DATE 	SOURCE AND TYPE 2010 	Hahn, Loeser Parks (law firm) 
 
 
IV. REIMBURSEMENTS ....... .,~,o~,.,ion. l,,aU~,,U,~,,,,d. .... ..in ...... de~ me ~Tm tse amt dependent children; sec pp. 25-27 filling instructions.) ~_~ NON E(No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE 	American Conference October 20-21 New York, N.Y. Participate CLE 
Institute 	 
American Bar Assn. October i3-14 Chicago, I11. Participate CLE 
 
 
 
 
 
INCOME 
(yours, not spouses) 
$2,663.00 
$2,000.00 
 
ITEMS PAID PROVIDED Airfare, one night hotel, meals 
Aiffare, one night hotel, meals GIFTS. a,,,.~,,,~,,,. ,~, ......... .,~, .......... aep,,,ae,,t ehildren: see pp. 28-31 filing instructions.) 
NONE (No reportable gifts.) 
S.__O_U_R__C.I,;. DESCRIPTION V_A_KU_E. LIAB ILl IES. anet,de., a,o~e ,.,~o ....... dependent children; see pp. 32-33 filing instruction.) 
I~---~ NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION _U_E_C_O_D_ .F_... 
 
Name Person Reporting 	Date P.epor! 
0g/I 5/201 ESTME TRUSTS ......... t.e,t ..... actions (Itzclttdes those spouse and dependent childrett; see pp. 34-60 filing .......... ions.) NONE (No reportable income, assets, transactions.) 
Doscriptinn Assets Income during Gross value end Transactions during reporting period (iteluding trust assets) reporting period reporting period 
(1) (2) (1) (2) (]) (2) (3) Place (X) after each asset Amount Type (e.g., Valuo Value Type (e.g., Date Value Gain Identi!y exempt from prior diselnsure Code div., rent. Code Method buy, sell, mmidd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-It) (if private (Q-W) transaction) 
Dividend Buy 01105/10 
18. 	 
Chevron!Texaco 
 
19. 	 
wayne Cry Ohio Munic, Bonds Interest 
 
20. 	 
Hamilton County Sewer Bonds Dividend 
 
21. 	 
DWS High Inc. Trust (formerly Kemper Dividend 
High Inc. Trus! 
 
 
22. 	 
lntel Dividend 
 
23. 	 
Parker Hannifin Dividend Sold 1!/10/10 
 
24. 	 
Rydell Rusell Top Dividend 
 
25. 	 
Goldman Sachs Money Mkt Dividend 
 
26. 	 
Henderson Intl Opp Dividend Sold 05/25110 
 
27. 	 
Costed Wholesale Corp Dividend 
 
28. 	 
Vanguard Mid-Cap Dividend 
 
29. 	 
MicrosoFt Corp. Dividend 
 
30. 
Deere Co. Dividend Buy 05/25/10 FedEx Corp. Dividend Buy 11/10/10 
 
 
 
32. 
 
33. 
 Tenneco common Dividend 
 
34. 	 
Embarq (spinofD Dividend =$5,1)01 -515,000 112 =More thau $5,000,000 100.001 -$250,t~)0 
Income Gain Codes: ,(XR) less ,=$ 1,001 $2,500 =$2.501 $5.000 
(See Cohtmns (1 and D3) ::S250,01) S500,000 =$5~.001 $1,000,000 1,000,00l $5,000,000 =S5,000,001 525,(XI0,00tI ~S25,000,onl ssn,oo0,000 =More than $50,000,0~ =Cash Market 
 
Name Person Reporting 
VII. INVESTMENTS and TRUSTS .......... t,,., ........ ao.s OnL.t.s ose .s~ ....... dependent children; see pp. 34-60 fillnl. 
 
