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Judicial Watch • John Greene Thomas – 2006

John Greene Thomas – 2006

John Greene Thomas – 2006

Page 1: John Greene Thomas – 2006

Category:Federal Judges

Number of Pages:15

Date Created:September 14, 2007

Date Uploaded to the Library:October 25, 2014

Tags:Greene, John Thomas Greene, Morgan, Stanley, security, thomas, 2006, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


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July31,2007 
Honorable Ortrie Smith 
Chair, Judicial Conference the United States 
Committee Financial Disclosure 
One Columbus Circle, N.E. 
Washington D.C. 20544 (J) ,._.. :::0 
P-1, 
re: Calendar Year 2006 Filing o::::::: E::  
Dear Judge Smith, :::u Pl:: a:i> ..,.,r 
 
Thank you for granting extension until August 15, 2007, rend the Committees letter June 15, 2007, concerning calendar year 2006 fina:RCial report. Since will out town the first half August, responding this time. 
Concerning the items 2006 Report dated March 2007 which require response, have chosen respond this letter and provide information each the items question. understand that this letter will considered amendment 2005 Report, well 2006 Report, and such will releasable members the public. Accordingly, there enclosed copies this letter. 
BROKERAGE ACCOUNT# MORGAN STANLEY -PART VII-PAGE of2006 REPORT 
 
 
This security was purchased 2006. was listed 2006 Report, but the information required Column was not provided, due oversight. Accordingly, now provide information under Column follows: Type transaction: Buy 
 
(2) 
Date: December 2006 
 
 
 
(1) 
 
 
 
This security was listed 2005 Report (amended report dated May 2006) under the name Alliance Technology Fund (Part VII-Page Line 51). was shown 2006 Report Transfer transaction, also under the name Alliance Technology Fund (page line 53). was then listed within the aforesaid Morgan Stanley Brokerage Account under the changed name Alliance Global Tech (page line 62). 
Line -Alliance Intl Port 
This security was purchased 2006. was listed 2006 Report, but the information required Column was not provided, due oversight. Accordingly, now supply information under Column follows: 
(1) 
Type transaction: Buy 
 
(2) 
Date: December 2006 
 
 
 
Line -Unit Van LBO This security was purchased 2006. was listed 2006 Report, but the information required Column was not provided, due oversight. Accordingly, now supply information under Column follows: 
(1) 
Type Transaction: Buy 
 
(2) 
Date: March 24, 2006 
 
 
 
IRA ACCOUNT MORGAN STANLEY-PART VII, PAGE of2006 REPORT 
Line MFS Research 
This security mistakenly was not listed 2005 Report having been purchased year 2005. The item should have been listed newly acquired security 2005, along with the following information: 
Column Name: MFS Research 
Column B(l) Income Amount: Code Column B(2) Type: Dividend 
Column C(l) Value: Code Column C(2) Method: 
Column D(l) Type transaction: Buy; Column D(2) Date: Dec. 2005 
 
Also, this security should have been listed 2006 report security held the end the reporting period the Morgan Stanley IRA, along with the following information: 
Column Name: MFS Research 
Column B(l) Income Amount: Code Column B(2) Type: Dividend 
Column C(l) Value: Code Column C(2) Method: 
 
Line -MFS INVESTORS TRUST 
(2) 
 
 
 
This security mistakenly was not listed 2005 Report having been purchased year 2005. The item should have been listed newly acquired security 2005, along with the following information: 
Column Name: MFS Investors Trust 
Column B(l) Income Amount: Code Column B(2) Type: Dividend 
Column C(l) Value Code Column C(2) Method: 
Column D(l) Type: Buy; Column D(2) Date: Dec. 2005 
 
Also, this security should have been listed 2006 report security held the end the 
 
reporting period the Morgan Stanley IRA, along with the following information: 
Column Name: MFS Investors Trust 
Column B(l) Income Amount: Code Column B(2) Type: Dividend 
Column C(l) Value: Code Column C(2) Method: 
 
 
Line -MFS Govt Securities 
This security was acquired prior 2005 and was held the predecessor IRA, Zions Investment Securities, until was transferred 2005 Morgan Stanley the successor IRA custodian. should have been shown the 2005 Report, well the 2006 Report, one the listed securities within IRA Account Morgan Stanley, but somehow was mistakenly overlooked. The following information should have been provided both 2005 Report and 2006 Report: 
 
Column Name: MFS Govt Securities 
Column B(l) Income Amount: Code Column B(2) Type: Dividend 
Column C(l) Value: Code Column C(2) Method: 
 
