Skip to content

Get Judicial Watch Updates!

DONATE

Judicial Watch • John C. Shabaz – 2004

John C. Shabaz – 2004

John C. Shabaz – 2004

Page 1: John C. Shabaz – 2004

Category:Federal Judges

Number of Pages:10

Date Created:December 13, 2005

Date Uploaded to the Library:December 16, 2014

Tags:SHABAZ, John C Shabaz, Madison, security, TRUSTEE, robert, trust, 2004, disclosure, reporting, report, Federal Judge, income, Judge


File Scanned for Malware

Donate now to keep these documents public!


See Generated Text   ∨

Autogenerated text from PDF

AO-IO Rev. 1/2004 Government Act 1978 FOR CALENDAR YEAR 2004 U.S.C. app.  101-111) Person Reporting (Last name, First name, Middle initial) SHABAZ, .JOHN Court Organization U.S. District Court, W.D. Wis. Date Report 511012005 Title (Article 111 Judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. DISTRICT JUDGE -ACTIVE ReportType (check appropriate type) Nomination, Date lnitial Almual Flnal Reporting Period 1/112004 12/31/2004 Chambers Office Address U.S. COURTHOUSE P.O. BOX 591 MADISON, 53701 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer 
 
RTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions) NONE -(No reportable positions.) 
POSITTON NAME ORGANIZATION/ENTITY Custodian For benefit ofothers VII: entries 11, 12, 15, 
Co-Trustee Trust VII, entry Attachment 
Co-Trustee Irrevocable Trust VII, entry Attachment 
Co-Trustee Qualified personal residence trust 
Co-Trustee Qualified personal residence trust 
 
 
6.. Member Eastside Lutheran Church, Madison WI, treasurer serving coordinating council. Having responsibility for fund raising investments 
Member Madison Club, Madison WI, social club, member 
Member Cherokee Association,Madison WI, residential association, member. 
Member Cherokee CC, Madison WI, athletic social club, member 
 
10. 
Member Princeton Club, Madison, WI, member 
 
 
..._, 
Cf)  :::UZ fTl() NONE -(No reportable agreements.) OJ:; -q,Tj 
PARTIES AND TERMS Stipulation dated 1/3/1985 which Wisconsin Retirement System benefits have been irrevocablylassigned another (VII (alimony) 
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 filing instructions) Filers Non-Investment Income 
 NONE -(No reportable non-investment income.) 
SOURCE AND TYPE 	GROSS INCOME 
(yours, not spouses) 
IV. 	--transpo1tation, lodging, food, eme1tainment. (Includes those spouse and dependent children. See pp. 25-27 instructions.) 
 NONE (No such reportable reimbursements.) Spouses Non-Investment Income -(If you were married during any portion the reporting year, please complete this section. Dollar amount not required except for honoraria.) 
 NONE -(No reportable non-investment income.) 
SOURCE AND TYPE 
 
 
Name Person Reporting 
Date Report 
SHABAZ, JOHN GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) NONE (No such reportable gifts.) 
SOURCE 	DESCRIPTION 	cash 
 
 
VI. 	(Includes those spouse and dependent children. (No reportable liabilities.) 
VALUE CODE 
 
FINANCIAi._, DISCLOSURE REPORT 
Date Report 
Name Person Reporting 
5/10/2005 
SHABAZ, JOHN 
VII. INVESTMENTS and TRUSTS --income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
Income during Gross value end Transactions during reporting period 
Description Assets reporting period reporting period 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure (I) Amount Code -H) (2) Type (e.g. div. rent inl) Value Code (J-P) (2) Value Method Code (Q-W) (!) Type (e.g. buy, sell, merger, redemption) not exempt from disclosure (2) (3) (4) (5) Date: Value Gain Idemity Month Code Code buyer/seller Day (J-P) (A-1-1) (if private transaction) 
DNONE (No reportable income, assets, transactions) Trust Interest Div Attachment Government Life Ins. (VA) Interest Federated Utility Fund, Inc. IRA Dividend Int 12/31 Required IRA Distr for 2004 Wisconsin Retirement System Pension (Part II, U.S. Savings Bonds Interest Wisconsin SER 1990 BDS, Higher Education Service Interest Bank Mutual Corp. Dividend (Part Robert Baird Co. FBO Aggregate Pension PFT Interest Div Attachment 12/31 Required 401K Distr for 2004 Spectrum Signal Dividend 
IO. Irrevocable Trust Interest Div Attachment (Part 
11. 
Massachusetts Investment Trust, Interest Div (Part 
 