[~.] NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting pcriod reporting period (2) (2) (2) (3) (~) (5) Place iX) after each ussct Amount Type (e.g., Value Value Type (e.g., Date Value Gain Idcnti~y exempt from prior disclosure Code div., rent, Code Method buy, sell, mnddd/yy Code2 Code buyer/seller (A-It) int.) (J-P) Code redemption) (J-P) (A-t0 (if private (Q-w) transactior0 
52. 	 
FIR I~tawflrm (ABA Ret. Fd) Dividend 
managed 
 
 
53. 
 
54. 	 
Money Market (MLynch) Interest 
 
55. 	 
Transistor Devices common Dividend 
 
56. 	 
Gabelli Utilities Dividend Sold 04/13/10 
 
57. 	 
American Gr. America Dividend Buy 04/13/10  
 
58. 	 
Cohen Steers REIT Dividend Buy 104/13/10 
 
59. 	 
Eaton Vance Inc. Dividend Buy 04/13/10 
 
60. 
 Templeton Global Dividend Buy 04/13/10 
 
61. 	 
State Israel Bond Interest Redeemed 09115110 
 
62. 
 Ford common Dividend 
 
63. 	 
Vislcon (Ford spinoft) Dividend 
 
64. 
 Citigroup (acq. Ford spinofl) Dividend 
 
65. 	 
Unicorn (form. Comm. Ed) Dividend 
 
66. 	 
Warburg Pincus Growth Dividend 
 
67. 
 
68. 	 
Trust** (lines 69-133) Int./Div. .$1,000 less -~S 1,001 $2,500 :~$2.501 $5,000 100,001 13)00,000 =More than S5,000,000 -$15,0(tO less 5,001 S50.000 ~-$50,001 100,000 M~S 100,001 5250,000 
(See (ohunns (J and I)31 $250,001 SSO0,O00 ~$500,001 1,000,000 1,000,001. S5,000,000 =:SS,00I},00 $25,000,0LI0 :More thall SSD,O00,O00 ~Appraisal ,.Cost (Real Estate Only) =Asscssmenl 
Name Person Reporting 	Date Report 
 
 
08/15/2011 
VII. INVESTMENTS and TRUSTS ..... ,,alue, ..........ions (lnchtde., those ........ depct~denr children; seel~p. 34-60 fillng ............io.s.) 
 
NONE (No reportable income, assets, transactions.) 
I)cscriptioh Assets Income during Gross value end Transactions during reporting period (inc~udiag trust assets) reporting period reporting period (2) (l) (2) (I) (2) (3) (4) (5) ltacc (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity buyer/seller 
exempt from prior disclosnrc Code div., rent. Code Method buy, sell, mm/dd/yy Code Code (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
69. --State Israel Bond 
70. --Tenneco common 
71. 
--PactivCorp 	Sold 12/14/10 
 
72. 
--JPMorgan Chase ~3. --Sprint Corp 
 
 
74. 
--M.Lynch Money Market 
 
75. 
--U.S. GNM bonds 
 
76. Israel Preferred 
 
77. 	 
--. Dev. Bank Israel Pref. Sold 5/28/10 
(part) 
 
 
78. Amer.Fds New Persp 
 
 
79. 
--Amer Inc. Amer. 
 
80. 
--American Washington Mut 
 
 
81. Oakmark Intl Fund Buy 11/22/10 
(addl) 82. --Baron Growth 	Buy 11/22/10 
(addI) 
 
~8-~. 
--Hartford Floating 
g4. --GNM Bonds ;85. --Georgia Power Co~ Redeemed 09127110 =$5,001 15,0t)O ~More than 
(See Columns I31 15,001 -S50.000 ~$50.001 100.000 100.001 $250.000 (See (.01umI~ and D3) :S250,(101 -$5(10,000 =$500,001 SI,O00,O00 =~S 1,000,00 -$5,000,000 =$5,000,001 -S25.(~10,1100 ~,Cosl (Real Estate Only) Value (!odes 
(See Column (2) 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRUSTS ............ t,,e, .........,ions (lnchtdes those spo .....nd dependent children; seepp. 34-60 ,filing instr,ctionx.) NONE (No reportable income, assets, transactions.) 	[3. 
Description Assets Income during Gross value end Transactions during reporting period (including tntst assets) reporting period reporting period 
(1) (2) (2) (l) (2) (3) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g,, Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
103. 
 --Bolt Technologies 	Buy 08/02/10 
 
104. 	 
--Bolt Technologies Buy 09/13/10 
(addl) 
 
 
105. 	 
--Culp Inc. Buy 11/30/10 
 
106. 	 
--Durect Corp. Buy 05/24/!0 
 
107. 	 
--Durect Corp. Buy 09/08/10  
(addl) 
 
 
108. 
 
