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Judicial Watch • Jon O. Newman – 2008

Jon O. Newman – 2008

Jon O. Newman – 2008

Page 1: Jon O. Newman – 2008

Category:Federal Judges

Number of Pages:28

Date Created:October 21, 2009

Date Uploaded to the Library:November 29, 2014

Tags:Jon O Newman, NEWMAN, 2008, assets, INVESTMENTS, transactions, TRUSTS, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Newman_Jon_O 
 
III. N-INVESTMENT INC ME. (Repoting individual and spouse: see pp. 17-24 filing instructions.) Filers Non-Investment Income 
[Z] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE INCOME 
(yours, not spouses) Spouses Non-Investment Income I/you were married during any portion the reporting year, complete this sectiolL 
(Dollar am_ount not required except for honoraria.) 
[Z] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenL 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 
DATES LOCATION PURPOSE ITEMS PAID The Brookings Institute 4/15/2008 Washington, D.C. Seminar Air travel and hotel 
 
 
Date Report 
Name Person Reporting 
04/17/2009 
NEWMAN, Jon GIFTS. (Includes thou spouse and dependent children; see pp. 28-31 filing instructions.) NONE (No reportable gifts.) 
 
VALUE Waiver annual dues Hartford Club $1666.5 
Partial reduction annual dues Tumble Brook Country Club $4478.0 
 
 
VJ. LJABJLJTJES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[Z] NONE (No reportable liabilities.) 
 
VALUE CODE 
 
 
 
Date Report Name Person Reporting 
04/17/2009 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
---------- - 
Description Assets Income during Gross value end Transactions during reporting period 
 
(including trust assets) 
reporting period reporting period 
(2) 
(I) 
(I) 
(2) 
Type (e.g., 
Value 
Value 
Type (e.g., 
Place (X) after each asset Amount 
(2) 
Date 
Month 
(3) 
Gain 
Value 
Code 
div., rent. 
Code 
Method 
buy, sell, 
Code Code 
exempt from prior disclosure 
(A-H) int.) 
Code 
(J-P) 
Day 
redemption) 
(ifprivale(A-H) Iransaction) BANK ACCOUNTS AND CASH: Bank America --West Htfd. CT., Interest gAcct. 
Smith Barney, New Haven, CT., Money Interest ket Acct. 
(S) 
Peoples Bank Interest 
 
(S) 
Sovereign Bank Interest BONDS: 
U.S. Treasury Bond 11.5 Interest Houma La. Transit Interest 
Lafayette La. Transit Interest 
 
10. Monroe La. Interest Redeemed 8/1 (part) 
 
11. Monroe La. Interest 
 
12. 
Rapides Par. La. Interest Redeemed 8/1 
 
 
13. Health 6.5 Interest Redeemed 7/1 
(part) 
14. Conn. Health 4.9 Interest 
 
15. Cheshire 5.0 Interest 
16. 
Conn. Refunding 5.25 Interest 
 
17. 
Stratford 3.0 Interest 
 
 
--------------------------------------------------------------- 
-------- Income Gain Codes: 1.000 less =Sl.001 -S2,500 =S2.50 -S5,000 =S5.00I -$15.000 15.00I  S50.000 (Sec Columns and 04) =S50,001-SIOO,OOO G=SIOO,OOl -Sl,000.000 111 =SI ,000.001 -S5.000,000 112 =More than $5.000.000 Value Codes =St5,000 less 15.00  S50.000 =S50,00I -SI00.000 =SI00,001 -$250,000 
(See Columns and 03) =$250,001  $500,000 =S500,00I -Si.000,000 =St,000.001. S5.ooo.ooo =S5,000.00I  $25.000.000 =$25.000.00I  S50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Date Report 
Name Person Reporting 
NEWMAN, Jon 
0411712009 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 1-1-60 filing instructions.) NONE (No reportable income, assets, transactions.) -------- --- 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(5) 
(4)(I) (2) 
(I) 
(I) (2) 
Place (X) after each asset exempt from prior disclosure 
18. 
New Haven 6.0 
 
19. 
Conn. Refunding 5.25 
 
20. G.O 4.875 
 
21. 
Meriden 
 
22. 
UConn 5.0 
 
 
Amount Type (e.g., Code 
div., rent. (A-H) int.) Interest Interest Interest Interest Interest 
Value Code (J-P) 
Value Method Code (Q-W) 
Type (e.g., buy, sell, redemption) 
Matured 
Matured 
Redeemed 
Date 
Month- 
Day 
 
