Joseph A DiClerico Jr Financial Disclosure Report for 2010
Category:Financial Disclosure
Number of Pages:33
Date Created:October 17, 2011
Date Uploaded to the Library:November 13, 2013
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Government Act 1978Rev. ]/2011
FOR CALENDAR YEAR 2010 U.S.C. app. 101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report
DiClerico, Jr., Joseph United States District Court District New Hampshire 4/13/201 Title (Article 111 judges indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period
magistrate judges indicate full- part-time) Nomination, Date 1/1/2010 District Judge Senior Status Initial Annual Final
12/31/2010
5b. Amended Report Chambers Office Address the basis the information contained this Report and any
modifications pertaining thereto, is, opinion, compliance Pleasant Street, Room 400
with applicable laws and regulations.
Concord, 03301
Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must fotlowea~ Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. Reponing individual only; seepp. 9-13 filing instructions.) NONE (No reportablepositions.) POSITION NAME ORGANIZATION/ENTITY Trustee Trusts VIII and
Trustee Mayhew Program
Trustee Trust
Director Little Lake Sunapee Protective Association
1I. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) DATE PARTIES AND TERMS
DiClerico, Jr., Josel
Name Person Reporting Date Report
IlL NON-INVESTMENT INCOME. C.epo.ing individual andspouse; seepp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.)
DATE SOURCE AND TYPE INCOME
(yours, not spouses)
1.1/12/10 Trust Vlll -Trustee and Execuior Fees $5,000.00 Spouses Non-lnvestment Income -l[you were married during any portion the reporting year, complete this section.
(Dollar amount not required except for honorarkt.) NONE (No reportable non-investment income.)
DATE SOURCE AND TYPE
1.2010
IV. REIMBURSEMENTS -transportation, Iodglng, food, entertainment.
(Includes those spouse and dependent children." see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.)
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. anaudes those spouse and dependent children; see pp. 28-31 fillng instructions.)
NONE (No reportable gifts.)
SOURCE DESCRIPTION
Use boathouse dock boat (See Part VIII) Use barn store boat (See Part VIII)
VI. LIABILITIES. anciudes those spouse and depende.t children; see pp. 32-33 fding instructions.)
NONE (No reportable liabilities.)
CREDITOR DESCRIPTION
Date Report
4/13/201
VALUE $2,500.00 $780.00
VALUE CODE
VII. INVESTMENTS and TRUSTS -income, value, transactions anclades those olspouse and dependent children; see pp. 34-60 filing instructions.)
NONE (No reportable income, assets, transactions.) B.C.
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period
(1) (2) (2) (1) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller
(A-H) int.) (.l-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Brokerage Accounts and #1A Int./Div.
12. -Sh. Com. ATT
Sold 04/20/10 -Sh. Com. Alacatel Lucent Sold 04/20/10 (part)
-Sh. Com. Bristol-Meyers Squibb Sold 04/20/I
-Sh. Com. Coca-Cola Co.
-Sh. Com. Comcast Sold 04/20/10
-Sh. Com. Exxon Mobil Sold 04/20/10
-Sh. Com. General Electric Sold 04/20/I (part)
-Sh. Com. Zimmer Holdings Sold 04/20/I
I0. -Sh. Com. The Phoenix Companies, Inc. Sold 04/20/10 -Sh. Com. Vittus Investment Partners Inc. Sold 04/20/10
12.
-Wells Fargo Adv. Bk. Dep. Sweep Prg.
13.
-Dodge Cox FDS Intl Stk Buy 04/23/10
14.
-Evergreen Asset Assocation (see line Buy 04/23/10
15)
15.
-(7/19/10 name chg Wells Fargo Adv
Asset Allot Adm CL)
16.
-Fairholme FDS Inc. Buy 04/23/10
17.
-Franklin Fed. Tax Free Income Fund -Buy 04/23/10
Advisory Income Gain Codes: 1.000 less 1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 (See Columns and D4) =$50,001 $100.000 100,001 $1,000,000 1,000,001 $5,000,000 =More than $5,000,000
Value Codes =$15,000 less =$15,001 $50,000 =$50,001 $100.000 =$100,001 $250,000
(See Columns and D3) =$250.001 $500,000 =$500,001 $1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25,000,001 $50,000,000 -More than $50,000,000
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment -Cash Market
(See Column C2) =Book Value ~Othcr =Estimated
VII. INVESTMENTS and TRUSTS .... value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructlons.)
---] NONE (No reportable income, assets, transactions.) B.C.
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period
(1) (2) (1) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller
(A-H) int.) (J-P) Code redemption) (J-p) (A-H) (if private (Q-W) transaction)
18.