109. 
--Money Market (Wachovii0 I0. --Laclcde Gas common --Nuvcen Ohio Munic. 12. 	--Davis Venture 
113. 	 
--Eaton Vance Tax Managed G.r. 
(formerly E.V. Marath) 
 
 
114. 	 
--Cedar Fair 
 
115. 	 
--American Express Co. 
 
116. 	 
--Chevron/Texaco 
 
 
tiT. 	--TO Energy (now Exxon Mobil after 
2010 merger) 
 
118. --Enterprise I~roducts 	Sold 1/10110 
(part) 
119. --Franklin, Ohio Munic. Bond 
 hacome (Jain Uodcs: ::S 1,000 Ies,~ =$1.001 $2,500 =S2,501 S5.000 =$5,001 SI5,000 
(See Columns ;rod 04) ~-550,001 100.0O0 100,001 $1,000,000 ~$1,000,001 S5,000,000 =Morc than alue Codes :~S 5,000 less 15.001 S50,~0 =550.001 10O,O00 ~,001 S250,000 
 
 
(See Column~ (1 :mtl 03) :,S250,001 -S500,000 =SS00,00I SI,0(}0.000 ~SI,000,001 S5,000,000 ~$5.000,~1 $25.000.000 -~S2$,l)0O,i)lll SSO,I)t)D,l)OO ~-More than ,~Cosl (Real Estate Only) =Cash Market V;ilue Method (odes =Jpprai~tl .:Assessment 
NONE (No reportable income, assets, transactions.) 
Description Assets (inclnding trust ~ssets) Place (X) after each asset exempt l?om prior tfisclosurc Income during reporting period (t) (2) Affmunt Type (e.g., Code div.. rent, {A-H) int.} Gross value end reporting period (1) (2) Value Value Code Method (J-P) Code (Q-W) Type (e.g., buy. sell. redemption.) Transactions during reporting period (2) (3) (4) Date Valuc Gain mm/dd/yy Code Code (J-P) (A-H) (5) Identity buyer/seller (if priwac trltnsacIion) 
137. 
138. 
139. 
140. 
141. 
142. 
143. 
~44. 
 
(See (ohtm,s ;rod 1)4) =:$50.001 100J)00 :::$ 100.001 $1.000.000 1.000.001 $5.000.(}~ =More than SS.000.(~0 V~flue Ctxk.s 5.000 less =Sl 5.001 SSO.000 =SS0.0Ol Sl00.000 =SI00.001 $250.000 .$25.000.001 SSO.0UO.000 ~-More tlm{l SSO.000.O00 Value Me~hod (nde~ Appraisal =:Cost (Real Estate Only) =Assessment =Cash Market 
 
Name Person Reporting Date Rel)orl 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. 
Part VII (Investments and TrusLs), lines and 52: These are 401(K) and IIR accounts, maintained through~law firm. They are 
both professionally managed ABA Retirement Funds. detenafines allocation among generic funds (e.g. bond, large-cap, small-cap). 
~has knowledge control the selection the specific funds themselves. 
Name Person Reporting Date Repori 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statulory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signatur 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 Government Act 1978FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report 
Polster, Dan U.S. Dist. Ct., Ohio 05/05/2011 Title (Article Ill judges indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full- part-time) Nomination, Date 01/01/2010 
U.S. District Judge--Active Initia! Annual Final 12/31/2010 
5b. Amended Report Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
United States District Judge with applicable laws and regulations. 
 
