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Judicial Watch • Jon O. Newman – 2006

Jon O. Newman – 2006

Jon O. Newman – 2006

Page 1: Jon O. Newman – 2006

Category:Federal Judges

Number of Pages:15

Date Created:September 21, 2007

Date Uploaded to the Library:November 29, 2014

Tags:MSNTrust, Jon O Newman, NEWMAN, transfer, Market, 2006, assets, transactions, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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AOIO Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app. JOI-I Person Reporting (last name, first, middle initial) NEWMAN, Jon Court Organization U.S.C.A., Second Circuit Date Report 04/1212007 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Senior Circuit Judge 5a. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2006 1213112006 
Sb. Amended Report Chambers Office Address U.S. Courthouse 450 Main Street Hartford, 06103 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI NS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) Elector Hartford Atheneum Life Regent University Hartford Board Member American Judicature Society 
Board Member 
Chair 
Board Member Endowment Foundation the Jewish Federation Greater Hartford, Inc. Trustee rust 
(/) __, ::0 r-., o(.!)Z :t:---0 ::0 
II. REE MENTS. (Reporting individual only; see pp. 14-16 instructions.) ::o:z: ...D 
[2[J NONE (No reportable agreements.) ,., O)> --rir 
 
 PARTIES AND TERMS I r1 
 
 
Name Person Reporting 
NEWMAN, Jon 
 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-14 instructions.) Filers Non-Investment Income 
[2[J NONE (No reportable non-investment income.) SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS -transportation, lodging.food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
lKJ NONE (No reportable reimbursements.) 
SOURCE DESCRIPTION NONE (No reportable gifts.) SOURCE 
DESCRIPTION VALUE 1666.5 Waiver annual dues 
Partial reduction annual dues Tumble Brook Country Club 4478.0 
 
VI, LIABILITIES. (Includes those spouse and dependent children. See pp. 31-33 instructions.) [K) NONE (No reportable liabilities.) CREDITOR 
DESCRIPTION 
VALUE CODE 
 
 
 
 
 
 
Date Report 
Name Person Reporting 
 
04/1212007 
NEWMAN, Jon 
VII. INVESTMENTS and -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) {I) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) BANK ACCOUNTS AND CASH: Bank America --West Htfd. CT., Checking Acct. Interest Schwab Htfd., Conn., Money Market Acct. Interest Closed 6/1 .mith Barney, New Haven, CT., Money Market Acct. Interest Closed 911 Smith Barney, New Haven, CT., Money Market Acct. Interest BONDS: U.S. Treasury Bond 11.5 Interest .onn. Bond 5.4 Interest Transfer 3/1 MSN Trust Houma La. Transit Interest 
10. Jeff. Par. La. Hosp. Interest 
11. Lafayette La. Transit Interest 
12. Monroe La. Interest 
13. Monroe La. Interest 
14. Rapides Par. La. Interest 
15. G.O. 5.12 Interest Call 8/15 
16. Sp!. Assmt. 5.1 Interest Call 1/2 
17. G.O. 5.2 Interest Call 11/l Income Gain Codes: 1.000 less =Sl.001 -$20500 =$2050 -$5.000 =$5.001 -$15.000 =$15.00 -$500000 
(Sec Columns and 04) =$50.001 -$100.000 =SI00.001 -$1.000.000 =$1,000,001 -$5,000.000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.001 -$500.000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25.000.000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000.000 =Cash Market 
(Sec Column C2) =Appraisal =Other =Assessment =Book Value =Estimated 
 
 
04/12/2007 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
18. G.O. 5.0 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent. Code2 Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Interest Transfer MSNTrust Health 6.5 Interest 
20. 9cT HFA 4.625 Interest Matured 11/15 
21. 9:;onn. Health 5.25 Interest Call 7/1 
22. a:onn. HFA 4.375 Interest Transfer MSNTrust 
23. 
9conn. 5.0 Interest Transfer 3/1 MSNTrust 
 
24. 
aonn. 5.125 	B Interest Transfer 3/1 MSNTrust 
 
 
 
