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Judicial Watch • Jon O. Newman – 2007

Jon O. Newman – 2007

Jon O. Newman – 2007

Page 1: Jon O. Newman – 2007

Category:Federal Judges

Number of Pages:27

Date Created:November 11, 2008

Date Uploaded to the Library:November 29, 2014

Tags:Jon O Newman, NEWMAN, Bought, Estate, 2007, assets, INVESTMENTS, transactions, TRUSTS, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


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POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Corporator Hartford Hospital 
 
 
03/25/2008 
NEWMAN, Jon 
Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-:U filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) Jan. 8-26 University Hawaii, Law School Teaching 14000 Spouses Non-Investment Income I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[ZJ NONE (No reportable non-investment income.) 
 
 
 
IV. REIMBURSEMENTS transportation, lodging.food, entertainmenL 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[Z] NONE (No reportable reimbursements.) 
 
 
 
03/25/2008 
NEWMAN, Jon 
 
V GIFTS, (Includes I/lose spouse and dependent children; see pp. 28-31 filing instructions.) NONE (No reportable gifts.) 
 
DESCRIPTION 
 
Waiver annual dues Hartford Club 1666.5 Partial reduction annual dues Tumble Brook Country Club 4478.0 
 
 
VI. LIABILITIES. (Includes I/lose spouse and dependent children; see pp. 32-33 filing instructions.) 
[Z] NONE (No reportable liabilities.) 
 
VALUE CODE 
 
 
 
 
 
03125/2008 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS -Income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
1----- 
Description Assets 
(including trust assets) 
Place (X) after each asset exempt from ior disclosure BANK ACCOUNTS AND CASH: 
Income during reporting period 
Amount 
Code 
(A-H) 
(2) 
Type (e.g., div., rent, int.) Gross value end reporting period 
(1) (2) 
Value Value 
Code Method 
(J-P) Code 
(Q-W) 
 
Transactions during reporting peri 
(I) Type (e.g., buy, sell, (2) (3) Date Value Month -Code Day (J-P) (4) Gain Code (A-H) Identity buyer/seller (if private transaction) 
 
Bank America --West Htfd. CT., Interest Checking Acct. Smith Barney, New Haven, CT., Money Interest 
 
------------, Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,00 -$15.000 =$15,001 -$50.000 
(See Columns and 04) =$50,001-$100,000 =$I 00,00 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$100,001 -$250,000 
(Sec Columns and DJ) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 425,000,001 -$50,000,000 =More than $50,000,000 
 
Value Method Codes Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column Cl) =Book Value =Other =Estimated 
 
L__J---- 
 
03/25/2008 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
 
uyer/seller 
transaction) 
(Q-W) 
18. Conn. Refunding 5.25 Interest 
(5) 
(I) (2)(I) 
Place (X) after each asset 
Value Value 
Amount Type (e.g., 
Identity 
Code Ixempt from prior disclosure div., rent, bCode Method 
(A-H) int.) 
(J-P) Code 
(if private 
19. Stratford Interest 
20. New Haven 6.0 Interest 
21. 
Conn. Refunding 5.25 Interest 
22. Hampton 3.375 Interest 
Matured 7/15 G.O 4.875 Interest 
24. Univ. CT. 4.25 Interest 
Matured 6/1 
25. Meriden 3.75 
None 
26. UConn 5.0 Interest 
27. 
Stamford 3.0 Interest 
 
28. Rfdg 4.5 Interest 
 
29. Haven 3.0 Interest 
 
 
30. G.O 4.9 Interest 
31. Tax 4.3 Interest 
Seymour 3.5 Interest 
UConn 5.25 Interest 
Brookfield 4.25 Interest 
llJomc Codes; =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(Sec Columns and D4) 450,001 -$100,000 =$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and 03) 4250,001 -$500,000 =$500,00I -$1,000,000 =Si,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V=Other =Estimuted 
-------------- 
 
 
Date Report 
Name Person Reporting 
 
 
0312512008 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS -income, varue, transactions (Includes those spouse and dependent children; see PP 14-60 filing instrucaons.J NONE (No reportable income, assets, transactions.) 
 
03/2512008 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
D.A. 
Description Assets Income during (including trust assets) ::porting period 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) 
52. Microsoft 
53. Cisco 
 
(2) 
Type (e.g., 
div., rent, int.) 
 
Dividend 
None 
Gross value end reporting period 
Value Code (J-P) 
(2) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) Sell part 
 
Transactions during reporting period 
(2) Date Month Day 
10/23 
(3) Value Code (J-P) (4) Gain Code (A-H) Identity buyer/seller (if private transaction) 
 
Total Fina Dividend 
55. Devon Energy 
Dividend 
56. FNMA Dividend 
Nokia Sold 10/23 Dividend 
58. Red Hat 
59. Medco 
60. Calamos Fund Legg Mason Fund 
 
62. Amgen None Sold 10/23 
None Sold 10/23 
None Dividend Dividend Dividend 
64. 
Henderson Fund Dividend 
 
65. 
Jennison Fund Dividend 
 
 
 
66. Dreyfus Fund Dividend 
67. 68. Mainstay Fund Arkema Dividend None Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(Sec Columns and 04) =$50,001 -$100,000 =$I 00,00 -S1,000,000 =$1,000,001 -$5,000,000 112 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$100,000 =$I 00,00I -$250,000 
(Sec Columns and 03) =$250,001 $500,000 =$500,001 -S1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
Name Person Reporting 
03/25/2008 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
riod 
(5) 
Identity buyer/seller (if private transaction) 
69. OTHER: 
Description ssets Income during Gross value end Transactions during reporting 
(including trust ssets) reporting period reporting period 
(l) (2) (I) (2) (I) (2) (3) (4) asset Place (X) after Amount Type (e.g., Value Value Type (e.g., Date Value Gain 
xempt from prior isclosuree Code div., rent, Code Method buy, sell, Month-Code Code 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) 
(Q-W) 
 
70. Trust held Schwab Co. (Pooled Funds State Bonds) Dividend 
71. 112 Int. Htfd., CT., Condo purchased 8/9/88 $115,000 None 
 
72. 
Thames Hudson Royalty Contract Royalty 
 
73. 9=ondo, University Park, purchased Rent 
419199, $179,000 
74. AIG Annuity (IRA) Interest 
75. AIG Annuity (IRA) Interest 
76. Trust consisting municipal bonds and stocks: lnt./Div. 
77. -Conn. Bond 5.4 
78. -CT G.O. 5.0 
 
79. 
-Conn. HFA 4.375 
 
80. 
-Conn. G.0. 5.0 
 
81. 
-Conn. 5.125 
 
82. 
-Conn. G.O 5.0 
 
 
 
83. -Conn. Sp!. Tax 5.0 
84. -New Haven 4.0 
85. -Norwalk 4.25 
 
------------------- 
-1 Income Gain Codes: ,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,00 15,000 -$50,000 
r-(Sec Columns and 04) =$50,001 -$100,000 =$100,001  Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 V-;lue Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$I 00,00 -$250,000 (Sec Columns and DJ) =$250,001 -$500,000 =$500,001 -Sl,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
-----------	__J 
 
 
 
Date Report 
Name Person Reporting 
03/25/2008 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
 
(!) (2) (!) (2) 
(3) 
(2) 
(4) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., 
exempt from prior disclosure Code div., rent, Code Method buy, sell, 
(A-H) int.) (J-P) Code redemption) 
(Q-W) 
 
103. 
-Macy 
 
104. 
-Hanesbrands 
 
 
Date 
Month- 
Day 
 
Value Gain Code Code (J-P) (A-H) Identity buyer/seller (if private transaction) 
105. 
-Home Depot 
 
106. 
-McDonalds 
 
107. 
-General Mills 
 
108. 
-Pepsico 
 
109. 
-Procter Gamble 
 
110. 
-Sara Lee 
 
111. 
-BP Amoco 
 
112. 
-American Express 
 
113. 
-National City 
 
114. 
-Plum Creek Timber 
 
115. 
-Transatlantic Holdings 
 
116. 
-St. Paul Travelers 
 
117. 
-Wells Fargo 
 
118. 
-Amgen Sold part 3/30 
 
 
119. -Baxter International 
________,, Income Gain Codes: =SI .000 less =$1,001-$2,500 =$2,501 -$5,000 =$5,001 $15,000 =$15,001  $50,000 1 
(See Columns and D4) =$50,001 -$100,000 =$100,001. $1,000,000 =$1,000.00 -$5,000,000 =More than $5,000,000 Value Codes 15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001. $250,000 
(See Columns and 03) =$250,001  $500,000 =$500,001 1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Apprais =Cost (Real Estate Only) =Assessment =Cas Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
Name Person Reporting 
03/25/2008 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) (2) (2) (4) (5) ace (X) after each asset Amount Type (e.g., Value Value Type (e.g., 
exe mpt from prior disclosure Code div., rent, Code Method buy, sell, 
(A-H) int.) (J-P) Code redemption) 
(Q-W) 
 
120. -Cigna -Edwards Lifescience 
Date 
Month- 
Day 
 
Value Gain Identity 
Code Code buyer/seller 
(J-P) (A-H) (if private 
transaction) =$25,000,001 -$50,000,000 =More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) U=Book Value =Other =Estimated 
 
..-------- 
 
03/25/2008 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) 
(2) (I) 
(2) 
(I) 
(5) 
Place (X) after each asset Amount Type (e.g., Value 
exempt from prior disclosure Code div., rent, Code 
(A-H) int.) (J-P) 
 