18B Carl Stokes U.S. Court 
Cleveland, Ohio 44113 
 
Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followeeL Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
~-~ 	NONE (No reportable positions.) POSITION NAME ORGANIZAtION/ENTITY 
Lifetime Trustee 	Agnon School 
Lifetime Trustee 	Siegal College Jewish Studies 
Trustee 	Jewish Education Center Cleveland 
Trustee 	Jewish Federation Cleveland 
Trustee 	Bellefaire Jewish Childrens Bureau 
Trustee trust 
Board Directors 	Federal Bar Assn (Cleveland chapter) 
Board Directors 	Mt. Sinai Health Foundation 
 
 
II. AGREEMENTS. (Reporting individual only; seepp. 14-16 f!ling instructions.) 
NONE (No reportable agreements.) 
DATE PARTIES AND TERMS 
 
U.S. Civil Service Retirement System (CSRS) vested pension for Dept. Justice service (1976-1998); paid upon retirement from judicial service 
Polster, Dan 
Name Person Reporting Date Report 
Name Person Reporting 
 
IlL NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. I7-24 o/filing instructions.) Filers Non-Investment Income ONE (No reportable non-investment income.) 
DATE SOURCE AND TYPE 2010 	Park Synagogue (Stipend for teaching 10th grade Confirmation class) 
 2010 	Cleveland-Marshall School Law (taught class mediation) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
DATE 	SOURCE AND TYPE Hahn, Loeser Parks (law firm) 
 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 offiling instructions.) 
 
~-~ 	NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE 	 
Amedcan Conference October 20-21 New York, N.Y. Participate CLE Institute 	 
American Bar Assn. October 13-14 Chicago, Ill. Participate CLE 
 
 
Date Report 
05/05/2011 
INCOME 
(yours, not spouses) 
 
$2,663.00 
$2,000.00 
ITEMS PAID PROVIDED Airfare, one night hotel, meals 
Airfare, one night hotel, meals 
Name Person Reporting Date Report GIFTS. anelude~ those spouse and dependent children; see pp. 28-31 filing instructions.) 
NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. anclndes those spouse and dependent children; seepp. 32-33 filing instructions.) 
NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
Polster, Dan 	05/05/2011 
VII. INVESTMENTS and TRUSTS -inco ..... lue, ......tions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions) 
NONE (No reportable income, assets, transactions.) 
Transactions during reporting period (including trust assets) reporting period reporting period (2) (t) (2) (i) (2) (3), (4) (5) 
Place (x) aider each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
Money Market Funds (MLynch) Interest 
Oakmark Intl Fund Dividend 
Baron Growth Dividend 
Munder Midcap Core Fd. Dividend 
Alger Small Cap Growth Dividend 
Eaton Vance Large Cap Dividend 
Alabama Power Co. Pref. Dividend 	 
GNM P41107 bonds Dividend Redeemed 11/22/10 (part) 
Blackrock Pfd Inc. Dividend 
 
10. 
Templeton Global Dividend 
 
11. 
Blackrock Inflation Dividend 
 
12. 
Hartford Floating Rate Dividend 
 
13. 
Putnam Floating Rate Dividend 
 
14. 
Lord Abbett Value Dividend 	Buy 11/22/10 
 
15. 
 
16. 
 Dreyfus Prem. Mun. Fund Dividend 
 
17. 
Liberty Acorn Dividend =$2,501 $5,000 =$5,001- $15,000 =$15,001 $50,000 (See Columns and D4) ..... =$100,001 SL000,000 =$1,000,001 $5,000,000 =More than $5i000,000 
 Value Codes =$15~000 less =$15,001 $50,000 =$50~001 -$100,000 M=$100,001 -$250,000 
 
(See Columns and D3) =$250~001 $500,000 =$500,001 $1,000,000 =$1,000,001 $5,000,000 $5,000,001- $25,000,000 =$25~000,001 $50,000,000 =More than $50,000,000 
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Bo0k ValUe =Olher =Estimated 
 
