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Judicial Watch • John C. Shabaz – 2005

John C. Shabaz – 2005

John C. Shabaz – 2005

Page 1: John C. Shabaz – 2005

Category:Federal Judges

Number of Pages:13

Date Created:February 5, 2007

Date Uploaded to the Library:December 16, 2014

Tags:SHABAZ, John C Shabaz, Madison, Sachs, security, TRUSTEE, trust, 2005, transactions, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


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AOlO Government Act 1978 
Rev. 112006 
FOR CALENDAR YEAR 2005 U.S.C. app.  101-Jll) Person Reporting (last name, first, middle initial) SHABAZ, JOHN Court Organization U.S. District Court, W.D. Wis. Date Report 03/24/2006 Title (Article 111 judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. DISTRICT JUDGE -ACTIVE Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2005 12/31/2005 
Sb. Amended Report Chambers Office Address U.S. COURTHOUSE P.O. BOX591 MADISON, 53701 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
POSITION NAME Custodian For benefit ofothers VII: entries II, 12, 15, 
Co-Trustee 	Trust VII, entry Attachment 
Co-Trustee 	Irrevocable Trust VII, entry Attachment 
Co-Trustee 	Qualified personal residence trust 
Co-Trustee 	Qualified personal residence trust 
Member Eastside Lutheran Church, Madison WI, treasurer serving coordinating counsel. Having responsibility for fund raising investments 
Member 	Madison Club, Madison, WI, social club, member RESIGNED 
Member 	Cherokee Association,Madison WI, residential association, member. 
Member 	Cherokee CC, Madison, athletic social club, member 
 
 
IO. Member 	Princeton Club, Madison, WI, member 
!I.Member 	Lakeside Lutheran School, Lake Mills, WI, Board Regents. Havin 
responsibility for fund raising investments. 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 ofinstructions.) NONE (No reportable agreements.) 
 
PARTIES AND TERMS 	Stipulation dated 1/3/1985 which Wisconsin Retirement System benefits have been irrevocably assigned another. (VII-4) (alimony) 
 
 
 
 
03/24/2006 
SHABAZ, JOHN 
 
 
SOURCE AND TYPE 
 
 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income 
[KJ NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 	INCOME (yours, not spouses) 
 
 
-I/you were married during any portion the reporting year, complete this section. 
[KJ 
[KJ 
 
 
 
 
03/24/2006 
SHABAZ, JOHN GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
[Kl NONE (No reportable gifts.) 
 
 
[Kl 
 
 
 
Date Report 
03/24/2006 
SHABAZ, JOHN 
VII. INVESTMENTS and TRUSTS income, value, transactions (includes those the spouse and dependent children. see PP 34-s7 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) Ifnot exempt from disclosure 
Amount Code (A-H) Type(e.g. div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type(e.g. buy, sell, merger, redemption) (2) (3) (4) (5) Date Value Gain Identity Month Code Code buyer/seller Day (J-P) (A-H) (if private transaction) Income Gain Codes: =$1,000 less 1.00 -$2.500 =$2,501 -$5.000 =$5,00 -$15,000 =$15,00 -$50,000 
(See Columns and 04) =$50,00 -$I 00,000 =$100,001 -$1.000,000 1.000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15.001 -$50,000 =$50.001 -$100,000 =$I 00.001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500.00 -$1,000,000 =$1.000,00 -$5,000.000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000.001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) Q=Appraisal V=Other :::Assessment =Book Value =Estimated 
 
 
 
03/24/2006 
SHABAZ, JOHN 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See PP 34-57 filing 
instructions) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) Ifnot exempt from disclosure 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type(e.g. div., rent, int.) Value Code (J-P) Valle Method Code (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
18. MI Bank, Madison, Interest savings account 
19. Associated Bank, Madison, Interest open 09/29 checking account 
20. Goldman Sachs Dividend buy 09/I9 
21. Morgan Stanley Dividend buy 12/IO 
22. 
23. 
24. 
25. 
26. 
27. 
28. 
29. 
30. Income Gain Codes: =$1,000 less =$I ,00 -$2,500 =$2,50I -$5,000 ,,,,$5,001 -$15,000 =$!5,00! -$50,000 
(See Columns and 04) =$50,00I -$I 00,000 =$100,00I -$1,000,000 =$1,000,001-$5.000,000 ==:More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00I -$I 00,000 =$I 00,00 -$250,000 
{See Columns and 03) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) Q=Appraisal V=Other =Assessment =Book Value =Estimated 
 
 
 
SHABAZ, JOHN 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate parlo/ReporL) Northwestern Mutual Life Insurance policies. 
 