Sold 11/19/10
19.
-IVA Worldwide Ftmd Class Buy 04/23/10
20.
-Oppenheimer Dev. Mkts. Buy 04/23/10
21. Rowe Price Tax Free Income Fund Buy 04/23/10
22.
Sold 1/19/10
23. Rowe Price Tax Free Short Intermediate Buy 04/23/10
Fund
24.
Sold 11/19/10
25.
-FPA FDSTR Crescent Portfolio INSTL Buy 04/23/10
SHS
i26. Buy 11/19/10 (addl)
27.
-Vanguard Specialized Portfolios Dividend Buy 04/23/10
Growth
28.
-FPANewlncome Inc-. Buy 111/19/10
29.
-Rowe Price Short Term Inc. Buy 11/19/10
30.
31.
IRA BrokerageAcct Dividend
32.
-American Funds: Amer. Bal. Fnd. C1.
33.
34.
IRA Brokerage Acct. lnt./Div. Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 (See Columns and D4) =$50,001 100.000 100,001 1,000,000 =$1,000,001 $5,000,000 1-12 =More than $5,000,000
2.Value Codes J=$15,000 loss =$15.001 $50,000 -$50,001 100,000 =$100,001 $250,000
(See Columns and D3) =$250,001 $500,000 $500.001 $1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000
P3=$25,000,001 $50.000.000 =More Ihan $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market
(See Column C2) =Book Value Other =Estimated
VII. INVES TMEN and TRU -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)
Description Assets Income during Gross value end Transactions during reporting period
(including trust assets) reporting period reporting period
(l) (2) (i) (2) (t) (2) (3) (4) (5)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity Code
exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction)
35. -American Funds: Amer. Bal. Fnd. CI.
Sold 04/16/10
36.
-American Funds:Capital Income Builder Sold 04/16/10
Fund
37.
-US Govt Securities Fund Class Sold 04/16/10
38. American Funds: Bond Fund America Sold 04/16/10
Class
39.
-Loomis Sayles Strategic Income Fund Cl-y Buy 04/20/10
40.
-PIMCO FDS Pacific lnvt. MGMT Serv. Buy 04/20/10
Total Return
41.
-PIMCO All Asset FND lnstl Buy 04/20/10
42.
43.
Brokerage Account None
44.
-NH St. Cap. App. Col. Svgs Zero 7/15/11
45.
-NH St. Col. Svgs Zero Coup Bnd (2) 8/I/10 Redeemed 08/02/10
46.
-NH St. Col. Svgs. Zero Coup. Bnd 7/1/10 Redeemed 07/01
47.
-Puerto Rico Pub. lmpt.G.O. Zero Coup.
Bnd. 7/1/I
48.
-NH St. Col. Svgs Zero Coup. Bnd 9/01/I
49.
-NH St. Col. Svgs. Zero Coup. Bnd 7/01/13
50.
-University Rev. Zero Coup. Bnd Redeemed 06/01/10
6/01/10
51.
-University Rev. Zero Coup. Bnd
(6/0~fl2) Income Gain Codes: =$1,000 less =$1.001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001- $50.000 (See Colunms ,and D4) =$50,001 $100,000 =$100,001 $1,000~000 =$1,000,001 $5,000,000 =More than $5,000,000
Value Codes =$15,000 less =$15,001 $50,000 =$50,001 100,000 =$100,001 $250,000
(See (olumns and D3) =$250,001 $500,000 =$500,001 $1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25.000,001 $50.001).000 =More than $50,000,000
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessmcnl =Cash Market
(Sc Colunm (2) =Book Value ~Othcr =Estimated
VII. INVESTMENTS and TRU STS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period
(l) (2) (1) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction)
52.
-NH St. Cap. Impt. Col. Svgs. Zero Coup. Buy 12/20/10
Bnd 7/01/15 (addl)
53.
-PR Comwlth. Hwy Transn. Auth. Zero Buy 07/08/10
Coup. Bnd 7/1/15
54.
-University Rev. Zero Coup. Bnd 6/1/13 Buy 11/23/10
55.
56.
Brokerage Account Int./Div.
57.
-Sh. Com. CommunityBancorp
58.
-Sh. Com. Thrift Bankshares
59.
-Wells Fargo Adv. Bk. Dep. Sweep Prg.
60.
-American Funds Money Market Fund Clas~ Sold 04/16/10 (pan)
61.
Sold 04/20/10
62.
-Blackrock Global Alloc Global Allocation Buy 04/22/10
lnstit.
63.
Buy 05124/10
(addl)
64.
Buy 06/22/10
(addl)
65.
Buy 07/22/10
(addl)
66.
