John W Lungstrum Financial Disclosure Report for 2010
Category:Financial Disclosure
Number of Pages:8
Date Created:November 6, 2013
Date Uploaded to the Library:November 13, 2013
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Rev. 112011 Report Required the Ethics Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app. 101-111) Person Reporting (last name, first, middle initial) Lungstrom, John Court Organization USDC, District Kansas Date Report 04/28/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge (Active -Senior 1/02/2010) Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Final Sb. Amended Report Reporting Period 01/01/2010 12/31/2010 Chambers Office Address 517 U.S. Courthouse 500 State venue Kansas City, 66101 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date JMPO ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSJTJ ONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Visiting Professor from the Judiciary University Kansas School Law (as approved Chief Judge Circuit) Director and officer Westward Ho, Inc. (corporation which owns residential property for personal use) JJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) [{] NONE (No reportable agreements.) PARTIES AND TERMS LunQstrum, John III. N-INVES TMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) 2010 University Kansas income for approved teaching $3,499.97 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{] NONE (No reportable non-investment income.) SOURCE AND TYPE IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 offiling instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED Federal Judges Association 05/21/201005/26/2010 Washington, D.C. Board Directors Meeting and Quadrennial Travel Expenses GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) [{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE DESCRIPTION VALUE CODE Date Report 04/28/2011 Lungstrom, John VII. INVESTMENTS and income, value, transactions (Includes tlwse spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period (I) (2) (1) (2) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes: =$1,000 less =$1.00I -$2,500 =$2,501 -$5,000 =$5,00 -$15,000 =$15,00I -$50,000 (See Column' and 04) =$50,001 -$100,000 =$100.001 -$1,000.000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00I -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 (Sec Columns and DJ) =$250.00I $500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000.001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column CZ) =Book Value =Other =Estimated VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP J4-6o filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period Place "(X)" after each asset exempt from prior disclosure (I) Amount Code (A-H) (2) Type (e.g., div., rent, int.) (!) Value Code (J-P) (2) Value Method Code3 (Q-W) (1) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,00 -$15,000 =$15,00 -$50,000 (Sec Columns and D4) =$50.00 -S100,000 =$100,00l -$1,000,000 =$1,000,001-$5,000.000 =More than $5.000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250.000 (Sec Columns and D3) =$250.001 -$500,000 =$500,001 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000.001 -$50,000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other =Estimated Date Report 04/28/2011 Lungstrum, John VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34.60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets reporting period ofreporting period {I) (1) (2) (I) (3) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity Code Code buyer/seller exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code (A-H) (if private (A-H) int.) (J-P) Code redemption) (J-P) transaction) (Q-W) 35. -Van KMPN Dynamic OPP Fund (Mutual Fund) 36. -HQ Healthcare (Mutual Fund) 37. -Blackrock Opportunities (Mutual Fund) 38. -Blackrock Equity Div (Mutual Fund) 39. -EV Large Cap Value (Mutual Fund) 40. -Henderson Int'! Opportunities (Mutual Fund) 41. -Ivy Large Cap Giw (Mutual Fund) 42. -Jennison Nat') Resources (Mutual Fund 43. -Lazard Emerging Markets Open (Mutual Fund) 44. -Nuveen Tradewinds Val Opp. (Mutual Fund 45. -Oppenheimer Gold Spec Min (Mutual Fund) 46. -Thornburg Int'! Value (Mutual Fund) 47. -Van Kampen Small Cap Growth (Mutual Fund) 48. -Mainstay Large Cap Growth A(Mutual Fund) 49. -Tortoise MLP (Mutual Fund) Buy 07/27110 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,00I -$15,000 =$15,00 -$50,000 (See Columns and 04) F=$50,00I $100,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000.000 =More than $5,000,000 Value Codes =$15,000 less =$15,00I -$50.000 =$50,001 -$100.000 =$100,001 -$250,000 (Sec Columns and DJ) =$250,001 -$500,000 =$500,00I -$I ,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25.000.000 =$25,000,00I -$50.000,000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment :Cash Market (Sec Column C2) =Book Value =Other =Estimated Date Report 04/28/2011 VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreport.) Part VII: have treated reinvestment programs exempt because they merely represent change the form the asset. With regard Line have not provided dates and value codes because the transactions are numerous, usually small and are the equivalent bank deposits and withdrawals. With regard the IRA (line 16), have only shown interest Column 8(2) because the computer program would permit listing only one type. However, dividends and capital gains were also realized the IRA. Date Report Lungstrom, John 04/28/2011 IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. 501 et. seq., U.S.C. 7353, and Judicial Conference regulations. Signature: John Lungstrum NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app. 104) Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544