12/15 
6116 
6/2 
Value Code (J-P) 
Gain 
Identity Code 
buyer/seller (AH) 
(ifprivate transaction) 
 
23. Stamford 3.0 Interest 
24. Rfdg 4.5 25. Haven 3.0 Interest Interest Matured 911 
 
26. G.O 4.9 Interest 
 
27. Tax 4.3 Interest 
 
28. 
Seymour 3.5 Interest 
 
29. 
UConn 5.25 Interest Redeemed 612 
 
30. 
Brookfield 4.25 Interest 
 
31. Spl. Tax 5.5 Interest 
 
32. 
New London 5.0 Interest Matured 2/15 
 
 
Groton 4.0 Interest 
34. CTl3 4.25 Interest Jacome Gain Codes: 1,000 less =Sl,001  S2,500 =S2.50  Sl,000 =S5,00I  Sl5,000 =S15.00I. Sl0,000 
(See Columns and 04) F=S50,00I  SI00,000 =SI00,001  Sl,000.000 Ill =Sl,000,001  $5,000,000 112 =More than SS,000,000 Value Codes 15,000 lesa =Sl5,00I  Sl0.000 =Sl0,001  100,000 100,001  S250,000 
(See Columns and 03) =S250,00I  SS00,000 =Sl00.001  Sl.000,000 =Sl,000.001  $5,000,000 =S5,000,00I  $25,000,000 =S25.000,00I  $50,000,000 =More than Sl0,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other ==-E stimated 
 
--------------------- 
 
 
VII. INVESTMENTS and TRUSTS -income, va1ue, 1ransac1ions trnc1udes those spouse and dependent children; see pp. 14-60 filing instrucaons.J 
 
Date Report 
Name Person Reporting 
04/17/2009 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing 
ins/ructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during 
(including trust assets) reporting period 
 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) 
52. G.O. 5.0 
53. G.O. 3.5 
 
(2) 
Type (e.g., 
div., rent, int.) 
 
Interest 
Interest 
Gross value end reporting period 
(1) 
Value 
Code 
 
(J-P) 
(2) Value Method Code 
(Q-W) 
Type (e.g., buy, sell, red ion) 
Buy 
Transferred (from line 81) 
Transactions during reporting period 
 
(2) Date Month Day 
10/3 
11/3 
(3) (4) (5) 
Value Gain Identity 
Code Code buyer/seller 
(J-P) (A-H) (if private 
transaction) 
54. UConn 2.9 
None Transferred 1113 (from line 81) 
55. 
UConn 3.2 None Transferred 11/3 (from line 81) 
 
56. 
STOCKS: 
 
57. 
Royal Dutch Petroleum Dividend 
 
58. 
Air Products Dividend 
 
59. 
Johnson Contr. Dividend 
 
60. 
Merck Dividend 
 
61. 
Cummings Engine Dividend 
 
62. 
Minn. Mining Dividend 
 
63. 
Johnson Johnson Dividend 
 
64. 
Microsoft Dividend 
 
65. 
Cisco None 
 
66. 
Total Fina Dividend 
 
67. 
Devon Energy Dividend 
 
 
68. FNMA Dividend 
---- Incom Gain Codes: 1.000 less =Sl,001  S2.500 =S2.50  S5.000 =S5,00I  $15.000 
(See Columns and 04) =$50.001-SIOO,OOO =SI00.001  Sl,000.000 Ill =Sl.000.001  $5,000,000 112 =More than $5.000,000 Valu Codes =SIS,000 less =$15.001. $50.000 =$50,001  SI00,000 =SI00.001  $250,000 
(See Columns and DJ) =$250,001 -$500,000 =S500,00I  Sl,000.000 =Sl,000,001  $5.000.000 =$5,000,001  $25.000.000 =$25,000,001  $50,000,000 =More than $50.000,000 Value Metho Codes =Appraisal =Cost (Real Esta Only) =Assessment =Ca Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
Name Person Reporting 
04/1712009 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS -income, varue, transactions r1nc1udes thou spouse and dependent children; see PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) 
(2) 
(I) 
(2) 
(2) (4) 
Amount 
Value 
Date 
Value Gain 
Type (e.g., 
Value 
Identity 
Type (e.g., 
after each asset 
Code 
Code Code buyer/seller 
Month- 
Code Method buy, selL 
exempt from prior disclosure 	div., ren 
Place (X) 
(A-H) 
Day 
(J-P) Code redem plion) 
(A-H) (if private int) 
(J-P) 
transaction) 
(Q-W) 
69. Medco None 
70. Calamos Fund Dividend 
 