 
Line -Franklin Inc. This security was acquired prior 2005 and was held the predecessor IRA, Zions Investment Securities, until was transferred 2005 Morgan Stanley the successor IRA custodian. should have been shown the 2005 Report well the 2006 Report one the listed securities within IRA Account Morgan Stanley, but somehow was mistakenly overlooked. The following information should have been provided both 2005 Report and 2006 Report: 
Column Name: Franklin Strategic Inc. 
Column B(l) Income Amount: Code Column B(2) Type: Dividend 
Column C(l) Value: Code Column C(2) Method: 
 
 
Line -Growth Fund This security was acquired prior 2005 and was held the predecessor IRA, Zions Investment Securities, until was transferred 2005 Morgan Stanley the successor IRA 
 
 
 
custodian. should have been shown the 2005 Report well the 2006 Report one the listed securities within IRA Account Morgan Stanley, but somehow was mistakenly overlooked. The following information should have been provided both 2005 Report and 2006 Report: 
Column Name: Templeton Growth Fund 
Column B(l) Income Amount: Code Column B(2) Type: Dividend 
Column C(l) Value: Code Column C(2) Method: 
 
 
Please advise anything further required. 
Thank you for the important and much appreciated service you and your able Committee members provide behalf all judicial officers, including myself. Thomas Greene 
U.S. District Judge (Utah) 
CC: George Reynolds 
 
 
 
(4) Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 US.C. opp. 101-1 Person Reporting (last name, first, middle initial) Greene, John Thomas Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Senior U.S. District Judge Chambers Office Address United States Courthouse 350 South Main Street #447 Salt Lake City, 84101 Court Organization U.S. District Court -Utah Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Sb. Amended Report Final Date Report 3/28/2007 Reporting Period 01/01/2006 12/31/2006 the basis the information contained this Report and modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI NS, (Reporting individual only; see pp. 9-13 instructions.) 
[KJ NONE (No reportable positions.) 
NAME :J;:> pouse and dependent children. See pp. 28-31 instructions.) IBJ NONE (No reportable gifts.) SOURCE VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
[RJ 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
Date Report 
Greene, John Thomas 
3/28/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those oftlze spouse and dependent cltidren. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
 
Income during Gross value end Transactions during reporting period 
reporting period reporting period (including trust assets) 
 
(2) (I) (2) 
(I) 
(3) 
(2) (4) 
Amount 
Type (e.g. Value Value 
Vlue 
Type (e.g. 
Date 
Gain 
Place (X) after each asset 
Identity 
Code 
div., rent, 
 
exempt from prior disclosure Code 
Method 
Month 
Code 
buy, sell, 
Cde 
buyer/seller 
Code 
redemption) 
Day 
(A-H) int.) 
(J-P) 
(if private 
(A-H) 
transaction) 
(Q-W) Income Gain Codes: 1,000 Jess 1,00 -$2,500 =$2,501 -$5,000 D=S5,00 15,000 =S15,00J -S50,000 
(See Columns and 04} =$50,00 -SI 00,000 G=SIOO.OOl -Sl,000,000 1,000,00 -$5,000,000 =More than $5,000,000 Value Codes 5,000 less =SI 5,001 -550,000 =S50,00I -SI00,000 =SI 00,00 -5250,000 
(See Columns and DJ) =S250,00 -S500 ,000 =Sl00.001 -Sl.000.000 =Sl ,000,001 -$5,000,000 =S5,000,00I -$25,000,000 Value Method Codes =S25,000,00J -$50,000,000 ==Cost (Rea! Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) Appraisal =Other ==Assessment =Book Value =Estimated 
 
Date Report 
Greene, John Thomas 
3/28/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during 
Gross value end 
(including trust assets) reporting period 
reporting period ons during reporting period 
Transacti 
(3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
(2) 
(2) 
(I) 
(2) 
Amount 
Place (X) after each asset 
Code exempt from prior disclosure 
(A-H) 
Type (e.g. div., rent, int.) Value Code (J-P) 
Value 
Type (e.g. 
Date 
Method 
buy, sell, 
Month 
Code 
Day 
redemption) 
(Q-W) Inco Gain Codes: 1,000 less 1,00  S2,500 =S2,50  ,000 D=S5,00l Sl5,000 =$15,001  $50,000 Columns and 04) =S50,00I  SI00,000 =SI 00,00 1,000,000 1,000,00  S5,000,000 =More than $5,000,000 Value Codes 15,000 less 15,00  S50,000 =$50,00  00,000 =SI 00,00  $250,000 
(See Columns and 03) =$250,001  5500,000 =$500,001  Sl,000,000 =Sl,000,001  $5,000,000 =$5,000,001  S25,000,000 Value Method Codes =525,000,001  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Other =Assessment =Book Value =Estimated 
 