12. 
Massachusetts Investment Trust, Interest Div (Part 
 
13. 
Pepsico Dividend 
 
14. 
Great Midwest Bank, Brookfield, Interest Checking account 
 
15. 
New Economy Fund Interest Div (Part 1,1) 
 
16. 
New Economy Fund Interest Div (Part 
 
17. 
Bank One, Madison, Interest Checking account 
 
18. 
MI Bank, Madison, Interest Savings account Income/Gain Codes: $1,000 less $1,001-$2,500 $2,501-$5,000 $5,001-$15,000 $15,001-$50,000 
(See Columns and D4) $50,001-$100,000 $100,001-$1,000,000 $1,000,001-$5.000,000 =More tban $5,000,000 Value Codes: $15,000 less $15,001-$50,000 $50,001C$100,000 $100,001-$250,000 
(See Colwnns and 03) $250.000-$500,000 $500,001-$1,000,000 $1,000,001-$5,000,000 $5,000,001-$25,000,000 $5.000,001-$50,000,000 =$More than $50,000,000 Value Method Codes =Appraisal Cost (Real Estate Only) Assessment Cash/Market 
(See Colwun C2) =Book Value =Other =Estimated 
 
 
SHABAZ, JOHN 
Date Report: 5/10/2005 
ATTACHMENT (PART VII, ITEM 
TRUST 
 
SECURITY INCOME AMOUNT and MARKET VALUE 
General Government Securities 
Citigroup Capital VIII 
CORTS Bell South 
Abbey 7.25% National -7.375% PLC 
 
The following purchases took place during the year 2004 and are assets said trust 12/31/04: 
 
SECURITY INCOME AMOUNT and MARKET VALUE Bought: 
 
Firserv Inc. 
Saturns Goldman Sachs 
Sold: 
Oracle Corp. 
 
 
 
SHABAZ, JOHN Date Report: 5/10/2005 
ATTACHMENT (PART VII, ITEM 
Robert Baird Self-Directed Pension/Profit Plan and Trust Robert Baird Co., 
Inc., Trustee, FBO John Shabaz Keogh Profit Sharing, Milwaukee, Wisconsin, lllllllt 
The undersigned, pursuant appropriate resolution, has previously designated Robert Baird Co., Inc. trustee his retirement plan; that all assets the plan should invested through account with Robert Baird Co. Inc. and said company authorized and directed perform any and all acts determined its discretion necessary appropriate accomplish the intent the foregoing resolution. 
Holdings said plan December 31, 2004 are follows: 
SECURITY INCOME MARKET VALUE 
Exchange Natl 
 
0.000 01/06/06 
Chicago 
 
Exchange Natl 
 
0.000 02/07/06 
Chicago 
Lasalle Natl Bank Zero CPN 
 
10/31/08 
Green Tree Finl Corp. Due 02/01/30 Bank 
 
 
 
 
ATTACHMENT (PART VII, ITEM Page 
 
 
Common Stock follows: 
General Electric Co. Johnson Johnson Kohls Corp. Cisco Systems Inc. Oracle Corp. Pfizer Incorporated Amgen Citigroup Preferred Bell South Cap. Merrill Lynch PFD CAP 
U.S. Bank Abbey National PLC Cash 
The following transactions took place during the year 2004: 
 
 
SECURITY AMOUNT Bought: PLC 
7.375% 
Lynch PFD 
Goldman Sachs 
Sold: 
03/04/04 LaSalle Natl Bank Zero Cpn 
10/14/04 Citigroup, Inc. 
 
 
 
 
 
SHABAZ, JOHN 
 
Date 
ATTACHMENT (PART Irrevocable VII, Trust ITEM 
Money Mkt Bank Cash Account, 
GNMA GNMA Pool Pool #305552 #316399 8.75% 9.25% 5/15/11 8/15/02 
 
Maricopa County Revenue Bond 
Prairie Chien Wis Redev Auth Redev Lease DEV FIN ATH PRVENA HLTH RFDG MBIA B/E due 05/15/23 
WISCONSIN HLTH EDL FACS AUTH AMBAC UTD due 12/15/27 
Federal Natl Mortgage Assoc. 
Merrill Lynch PFD CAP 7.28% 
 
Common Stock follows: 
Harley Davidson, Inc. Hewlett-Packard Intel Corp. Microsoft Midwest Express Holdings Time Warner Inc. Tyco Agilent Report 5/10/2005 
10) 
INCOME VALUE 
 
 
The following transactions took place during the year 2004: SECURITY AMOUNT 
 
 
Bought: 
12/29/04 Saturns Goldman Sachs 
 
Name Person Repmting 
Date Report 
SHABAZ, JOHN 
 
(Indicate pan Report.) 
vm. ADDITIONAL INFORMATION EXPLANATIONS Northwestern Mutual Life Insurance policies. 
 
 
 
 
Name Person Reporting 
Date Report 
SHABAZ, JOHN 
 
5/10/2005 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been rep011ed are compliance with the provisions U.S.C.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
 
May 10, 2005 
.C. app.  104) 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Colwnbus Circle, N.E. Washington, D.C. 20544