25. .onn. G.O 5.0 Interest Transfer 3/1 MSNTrust 
26. -onn. Spl. Tax 5.0 Interest Transfer 3/1 MSNTrust 
27. Conn. Health 4.9 Interest 
28. Cheshire 5.0 Interest 
29. Conn Refunding 5.0 Interest Matured 12/15 
30. Conn. Housing 3.4 Interest 
31. Conn. Refunding 5.25 Interest 
32. Stratford 3.0 Interest 
33. New Haven 6.0 Interest 
34. Conn. Refunding 5.25 Interest Income Gain Codes: 41,000 less =Sl,001 -$2.500 =$2.501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (Sec Columns and D4) F=$50,001  SI00,000 G=SI00,001 $1,000.000 =Sl,000,001 -$5,000,000 =More than $5,000,000 
Value Codes =$I 5,000 less K=$15,001 -$50.000 L=$50,001 -$100,000 =$I 00,00 -$250,000 (Sec Columns and DJ) =$250,001 -$500,000 0=$500,001 -$1.000,000 =$1,000,001  $5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50.000.000 	P4=More than $50,000.000 
Value Method Codes =Cost (Real Estate Only) T=Cash Market =Appraisal S=Assessmcat =Book Value W=Estimated 
 
(Sec Column C2) =Other 
 
Date Report Name Person Reporting 
04/12/2007NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. see PP 34-60 fding instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(1) 
(2) 
(1) 
(1) 
(2) 
Amount 
Place (X) after each asset 
Value 
Type (e.g. 
Value 
Code 
div., rent, 
exempt from prior disclosure 
Code 
Method 
(A-H) int.) 
Code3 
(J-P) 
(Q-W) Hampton 3.375 Interest 
Type (e.g. buy, sell, redemption) Date Month-Day 
Value Gain Identity 
Code Code buyer/seller 
(J-P) (A-H) (if private 
transaction) 
 
36. CTG.O. 
None Matured 6115 G.O 4.875 Interest 
Univ. CT. 4.25 Interest 
.ew Haven 4.0 
Interest Transfer MSNTrust 
Meriden 3.75 None 
UConn 5.0 BInterest 
Stamford 3.0 Interest Rfdg 4.5 Interest 
South Central 2.0 Interest Matured 8/1 
9orwalk 4.25 Interest Transfer 3/1 MSNTrust Clean Water 4.0 Interest Matured 10/1 
9canton 3.5 
Interest Transfer MSNTrust Haven 3.0 Interest 
CTG.O 4.9 Interest 
50. Tax 4.3 Interest 
Seymour Interest Income Gain Codes: 1,000 less B=Sl,001-$2,500 =$2,501  $5,000 0=$5,001-$15,000 =$15,001 -$50,000 
(Sec Columns and 04) F=$50.00  00,000 =$100,001-$1,000,000 =Sl,000,001  $5,000,000 112 =More than $5,000,000 Value Codes J=$15,000 less K=$15,001  $50,000 L=$50,001  $100,000 =$100,001 -$250,000 
(Sec Columns and D3) N=$250,001 -$500,000 =$500,00I  1,000,000 =$1,000,001  $5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =S25,ooo.001 -s5o.ooo.ooo =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(Sec Column C2) =Appraisal =Other =Assessment =Book Value =Estimated 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(1) (2) (I) (2) (1) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code2 Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
52. Milford 5.4 Interest Call Ill 
53. UConn 5.25 Interest 
54. Brookfield 4.25 Interest 
55. Sp!. Tax 5.5 Interest 
56. New London 5.0 Interest 
57. Groton 4.0 Interest Buy 10/31 
58. 4.25 B; Interest Buy 10/31 
59. Puerto Rico 5.25 Interest Buy 10/31 
60. Refunding 5.5 Interest Buy 10/17 
61. Shreveport 6.7 .50Interest 
62. S.E. Texas Host. 7.5 Interest 
63. STOCKS: 
64. .upont Dividend Transfer 3/1 MSNTrust 
65. .xxonMobil Dividend Transfer 311 MSN Trust 
66. .E. Dividend Transfer 3/l MSNTrust 
67. .orfolk Southern Dividend Transfer 3/t MSNTrust 
68. Royal Dutch Petroleum Dividend 
Income Gain Codes: =Sl,000 less =$1,00  SZ,500 =$Z,501  $5,000 =$5,001  $15.000 =$15.00I  $50,000 (See Columns and 04) =$50.001  $100.000 =$100,001  $1,000,000 =$1,000.001  $5,000.000 =More than $5.000,000 
Value Codes =$15,000 less =$15,001  $50.000 =$50,001  $100.000 =$100.001  $Z50,000 (Sec Columns and 03) =SZ50,00I  $500,000 =$500,00  $1.000.000 =$1,000.001  $5.000.000 =$5.000,001  $25,000,000 =S25,ooo.001  sso.000.000 =More than $50,000.000 
(Sec Column CZ) =Other Value Method Codes =Cost (Real Estate Only) =Cash Market =Appraisal =Assessment =Book Value =Estimated 
 