 
71. 
Legg Mason Fund Dividend 
 
72. Dividend 
 
 
Henderson Fund Dividend 
Jennison Fund Dividend 
75. 
Dreyfus Fund Dividend 
 
76. 
Mainstay Fund 	None 
 
77. 
Arkema Dividend 
 
78. 
Fed Max Cap Fund Dividend Transferred 11/3 -(from line 81) 
 
 
Schwab 000 Fund Dividend Transferred 11/3 (from line 81) 
80. 
OTHER: 
 
81. 
Trust held Schwab Co. (Pooled Funds Int/Div. Distributed 11/3 State Bonds) 
 
82. 
.1/2 Int. Htfd., CT., Condo purchased None 
 
 
8/9/88 $115,000 
83. 
Thames Hudson Royalty Contract Royalty 
 
84. 
9Condo, University Park, purchased None 
 
 
9199, $179,000 
85. AIG Annuity (IRA) Interest Income Gain Codes: (See Columns and 04) F=$50.001 -SI00.000 100,001 1.000.000 111 =Sl.000.001 S5.000.000 112 =More than $5,000.000 Value Codes 	J=Sl5.000orless K=SIS,001-$50.000 L=S50,00l -SIOO.OOO M=SIOO,OOl -S250,000 (Sec Columns and DJ) N=$250,001 -$500,000 0=$500,001 1,000,000 =Sl,000,001 $5,000,000 =$5,000.001 -$25,000,000 =$25,000,001 $50,000,000 =More $50,000,000 Value Method Codes Q=Appraisal =Cost (Real state Only) =Assessment Cash Market 
=(See Column C2) U=Book Value =Other W=Estima ted 
 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP u-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
Transactions during reporting period 
Description Assets 
Gross value end 
Income during 
(including trust assets) 
reporting period 
reporting period 
 
 
Value Gain 
Identity Code Amount 
Value 
Value DateType (e.g., 
Place (X) after each asset Type (e.g., 
Code Code Method Month 
buyer/seller (A-H) div rent, 
Code 
buy, sell, exempt from prior disclosure (if private Code Dayredemption)or int.) (J-P) (A-H)(J-P) transaction) 
(Q-W) 
86. 	 
AIG Annuity (IRA) Interest 
 
87. 	 
Trust consisting municipal Int./Div. onds and stocks: 
 
 
 
 
(I) (I) 
(3) 
(4) 
(I) 
88. -Conn. Bond 5.4 
-CT G.O. 5.0 
90. 
-Conn. HFA 4.375 	Matured 5115 
 
91. 
-Conn. G.O. 5.0 
 
92. 
-Conn. 5.125 	Redeemed 3/17 
 
 
-Conn. G.O 5.0 	Redeemed 8/1 
-Conn. Sp!. Tax 5.0 	Redeemed 1111 
-New Haven 4.0 	Redeemed 11/1 
96. 
-Norwalk 4.25 
-Canton 3.5 	Redeemed 511 
98. 
-Dupont 
 
99. 
-Exxon Mobil 
 
100. 
-G.E. 
 
101. 
-Norfolk Southern 
 
102. 	 
-MTBank Income Gain Codes: =Sl.000 --B =Sl,oo ---C =$2,501  SS,000 =SS,OOt -Sl5,000 
-- (See Columns and D4) F=S50,00l-SIOO,OOO G=SIOO,OOl -Sl,000,000 Ill =Sl,000,001-S5,000,000 112=More thanS5,000,000 Value Codes =Sl5,000 less =Sl5,00I. S50.000 =S50.00I -SI00,000 =SI00,001 -S250,000 
(See Columns and D3) =$250,001 -$500,000 =S5oo,oo 1,000.000 1,000,001 -S5,000,000 =S5.000,00I -$25,000,000 =$25,000,001 $50,000,000 =More than $50,000,000 
 
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other =Estimated 
------------------------------------- 
 
Date Report 
Name Person Reporting 
NEWMAN, Jon 
04/17/2009 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Gross value end reporting period 
Description Assets Income during 
--- 
Transactions during reporting period 
(including trust assets) reporting period 
--------- 
(I) (2) 
Place (X) after each asset Amount Type (e.g., 
exempt from prior disclosure Code div., rent, 
(A-H) int.) 
 