Buy 08/23/10
(addl)
67.
Buy 09/22/10
(addl)
68.
Buy 10/22/10
(addl) Income Gain C0dcs: =$1.000 loss =$1,001 $2.500 =$2,501 $5,000 =$5,001 $15,000 =$15,001- $50.000 (See Columns and D4) =$50,001 $100,000 =$100.001 $1,000.000 =$1,000,001 $5,000,000 =More than $5,000,000
Value Codes =$15,01)0 less =$15.1)01 $50,000 =$50,001 $100,000 =$100,001 $250,000
(See Cohmms and D3) =$250,001 $500.000 =$500,001 $1,000.000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25,000,001 $50.000,000 =More than $50,000,000
Value Method Codes =Appraisal =Cost (Real Eslale Only) =Cash Market =Assessment
(See Column C2) =Book Value =Eslimalcd =Other
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 fillng instructions.)
NONE (No reportable income, assets, transactions.)
Description Assets Income during Gross value end Transactions during reporting period
(including trust assets) reporting period reporting period
(l) (2) (1) (2) (i) (2) (3) (4) (5)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity
exempt from prior disclosure Code div.. rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller
(A-H) int.) (J-P) Code (Q-W) redemption) (J-P) (A-H) (if private transaction)
69. -American Funds Capital Income Bldr Class Buy 04/22/10
70. Buy 05/24/10
(addl)
71. Buy 06/22/10
(addl)
72. Buy 07/22/10
(addl)
73. Buy 08/23/10
(addl)
74. Buy 09/22/10
(addl)
75. Buy 10/22/10
(addl)
76. -American Funds Capital World Growth Inc. Fad Class F-I Buy 04/22/10
77. Buy 05/24/10
(addl)
78. Buy 06/22/10
(addl)
79. Buy 07/22/10,
(addl)
80. Buy 08/23/10
(addl)
81. Buy 09/22/10
(addl)
82. Buy 10/22/10
(addl)
83. -Dodge Cox FDS Intl Stk Buy 04/22/10
84. Buy 05/24/10
(addl)
85. Buy 06/22/10
(addl) Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15.001 $50,000
(Sce Columns and D4) =$50,001 $100,000 100.001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15.001 $50.000 -$50,001 100,000 =$100,001 $250,000
(See Columns and D3) =$250.001 $500,000 =$500,001 1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25.000.001 $50.000,000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market
(See Column C2) =Book Value Other =Eslimatcd
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 fillng instructions.)
NONE (No reportable income, assets, transactions.)
Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1) (2) Amount Type (e.g., Code div., rent, (A-H) int.) Gross value end reporting period (1) (2) Value Value Code Method (J-P) Code (Q-W~ Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) Date Value mm/dd/yy Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction)
86. Buy (addl) 07/22/10
87. Buy (addl) 08/23/10
88. Buy (addl) 09/22/10
89. Buy (addl) 10/22/10
90. -Evergreen Asset Alloc. (see line 91) Buy 04/22/I
91. -(Name chg Wells Fargo Alloc ADM 7/19/10) Buy (addl) 05/26/10
92. Buy (addl) 06/24/10
93. Buy (addl) 07/22/10
94. Buy (addl) 08/23/10
95. Buy (addl) 09/22/10
96. Buy (addl) 10/22/10
97. -American Funds Intl Growth Income Class F-1 Buy 04/22/10
98. Buy (addl) 05/24/l
99. Buy (addl) 06/22/I
100. Buy (addl) 07/22/10
101. Buy (addl) 08/23/10
102. Buy (addl) 09/22/10 Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 :$15,001 $50,000
(See Columns and D4) 152 =More than $5,000,000 Val Codes =$15,001) less $15,001 $50,000 50,001 $100,000 =$100,001 $250,000
(See Columns and D3) =$250,001 $500,000 =$500,001 1,000,000 1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25,000,001 $50,000,000 =More than $50.000,000 Value Method Codes ~Appraisal =Cost (Real Estate Only) =Assessment -Cash Markl
(See Column C2) ~Book Value =Other =Estimated
VII. INVES TMENTS and STS -income, vatue, t,a,s~ctions ancludes those olspousc ~.d depende.t children; see pp. 34-60 filing instructions.)
NONE (No reportable income, assets, transactions.)
Description Assets Income during Gross value end Transactions during reporting period
(including trust assets) reporting period reporting period
(1) (2) (l) (2) (l) (2) (3) (4) (5)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller
(A-H) int.) (J-P) Code redemption) 0-P) (A-H) (if private
(Q-W) transaction)
103.
104.
-Franklin Fed Tax Free Income Fund Advisor
105.
106.
107.
108.
109.