 
 
 
SHABAZ, JOHN 
03/24/2006 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
March 24, 2006 
Signature FILE THIS REPORT MAY SUBJECT CIVIL 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
 
ATTACHMENT (PART VII, ITEM TRUST 
 
SECURITY INCOME AMOUNT and MARKET VALUE 
General Government Securities 
Citigroup Capital VIII 
 
 
 
CORTS Bell South 
Abbey 7.25% National -7.375% PLC 
Firserv Inc. turns Sachs Goldman 
The following transfer took place during the year 2005: 
 
 
DATE SECURITY INCOME AMOUNT and MARKET VALUE 
Transferred In: 
12/06/05 Exchange Natl 0.000 01/06/06 Chicago 
 
 
 
 
SHABAZ, JOHN Date Report: 3/24/2006 
ATTACHMENT (PART VII, ITEM 
Robert Baird Self-Directed Pension/Profit Plan and Trust Robert Baird Co., Inc., Trustee, FBO John Shabaz Keogh Profit Sharing, P.O. Box 672, Milwaukee, Wisconsin, 53201 
The undersigned, pursuant appropriate resolution, has previously designated Robert Baird Co., Inc. trustee his retirement plan; that all assets the plan should invested through account with Robert Baird Co., Inc. and said company authorized and directed perform any and all acts determined its discretion necessary appropriate accomplish the intent the foregoing resolution. 
Holdings said plan December 31, 2005 are follows: 
SECURITY INCOME MARKET VALUE 
Exchange Natl 
0.000 01/06/06 
Chicago 
 
Exchange Natl 
0.000 02/07/06 
Chicago 
 
Lasalle Natl Bank Zero CPN 10/31/08 
Green Tree Finl Corp. Due 02/01/30 
MI Bank (f/k/a Bank) 
Common Stock follows: 
General Electric Co. Johnson Johnson Kohls Corp. Oracle Corp. Amgen Citigroup Preferred Bell South Cap. Merrill Lynch PFD CAP 
 
 
 
ATTACHMENT (PART VII, ITEM Page 
Common Stock continued: 
 
SECURITY INCOME MARKET VALUE 
Abbey PLC 7.25% Saturns Sachs Cash 
The following transactions took place during the year 2005: 
 
Bought: 07/01/05 09/19/05 09/26/05 
Sold: 07/01/05 09/15/05 
Transferred out: 
12/06/05 
SECURITY AMOUNT 
Bank America Corp 
Morgan Stanley Capital 
Corp Backed Trust CTS 
Goldman Sachs 
Pfizer Incorporated 
Cisco Systems Inc. 
Exchange Natl 
0.000 01/06/06 
Chicago 
 
 
 
SHABAZ, Date 
ATTACHMENT (PART VII, ITEM Irrevocable Trust 
Money Mkt Cash Account, 
MI Bank (f/n/a Bank) 
 
GNMA Pool #305552 8.75% 5/15/11 
GNMA Pool #316399 9.25% 8/15/02 
Maricopa County Revenue Bond 
Prairie Chien Wis 
Redev Auth Redev Lease DEV FIN ATH PRVENA 
HLTH RFDG MBIA B/E 
due 05/15/23 
WISCONSIN HLTH EDL 
FACS AUTH AMBAC UTD 
due 12/15/27 
Federal Natl Mortgage Assoc. -delete, 
Merrill Lynch PFD CAP 7.28% 
Saturns Goldman Sachs 
Common Stock follows: 
 
Harley Davidson, Inc. 
Midwest Express Holdings 
Agilent 
The following transactions took place during the year 2005: 
 
SECURITY AMOUNT 
Bought: 
09/19/05 Corp Backed Trust CTS 
Goldman Sachs 
09/19/05 Morgan Stanley Capital 
 
 
ATTACHMENT Page (PART VII, ITEM 10) 
Sold: DATE SECURITY AMOUNT 
09/20/05 Hewlett-Packard 
09/20/05 Intel Corp. 
09/20/05 Microsoft 
09/20/05 Time Warner Inc. 
09/20/05 Tyco