-Dominion Resources 
Value Method Code3 
(Q-W) 
Type (e.g., Dat buy, sell, Monthredemption) Day 
Value Gain Identity 
Code Code buyer/seller 
(J-P) (A-H) (if private 
transaction) 
 
138, -Westport 4.0 
Matured 12/3 
139. -University 
140, -CT State 3.95 
141. 142. -Farmington 3.5 -CT State 3.5 
 
143. -University .35 
144. -Colchester 3.375 
 
145. 
-Stamford 4.0 
 
146. 
-CT Housing 3.6 
 
147. 
-Southbury 3.2 
 
148. 
-Windsor 4.0 
 
149. 
-Windsor 4.0 
 
150. 
-CT State 3.45 
 
151. 
-CT State 2.9 
 
152. 
-Cromwell 2.9 
 
153. 
-Simsbury 3.75 
 
 
rme Gain --A =Sl,000 less 
(See Columns and 04) =$50,001 -$100,000 Va,oc Codes =$15,000 less 
(See Columns and DJ) =$250,001 -$500,000 =$5.000,00 -$50,000,000 Value Method Codes =Appraisal 
(See Column C2) =Book Value =$1,001 -$2,500 =$100,001 -$1,000,000 =$15,001 -$50,000 =$500,001 -Sl,000,000 =Cost (Real Estate Only) =Other =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 =$50,001 -$100,000 =$100,001 -$250,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =More than $50,000,000 =Assessment =Cash Market =Estimated 
 
 
Date Report 
Name Person Reporting 
03/25/2008 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS income, varue, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(!) 
(2) 
(2) 
(!) 
(2) 
Place (X) after each asset Amount Type (e.g., Value 
exempt from prior disclosure Code div., rent, Code 
(A-HJ int.) (J-P) 
 
154. 
-Glastonbury 3.75 
 
155. 
-Ledyard 3.5 
 
 
Value 
Type (e.g., Method buy, sell, Code redemption) (Q-W) 
Date 
Month- 
Day 
 
Gain 
Value 
Code 
Code 
(J-P) 
(A-HJ 
Identity buyer/seller (if private transaction) 
156. 
-Waterbury 4.0 
 
157. 
-CT State 4.4 
 
158. 
-Stonington 4.0 
 
159. 
-Bristol 3.0 
 
160. 
-Wethersfield 3.1 
 
 
161. -CT State 4.0 
162. -Regional School 3.65 
163. 
-Easton 3.5 
 
164. 
-CT State 3.5 
 
165. 
-CT State 4.0 
 
 
166. -Regional School 3.75 
167. 
-Orange 3.4 
 
168. 
-Tolland 4.0 
 
 
169. -University 3.7 
170. -CT State 4.0 	Bought 4/27 
 Income Gain Codes: :0:0$ l,OOO less =SI,001 -$2,500 =$2,501 -$5,000 =$5,00 15,000 E=$!5,00l -$50,000 
(Sec Columns and D4) =$50,00! -$100,000 =$100,001 -$1,000,000 =SI,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001  $250,000 
(Sec Columns and DJ) =$250,001 -$500,000 =$500,001 -$! ,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
______ J-------- 
 
03/25/2008 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each ass 
exempt from prior disclosu Income during reporting period Gross value end reporting period Transactions during reporting period 
Amount Code (A-H) Type (e.g., div., rent, int.) (1) Value Code (J-P) (2) Value Method Code3 (Q-W) (1) Type (e.g., buy, sell, redemption) (2) (3) Date Value Month-Code Day (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
171. 
-Glastonbury 
 
172. 
-CT State 4.0 
 
173. 
-South Central Water 4.0 Bought 1/31 
 
 
 
-----------. Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501  $5,000 =$5,001  15,000 =$15,00 -$50,000 
(Sec Columns and D4) =$50,00  $100,000 =$100,001  Sl,000,000 =$1,000,001 -$5.000,000 =More than $5,000,000 Value Codes =$15,000 less =$15.001 -$50,000 =$50,00  00,000 =$100,001. $250.000 
(See Columns and D3) =$250,001 -$500,000 =$500,00 1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) ------- =Book Value =Other =Estimated ____J 
 
 
03/25/2008 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing 
instructions.; NONE (No reportable income, assets, transactions.) income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 (See Columns and 04) =$50,001 -$100,000 =$100,001 -SI ,000,000 =Sl,000,001  $5,000,000 ll2 =More than $5,000,000 Value Codes 15,000 less .5,001 -$50,000 =$50,001-$100,000 =$100,001 -$250,000 (See Columns and 03) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =AsSessmcnt =Cash Market (Sec Column C2) =Book Value =Other =Estimated 
 
 
03/25/2008 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS income, vatue, transactions