04/12/2007 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5) 
Amount Type(e.g. Value Value Type(e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =Sl.000 less =Sl.001 -S2.500 =$2.501  $5.000 =S5.00I  $15.000 =$15,00 -$50,000 
(Sec Columns and 04) =$50,001  SI00.000 =$100,001  $1,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 
:!. Value Codes 15,000 less 15,00 -$50,000 =$50,00 I00,000 I00,00 -$250,000 
(Sec Columns and 03) =$250,00 -$500,000 =$500,00 ,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25.000.000 Value Method Codes =$25,000,001 $50,000.000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(Sec Column C2) =Appr aisal =Other =Assessment =Book Value =Estimated 
 
04/12/2007 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(1) 
(2) 
(2) 
(2) 
(5) 
(3) 
(4) 
Place (X) after each asset Amount Type (e.g. Value Value 
exempt from prior disclosure Code div., rent, Code Method 
(A-1-1) int.) (J-P) Code 
(Q-W) 
 
Type (e.g. buy, sell, redemption) Date Month-Day 
Identity Code GainValue Code buyer/seller 
(if private transaction) (A-H) 
(J-P) 
86. 9Ioneywell Dividend Transfer 311 MSNTrust 
87. .ucent None Transfer 3/1 MSNTrust 
88. .itney Bowes Dividend Transfer 3/1 MSNTrust 
89. Devon Energy Dividend 
90. FNMA Dividend 
91. -hi lips Dividend Transfer 3/1 MSNTrust 
 
92. .Tyco Dividend Transfer 3/1 MSNTrust 
Nokia Dividend 
94. 
Red Hat None 
 
95. 
Pfizer Dividend Sold 8/16 
 
96. 
Medco 
 
None 
 
97. 
Calamos Fund Dividend 
 
98. 
Legg Mason Fund Dividend 
 
99. 
Amgen None Buy 8/16 
 
100. Dividend Buy 8/16 
 
101. 
Henderson Fund Dividend Buy 8/16 
 
102. 
Jennison Fund Dividend Buy 8/16 Income Gain Codes: 1,000 less =Sl.001  $2.500 =$2,50l -$5,000 =$5,001  $15,000 =$15,001 -$50,000 
(Se Columns and 04) =$50,001 -$100.000 =SlOO,OOl -Sl.000.000 =$l,000.00l -$5.000,000 =More than $5.000,000 Value Codes =Sl5,000 less =$l5,00l -$50,000 =$50.00  00,000 =$100,001 -$250.000 
(Sec Columns and 03) =$250.001 -$500.000 =$500.001 -Sl,000.000 =$1,000,001 -$5,000,000 =$5,000,00l -$25,000,000 Value Method Codes =$25.000,001  $50.000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(Sec Column C2) =Appraisal =Other =Assessment =Book Value =Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: 1,000 less 41,001 -$2,500 42,50 -$5,000 =$5.001 -$15,000 (Sec Columns and D4) =$50,001 -$100,000 =SI00,001 -Sl,000,000 =$1,000,00 -$5,000,000 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50,000 =$50,001 -SI00.000 =$I 00.00 -$250.000 (Sec Columns and 03) =$250.001 -$500.000 =S500.001 -s1.ooo.ooo =S1,ooo.001 -S5.ooo,ooo =$5,000.001  $25.000,000 =$25.000,001 -$50,000.000 =More than $50.000,000 (Sec Column C2) =Other Value Method Codes =Cost (Real Estate Only) T=Cash Market =Appraisal =Assessment =Book Value W=Estimatcd 
 