 
 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRUSTS .... value, ......tlons (Includes those ......d dependent children; seepp. 34-60 fillng instructions.) 
NONE (No reportable income, assets, transactions.) 
Gross value end 
(including trust assets) reporting period reporting period 
 
Description Assets Income during 	(2) (1) (2) (1) (2) (3) (4) (5) 
Place (X) after each asset 	Amount Type (e.g., Value Value Type (e.g., Date  Value Gain Identity Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
exempt from prior disclosure div., rent, Code (A-H) int,) (J-p) Code redemption) (J-P) (A-H) (if private (Q-W) 
transaction) 
18. 	 
Chevron/Texaco Dividend Buy 01/05/10 
 
19. 	 
Wayne Cry Ohio Munic. Bonds Interest 
 
20. 	 
Hamilton County Sewer Bonds Dividend 
 
21. 	 
DWS High Inc. Trust (formerly Kemper Dividend High Inc. Trust 
 
22. 
 Intel Dividend 
 
23. 	 
Parker Hannifin Dividend Sold 11/I0/10 
 
24. 	 
Rydell Rusell Top Dividend 
 
25. 	 
Goldman Sachs Money Mkt Dividend 
 
26. 	 
Henderson Intl Opp Dividend Sold 05/25/101 
 
27. 	 
Costco Wholesale Corp Dividend 
 
28. 	 
Vanguard Mid-Cap Dividend 
 
29. 	 
Microsoft Corp. Dividend 
 
30. 
 Deere Co. Dividend Buy 05/25/10 
 
31. 
 FedEx Corp. Dividend Buy 1/10/10 
 
32. 
 
33. 	 
Tenneco common Dividend 
 
34. 	 
Embarq (spinoff) Dividend =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 =$100,001 $1,000,000 =$1,000,001 $5~000,000 =More than $5;000,000 ...... ..... ln~me ~ain Codes: =$1;000 ess Value Codes -$15,000 tess =$15;001 $50,000 =$50,001 $100,000 =$100 00t-$250;000 
(See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 =$1,000;001 $51000,000 =$5,000;00 $25;000,000 =$25,000,001 $50;000.000 =More than $50,000,000 =Cash Market 
(See Column C2) =Book Value =Estimated Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Other 
Polster, Dan 	05/05/2011 
VII. INVESTMENTS and TRU STS -income,. v.l.e, tr.ns~ctlons anludes those oSspons~ ond dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place (X) after each asset exempt from prior disclosure 
35. 
Windstream (spinoff) 
 