103. 
-Pfizer 
 
104. 
-Insteel 
 
105. 
-Alexander and Baldwin 
 
106. 
-Coming 
 
107. 
-Honeywell 
 
108. 
-Lucent 
 
109. 
-Pitney Bowes 
 
110. 
-Philips 
 
111. 
-Tyco 
 
112. 
-Hartford Cty. 3.125 
 
113. 
-CT Health 5.125 
 
114. 
-New Caanan 3.75 
 
115. 
-CT New Money 3.625 
 
116. 
-Wallingford 5.0 
 
 
(I) Value Code (1-P) (2) Value Method Code 
(Q-W) 
(I) 
Type (e.g., 
buy, sell, 
redemption) 
 
Buy 
Buy 
Buy 
Buy 
Buy 
(2) Date Month-Day 
10/8/ 
10/21 
4/17 1/16 
11/20 
(3) 
Value Gain Identity 
Code Code buyer/seller 
(J-P) (A-H) (if private 
transaction) 
 
117. -Newtown 3.5 Buy 11/27 
118. .TRUST#2 Int./Div. 
119. -Federated Govt. Fund 
 
------------1 
!J. (;e Gain Cod: 1.000 less =Sl.001 -S2.500 =$2.50  S5,000 D=S5,00t -Sl5,000 15.001 -$50.000 
(See Columns and 04) F=S50,00l. SI00.000 to0.001 -Sl.000,000 111 =Sl,000,001  $5,000,000 112 =More than S5,000.000 Val Codes J=S 15.000 less 15,00  $50.000 L=$50.001 -$100,000 =$100.001 -$250.000 
(Sec Columns and DJ) N=$250,001 -$500,000 0=S500,00l -Sl.000,000 =Sl,000,001  S5,000,000 =S5,000,00t  $25,000,000 =$25,000,00  $50,000,000 =More than $50,000,000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Col umn C2) =Book Value =Other W=Estimated 
 
 
Date Report 
Name Person Reporting 
04/17/2009 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children: see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
120. -Macy 
Income during reporting period 
Amount 
Code 
(A-H) 
(2) 
Type (e.g., div., rent, int.) 
Gross value end 
reporting period 
(I) (2) (I) 
Value Value Type (e.g., 
Code Method buy, sell, 
(J-P) Code redemption) 
(Q-W) 
Sold 
Transactions during reporting period 
 
(2) (3) (4) (5) 
Date Value Gain Identity 
Month- Code Code buyer/seller 
Day (J-P) (A-H) (irprivate 
transaction) 
11/24 
121. 
-Hanesbrands 
 
122. 
-Horne Depot 
 
123. 
-McDonalds 
 
124. 
-General Mills 
 
125. 
-Pepsico 
 
126. 
-Procter Gamble 
 
127. 
-Sara Lee 
 
128. 
-BP Amoco 
 
129. 
-American Express 
 
130. 
-National City Sold 411 
 
131. 
-Plum Creek Timber 
 
132. 
-Transatlantic Holdings 
 
133. 
-St. Paul Travelers 
 
134. 
-Wells Fargo 
 
135. 
-Amgen Sold 411 
 
 
136. -Baxter International Income Gain Codes: (SeeColumnsBI andD4) Value Codes (Sec Columns and DJ) Value Method Codes (See Column C2) =St.000 less =$50.001 SI00.000 =$15,000 less =$250,00 -$500,000 =$25,000,001 -$50,000,000 Q=Appraisal =Book Value 1,00 -S2.500 =SI00,001 -Sl,000,000 =$15,001 -$50,000 =$500,001 -Sl,000,000 =Cost (Real Estate Only) =Other =S2.50 -$5,000 Ill =Sl,000.001 -S5,000,000 =S50,001. SI00.000 =Sl,000,001 -SS,000,000 =More than $50.000,000 =Assessment =Estimated =S5,00I -Sl5,000 112 =More than $5,000,000 =SI00,001 $250,000 =S5,000.00I $25,000,000 CashMarl:ct =Sl5,00I -S50,000 
------- 
 
Date Report 
Name Person Reporting 
04/17/2009 
NEWMAN, Jon 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions