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Judicial Watch • John M Rogers Financial Disclosure Report for 2006

John M Rogers Financial Disclosure Report for 2006

John M Rogers Financial Disclosure Report for 2006

Page 1: John M Rogers Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:6

Date Created:August 31, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Lexington, John M Rogers, rogers, Partners, MASON, federal, 2006, EPA, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge

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Govenzment Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report Rogers, John U.S. Court Appeals, 6th Cir 
05/08/2007 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Circuit Judge --Active  Sa.  eport Type (check appropriate typNomination, Date Initial  Annual Final Reporting Period 01101/2006 1213112006  
Sb. Amended Report Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, Is, opinion, compliance with applicable laws and regulations. 
100 Vine Street, Suite 400 
Lexington 40507 

Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reportilig individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Professor Emeritus 	University Kentucky College Law, Lexington 40506-0048 

IJ. AGREEMENTS. (Reportilig individual only; see pp. 14-16 instructions.) 
NONE (No reportable agreements.) 

r--,--.......,  07/31101 	Publishing agreement with Aspen Publishers and two co-authors for administrative 15J}Jyalty C)):::., f;? 

Date Report 
Rogers, John 
III. NON-INVESTMENT INCOME. (Reporti11g i11dividual a11d spouse; see pp. 17-24 i11structio11s.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

(yours, not spouse's) 2006  Aspen Publishing Co., Book Royalties $623 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 
2006 Kentucky World Trade Center 
2006 Chinese Cultural Education Center Lexington 

IV. REIMBURSEMENTS --tra11sportatio11, lodging, food, entertainment. focludes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) SOURCE DESCRIPTION William and Mary Law School 

Date Report 
Rogers, John 
V GIFTS. (Includes those spouse and dependent children. See pp. 28-3I instructions.) 
[KJ NONE (No reportable gifts.) 

VI. LIABILITIES. (Includes those spouse and dependent childre11. See pp. 32-33 instructions.) 
[KJ NONE (No reportable liabilities.) 

Date Report 
Rogers, John 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those ojthe spouse and dependent children. See pp: 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(3) (5)
(2) (1) 
ValuePlace "(X)" after each asset Amount Type (e.g. Value 
Type (e.g. Date 
Value Gain Identity 
exempt from prior disclosure 	div., rent, Code Method 
buy, sell, Month 
Code Code buyer/seller 
(A-H) int.) (J-P) Code 
redemption) Day 
(J-P) (A-H) (if private 
Wal-Mart Common Stock Dividend Donated 	
USAA Aggressive Growth Fund (IRA) N_one 	CREF retirement account None Savings Bonds Series Interest 
First Federal Bank savings acct Interest 
Smith Barney bank deposit account Interest 
USAA Subscriber's Savings Account Distribution  Central Bank Checking Account  Interest  
10.  Legg Mason Partners Aggressive Growth  None  

Legg Mason PartnersSmall Cap Value Fund None 

Legg Mason Partners Fundamental Value None Fund 

Legg Mason Partners Mid Cap Core Fund None 

DWS Global Thematic Fund None Buy 10110 

First Federal Bank Interest 

First Federal Bank Interest Buy 4111 

17. Income Gain Codes: =$1,000 less =$1,00  $2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15.001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00! -$50,000 =$50,001 -$100,000 =$!00,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Merhod Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V::::;Qtber =Assessment =Book Value =Estimated  

Date Report 
Rogers, John 
Part VII: Items 10-13, "Legg Mason Partners" mutual funds, were renamed from "Smith Barney" mutual funds 417/2006, and correspond items I0-13 the 2006 

Date Report 
Rogers, John 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory 
provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544