36. 
Transistor Devices common 
 
37. 
Transistor Devices common 
 
38. 
Japan Fund 
 
39. 
Vanguard Gund 
 
40. 
Unicorn (formerly Comm. Ed. Preferred) 
 
41. 
Roulston Growth 
 
42. 
National City Bank-check. 
 
43. 
National City Bank-check 
 
44. 
National City Bank--CD 
 
45. 
National City Bank--CD 
 
46. 
Ohio Savings savings 
 
47. 
IRA-Ohio Savings Bank (mut. fd.) 
 
48. 
IRA-Ohio Savings Bank (CD) 
 
49. 
IRA-Prudential Equity Fund 
 
50. 
IRA-Prudential Equity Fd. 
 
51. 
401 (K) prof. managed ifi~6~d Gain C~deS: =$1 ;000 less (See Columns and D4) =$50,001 $100,000 
 Value Codes =$15,000 less (See Columns and D3) =$250,001 $500,000 =$25,000,001 $50,000,000 
 Value Method Codes =Appraisal 
Income during Gross value end reporting period reporting period 
(1) (2) (1) Amount Type (e.g., Value 
Code (A-H) 
div., rent, Code int.) (J-P) 
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Interest Interest Interest Interest Dividend Interest Dividend Dividend Dividend =$1 i001 $2,500 =$100,00:1- $1100Oi000 =$15,001 $50,000 ---$500,001 $1,00O,O00 =Cost (Real Estate Only) 
(2) Value Method Cbde3 (Q-W) =$2~501 $5~000 =$1 000 ~01 000 000 ~$50s00i $100;000 ....... a$1,000~001 $5,000,000 --More than $50,000~000 S=A ........t 
Transactions during reporting period 
(l) .... (2) (3) 
Type (e.g. Date Value ,buy, sel!,:,: mm/dd/yy Code 
redempti~) 
(J-P) 
(4) (5) Gain Identity Code buyer/seller 
(A-H) ..... 	(if private trausaction) =$5,001 $15,000 =$15,001 $50,000 =More than $5;000,000 =$!00,001- $250i000 =$5,000,00i $25,000,000 =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
05/05/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
exempt from prir~ ~0~ di~; C~d~ ..... ............................. ~a~z~on) ........ 
......... 
 
52. prof. managed Dividend 
 
53. 
 
54. 
Money Market (MLynch) Interest 
 
55. 
Transistor Devices common Dividend 
 
56. 
Gabelli Utilities Dividend 	Sold 04/13/101 
 
57. 
American Gr. America Dividend Buy 04/13/10 
 
58. 
Cohen Steers REIT Dividend Buy 04/13/10 
 
59. 
Eaton Vance Inc. Dividend Buy 04/13/10 
 
60. 
Templeton Global Dividend Buy 04/13/10 
 
61. 
State Israel Bond Interest 	Redeemed 09/15/10 
 
62. 
Ford common Dividend 
 
63. 
Vistcon (Ford spinoff) Dividend 
 
64. 
Citigroup (acq. Ford spinoff) Dividend 
 
65. 
Unicorn (form. Comm. Ed) Dividend 
 
66. 
Warburg Pincus Growth Dividend 
 
67. 
 
68. 
Trust** (lines 69-133) Int./Div. =$2,501 $5,000 =$5.001 $15,000 =$15.001 $50.000 tSee Columns and/34) =$50.001 $100.000 =$10~,,001 $1,000,000 =$1,000,001 $5,000,000 =More than $5.000.000 
 lncome Gain Codes: =$1,000 less =$1.001 $2.500 
 Value C~des =$15,000 less =$15,001 $50,000 =$50.001 $100.000 =$100,001 $250.000 
~See Columns and D3) =$250.001 $500.000 =$500.001 $1.000.000 =$1.000.001 $5,000,000 =$5.000.001 $25.000.000 =$25.000.001 $50.000.000 -More than $50.000,000 Value Method Codes =Appraisal -Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value ~Othcr =Estimated 
 
Name Person Reporting Date Report 
VII. INVES TMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
69. 
--State Israel Bond 
 
70. 
--Tenneco common 
 
71. 
--Pactiv Corp 
 
72. 
--JPMorgan Chase 
 
73. 
--Sprint Corp 
 
74. 
--M.Lynch Money Market 
 
75. 
--U.S. GNM bonds 
 
76. Israel Preferred 
 
77. 
--. Dev. Bank Israel Pref. 
 
78. New Persp 
 
79. 
--Amer Inc. Amer. 
 
80. 
--American Washington Mut 
 
81. Intl Fund 
 
82. 
--Baron Growth 
 
83. 
--Hartford Floating 
 
84. 
--GNM Bonds 
 
85. 
--Georgia Power Co. 
 
 
Sold 12/14/10 
Sold 5/28/10 (part) 
Buy 11/22/t0 
(addl) 
Buy 1/22/10 
(addl) 
Redeemed 09/27/10 ~0fiieG:~i~dcs: A~$1,0000r!ess B--$ilOOl-$2;500 .... C=$2,501 $5,000 D=$5,001-$15,000 E=$15,001-$50,000 Value Codes =$15,000 tess =$!5,001 -SSOgO00 L=$50 000 ~$i00~00i $250 000 
(See Colu~s and D3) =$250,001 $500,000 =$500,001 $1,000~000 =$i~000~06i $~000 000:000 Value Method Codes =$25,~0,001 $50 ~0,0~ =Appraisal :Cost (Real Estate Only) =Mo~e ~han $50 000 000 ~Asseggm~n( :Cash Market 
(See Column C2) =Book Value ~Other =Estimated 
 
05/05/2011 
Polster, Dan 
VII. INVESTMENTS and TRUSTS .... value, ...... tions (lndudes those ...... dependent children; seepp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets: ....... InCome during Gross value end 
(including trust assets~ 
 
-reporting period reporting period 
(5) Identity (I) (2) (l) (2) (1)  (2) (3) (4) 
Value Value Type (e.g., Date Value Gain Code buyer/seller 
Place (X) after each asset Amount Type (e.g.L 
exempt from prior disclosure (A-H) (if private 
(Q-W) 
transaction) 
86. 
--Blackrock Inflation 
 
87. 
-Templeton Global Bond 
 
88. 
--Putnam Floating Rate Bond 
 
89. 
--Pimco Total Ret 	Sold 11/22/10 
 
90. 
--Eaton Vance Tax-Ad 	Buy 09/28/10 
 
91. 
--Lord Abbett Value 	Buy 11/22/10 
 
92. 
 
93. 
--Money Market (Janney Adv) 
 
94. 
--Epix Pharmaceuticals 
 
95. 
--Embridge Energy Mgt. LLC 
 
96. 
--Ibis Technologies Corp 
 
97. 
--Trailer Bridge Inc. 
 
98. 
--Accuray Corp. 	Sold 09/08/10 
 
99. 
--Cogdell Spencer Inc. 
 
100. 
--Nicholas Financial Inc. 
 
101. 
--Nu Horizons Fleet Corp 	Sold 05/21/10 
 
102. 
 --COM Devel. Intl 
 lnc0me Gain C~des:: 	X~ii60~0rless ~ii00i $2;500 =$2,501 $5,000 =$5,001 -$15,000 =$15,001 $50,000 (See Columns and I)4) ~$50;001 $100;000 --$100~001 $I~000;000 --$1i000;001 $5,000~000 =More thart $5,000;000 
 Value Codes =$15,000 tess =$I5;001 $50,000 =$50,004 $100,000 --$100,001 $250,000 
 
 
(See Columns and D3) =$250;001 $500;000 =$500~001 $1,000,000 =$1,000i001 $5;0001000 ~$5,000;001 $25,000,000 =$25,000,001 $50~000;000 =More than $50,000,000 =Cash Market 
(See Column C2) :Other =Estimated Value Method Codes =Appmisa! =Cbs! (Real Estate Only) =Assessment =Book:Value 
05/05/2011 
VII. INVESTMENTS and TRUSTS -incom,, value, tra,sae,ions audes those oZspo~se and dependent children; see pp. 34-60 f!ling instructions.) 
[~] NONE(No reportable income, assets, transactions.) 
103. --Bolt Technologies Buy 08/02/10 
104. --Bolt Technologies 105. --Culp Inc. Buy (addl) Buy 09/13/10 11/30/10 
106. --Durect Corp. Buy 05/24/10 
107. --Durect Corp. 108. Buy (addl) 09/08/10 
109. --Money Market (Wachovia) 
110. --Laclede Gas common 
111. --Nuveen Ohio Mtmic. 
112. --Davis Venture 
113. --Eaton Vance Tax Managed Gr. (formerly E.V. Marath) 114. --Cedar Fair 
115. --American Express Co. 
116. --Chevron/Texaco 
117. --XTO Energy (now Exxon Mobil after 2010 merger) 118. --Enterprise Products 119. --Franklin, Ohio Munic. Bond Sold (part) 11/10/10 =$2,501 $5,000 =$5,001 15,000 =$15,001 $50,000 =$1 i000,001 $5,000;000 ~12 =More than $5;0~0,000 Value Codes =$15,000 tess =$15;001 $50;000 =$50;001 100,000 100,001 $2501000 
(See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 Value Method Codes =$25,000,00! $50,000,000 =Appraisal =Cost (Real Estate Only) -More than $50,000;000 =Assessment -Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
05/05/2011 value, ......tlons (Includes those spo .....d dependent children; seepp. 34-60 filing instructlons.) 
VII. INVESTMENTS and TRUSTS .... NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place (X) after each asset exempt from prior disclosure 
120. 
 --Hewlett-Packard 
 
121. 
 --Goldman Sachs Money Market 
 
122. 
 --Caterpillar Inc 
 
123. 
--Henderson Intl Opp. 
 
124. 
 --IBM Corp. 
 
125. 
--Nustar Energy LLP (formerly Valero LP) 
 
126. 
 --Petroleo Brasiliero (not sold 2008) 
 
127. 
 --Emerson Electric Co. 
 
128. 
 --Costco Wholesale Corp 
 
129. 
 --Suncor Energy 
 
130. 
 --Vanguard Mid-Cap 
 
131. 
 --Cuyahoga Cty Cap Impt Bond 
 
132. 
 --Embarq. (spinoff) 
 
133. 
 --Windstream (spinoff) 
 
134. 
 
135. 
 
136. lne0m Gai~ Codes: g$i,000 tess 
(S~ Cblumn~ arid IM) L$501001-$ I00,000 Value Codes =$15,000 less (See Columns and D3) =$250,001 $500,000 
Income during reporting period 
(1) (2) 
Amount Type (e.g., Code 
div.. rent, 
(A:H) int.) =$25,~00,001 $50,000,000 Value Method Codes =Appraisal (See Column C2) =Book Value 
Gross value end reporting period 
(1) (2) Valoe Code 
(J-P) =$1,001- $2,500 G=$100,001 $1,000,000 =$15,001- $50,000 
O-$500,001- $I,000,000 =Cost (Real Estate Only) =Other 
Value Method Code 
(Q-W) Transactions during reporting period 
(1)  .(2) (3) (4) (5) T3~pe~(~g.;i~ ::: Date Vaine Gain Identit~of 
buy, sell, redemption) 
Buy (addl) 
Sold 
Sold 
Buy (addl) 
Buy =$2,501 $5,000 =$1;000;001 $5;000;000 =$50~001 100~000 =$1,000,001 $5;000,000 =More ~han $50,000;000 =Assessment =Estimated 
mm/dd/yy ~0d~2 (J:P) Code (A-H) buyer/seller (if private transaction) 
05/25/10 05/25/10 
11/10110 
01/11/I0 11/10/10 =$5;001 $15,000 =$15,001 $50,000 --M0re than $5;000,000 ~$100~00] $250~000 .... =$5,000,001 $25,000,000 =Cash Market 
VII. INVESTMENTS and TRU STS income, value, ...... ,ions (Includes those ...... dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
Place (X) after each asset (1) Amount (2) Type (e.g., (1) Value (2) Value (t) Type (e.g., (2) Date (3)  (4) Value Gain (5) Identity 
exempt from prior disclosure Code div., tent, Code Method buy, sell, rnm/dd!y~ Code  Code.1 .buyer/seller 
(A-H) int.) (J:P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
137. 
 
138. 
 
139. 
 
140. 
 
141. 
 
142. 
 
143. 
 
144. income Gain Codes: =$1,000 less =$1,001 $2;500 =$2~501 -$5;000 =$5,001 $15,000 =$15,001 $50,000 
(See Columns and =$50,001 $100,000 =$100;001 $1,000,000 =$1 000,00I 000 000 =MOre thfin:$5;000,000 Value Codes =$15,000 less =$15,001 $50,000 =$50i001 $100;~00 =*100,O0i $~50i000 
(See Columns and D3) =$250,001 $500,000 O--$500,001-$1,000,000 =$1~000,001 $5,000;000 =$5,000;001 $25~000~000 =$25,000,001 $50,000,000 =M0r~ ihan $50 000 000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting Date Report 
Polster, Dan 05/05/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepart report.) 
Name Person Reporting Date Report 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: S/Dan Polster 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544