Date Report 
Greene, John Thomas 
3/28/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent chikren. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
Transactions diring reporting period 
(including trust assets) 
reporting period reporting period 
(2) 
(2) (l) (2) 
(l) 
(3) 
(5) 
Amount 
Type (e.g. Value Value 
Place (X) after each asset 
Type (e.g. 
Date 
Vlue 
Gain 
Identity 
Code 
div., rent, Code Method 
exempt from prior disclosure 
buy, sell, 
Month 
Cqde2 
Code 
buyer/seller 
(A-H) int.) (J-P) Code 
(if private 
redemption) 
Day 
(A-H) 
(Q-W) 
transaction) Income Gain Codes: $1,000 less :SJ,001 -$2,500 :S2,501 -S5,000 :S5,00I -$15,000 :Sl5,00I -$50,000 
{See Columns 1:1nd 04) :S50,00I  SI00,000 :SI00,001 -$/ ,000,000 :Sl,000,001  S5,000,000 :More than $5,000,000 Value Codes 15,000 less :$/ 5,001 -S50,000 :550,00 I00,000 :$/00,001 -S250,000 
{See Columns and 03) :$250,001 -S500,000 :S500,00J -SI ,000,000 :SJ,000,001  $5,000,000 :$5,000,001  $25,000,000 Valu Method Codes :S25.ooo,001 -S5o.ooo,ooo =Cost (Real Esta Only) =More tha S50,000,000 =Cash Market 
{See Column C2} Q=Appra1sal V=Other =Assessmen =Boo Valu =Estimated 
 
Date Report 
 
Greene; John Thomas 
3/28/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent c/Uldren. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end reporting period reporting period 
(2) (I) (2) 
Amount Type (e.g. Value Value Code Method (J-P) Code (Q-W) 
(I) 
Type (e.g. buy, sell, redemption) 
Transactions during reporting period 
 
(2) 
Date Month-Day 
(3) 
(4) (5) 
Value 
Gain Identity 
Code 
Code buyer/seller 
{i-P) (A-H) (if private transaction) =S5,00I  S15,000 E=Sl5,00J .$50,000 =More than S5,00D,000 =SI 00,00  5250,000 =$5,000,001  $25,000,000 ::::Cash Market 
 
0Appraisal =Assessmen =Book Value =Estimated (See Column C2) =Other 
 
Name Person Reporting 
Date Report 
Greene, John Thomas 
3/28/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent chilen. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
Description Assets 
Income during 
Gross value end 
Transactions during reporting period 
(including trust assets) 
reporting period 
reporting period 
(I) 
(1) 
(2) 
(2) 
(2) 
(I) 
(3) 
Amount 
Type (e.g. 
Value 
Value 
Place (X) after each asset 
Type (e.g. 
Date 
Value 
Gain 
Identity 
exempt from prior disclosure 
Code 
Code 
div., rent, 
Method 
buy, sell, 
Month 
Coe 
Code 
buyer/seller 
(A-H) int.) 
Code 
Day 
redemption) 
(if private 
(J-) 
(A-H) 
transaction) 
(Q-W) Income Gain Codes: 1,000 less =SI ,00  SZ,500 =SZ,50 -S5,000 =$5,001  $15,000 =$15,00  $50,000 
(See Columns and 04) =550,00 -$I 00,000 =SJ00,001 -Sl,000,000 =SJ,000,001  $5.000,000 =More than $5,000,000 Value Codes 15,000 less =Sl 5,00I -$50,000 =$50,00 -SI 00,000 00,00 -$250,000 
(See Columns and 03) =5250,001  $500,000 =$500,00 1,000,000 =Sl,000,001 -$5,000,000 =$5,000,001  $25,000,000 Value Method Codes =S25,000,00 $50,000,000 =Cost (Real Estate Only) =More than S50,000,000 o::Cash Market 
(See Column C2) =Appraisal VOther =Assessment =Book Value =Estimated 
 
Name Person Reporting 
Date Report 
Greene, John Thomas 
3/28/2007 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate partofReport.) sold our entire ownership this investment prior 2006 year end. The investment advisors were authorized buy and sell various securities, such widely held mutual funds, from time time for and behalf investors such us. sold our ownership and have remaining interest 12/31/06. 
SE! 
Transfer--The term transfer indicates that the held investment was transfered into one brokerage accounts. The investments that have been transferred are now listed the correct brokerage accounts. 
 
 
 
 
Date Report 
Greene, John Thomas 
3/28/2007 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature Date 
NOTE: FALSIFIES FAILS FILE THIS REPORT i1AY SUBJECT CIVIL 
AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544