04/12/2007 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 offtling instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(1) (2) {I) (2) (I) (2) (3) (4) (5) 
Amount Type(e.g. Value Value Type(e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
120. -Conn. G.O 5.0 
121. -Conn. Spl. Tax 5.0 
122. 
-New Haven 4.0 
 
123. 
-Norwalk 4.25 
 
124. 
-Canton 3.5 
 
 
125. -Dupont 
126. -Exxon Mobil 
127. G.E. 
128. 
-Norfolk Southern 
 
129. TBank 
 
130. 
-Pfizer 
 
131. 
-Insteel 
 
132. 
-Alexander and Baldwin 
 
133. 
-Corning 
 
134. 
-Honeywell 
 
135. 
-Lucent 
 
136. 
-Pitney Bowes Income Gain Codes: l.000 less =$1.001 -$2,500 =$2,501 -$5.000 =$5.001 -$15.000 =$15.001 -$50,000 
(See Columns and D4) =$50,001 !00.000 =$100,001 -$1,000,000 =$1,000.001 -$5,000.000 112 =More than $5.000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50.00l 100,000 =$100,00 -$250,000 
(Sec Columns and 03) =$250,001 -$500.000 =$500.001 -Sl.000,000 =$1,000,001 -$5.000,000 =$5.000,001 -$25,000.000 Value Method Codes =$25,000,001 -$50,000.000 =Cost (Real Estate Only) =More than $50.000,000 =Cash Market 
(Sec Column C2) =Appraisal =Other =Assessment =Book Value =Estimated 
 
04/12/2007 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those the spouse and dependent chitdren. see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type(e.g. Value Value Type(e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
{A-H) int.) (J-P) Code redemption) Day (J-P) (A-H (if private 
(Q-W) transaction) 
 
-Philips 
-Tyco Income Gain Codes: =$1,000 less =$1,001 -S2,500 =$2,50 -$5,000 =S5,001 -Sl5,000 =$15,00 -$50,000 
(See Columns and 04) =$50,001 -$100,000 100,001 1,000,000 =Sl,000,001. $5,000,000 =More than $5,000,000 Value des =$15,000 less =$15,001 -$50,000 =$50,001 100,000 =$100,001 -$250,000 
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -Sl,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Co (Real Estate Only) =More than $50,000,000 =Ca Market 
(See Column C2) =Appraisal =Other =Assessment =Book Value W=Estim ated 
 
Name Person Reporting 
 
 
04/1212007 
NEWMAN, Jon 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofReporL) 
PART VII: 
Lines 68, 76, 79, 89, 90, and 113: These were all listed the 2005 report with the ownership m>9 Upo.in 2005, these items all became the property and 2006 were distributed are now listed without the des1gnatio 
Lines and 62: These items were inadvertently omitted from the 2005 report because thought they had been fully called, but fact they were only partly called; they were previously owned and are still owned and are therefore again listed (although not new purchase). 
Line 98: The name this item, formerly listed Smith Barney Capital Fund, has been changed Legg Mason Fund. 
Lines 18, 22, 23, 
26, 39, 45, 66, 69, 70, 71, 75, 78, 86, 87, 88, 91, 92: These items were all previously owned my-nd have now been transferred trustee; the items are now listed lines 115-138 items within the trust, using the short form listing that was previously told use reporting trust assets. 
 
 
 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY UAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544