I10.
I11.
Buy (addl) 10/22/10
Buy 04/22/10
Buy (addl) 05/24/10
Buy (addl) 06/22110
Buy (addl) 07/22/10
Buy (addl) 08/23/10
Buy (addl) 09/22/10
Buy (addl) 10/22/10
Sold 11/23/10
112.
-American Funds Fundamental Invs. Inc. Class F-I
113.
ll4.
llS.
116. ll7.
liB.
119. -IVA Worldwide Fund Class
Buy 04/22/10
Buy 05/24/10
(addl)
Buy 06/22/10i
(addl)
Buy 07/22/10
(addl)
Buy 08/23/10
(addl)
Buy 09/22/10
(addl)
Buy 10/22/10
(addl)
Buy 04/22/10 Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5.000 =$5,001 $15,000 =$15,001- $50,000
(See Columns and D41 =$50,001 100,000 100,001 1.000,000 1,000,001 $5.000,000 =More than $5,000,000 Value Codes $15,000 less =$15,001 50,000 =$50,001 $100.000 =$100,001 $250,000
(See Columns and D31 =$250.001 $500,000 =$500,001 1,000,000 =$1,000,001 $5,000,000 -$5,000,~01 $25,000,000 =$25,000,001 $50.000,000 More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Eslatc Only) =Asscssmcnt =Cash Market
(See Column C21 =Book Value =Other =Estimated
VII. INVESTMENTS and TRUSTS .... e~va~ue~transacti~nsanc~udesth~se~fsp~useanddependentchildren;seepp.34-60~f~linginstructi~ns.)
NONE (No reportable income, assets, transactions.) }3.
Description Assets Income during Gross value end Transactions during reporting peri
(including trust assets) reporting period reporting period
(l) (2) (1) (2) (1) (2) (3) (4) (5)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity
exempt from prior disclosure Code div, rent, Code Method buy, sell, mm/ddgyy Code Code buyer/seller
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private
(Q-W) transaction)
120.
Buy 05/24/10 (addl)
121.
Buy 06/22/I (addl)
122.
Buy 07/22/10 (addl)
123.
Buy 08/23/I (addl)
124.
Buy 09/22/10 (addl)
125.
Buy 10/22/10 (addl)
126.
-American Funds Inc. New World F-I Buy 04/22/10
127.
Buy 05/24/10 (addl)
128.
Buy 06/22/10 (addl)
129.
Buy 07/22/10 (addl)
130.
Buy 08/23/10 (addl)
131.
Buy 09/22/10 (addl)
132.
Buy 10/22/10 (addl)
133.
-PIMCO All Asset Funds Inst. Buy 04/22/10
134.
Buy 05/24/10 (addl)
135.
Buy 06/22/10 (addl)
136.
Buy 07/22/l (addl) Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 15,001 $50,000 (See Columns and D4) =$50,001 -$100,000 100.001 1.000,000 1,000,001 5,~00,000 =More than $5,000,000 Value Codes =$15,000 less $15,001 $50,000 =$50,001 $100,000 =$100,001 $250,000
(Scc Columns and D3) =$251),001 $500,000 =$500,001 $1,000,000 1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25.000,001 -P4 =More than $50,000,000 Value Method Codes =Cost (Real Estate Only) =Cash Market =Appraisal =Assessment (Sc Column ~Book Vahlc Olhcr =Estimated
VII. INVES TMEN and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)
Description Assets Income during Gross value end Transactions during reporting period
(including trust assets) reporting period reporting period
(i) (2) (l) (2) (i) (2) (3) (4) (5)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private
(Q-W) transaction)
137. Buy 08/23/10
(addl)
138. Buy 09/22/10
(addl)
139. Buy 10/22/10
(addl)
140. Rowe Price Tax Free Income Fund Buy 04/22/10
141. Buy 05/24/10
(addl)
142. Buy 06/22/10
(addl)
143. Buy 07/22/10
(addl)
144. Buy 08/23/10
(addl)
145. Buy 09/22/10
(addl)
146. Buy 10/23/10
(addl)
147. Sold 11/23/10
148. Rowe Price Tax Free Short Intermediate Fund Buy 04/24/10
149. Buy 05/24/10
(addl)
150. Buy 06/22/I
(addl)
151. Buy 07/22/10
(addl)
152. Buy 08/23/10
(addl)
153. Buy 09/22/10
(addl) Income Gain Codes: =$1.000 less =$1,001 $2.500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50.000
(See Colunms and D4) =$50,001 $100,000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000 Value Codes $15.000 less $15,001 50,000 =$50.001 100.000 00,001 $250,000
(See Cohlmns and D3) =$250,001 $5~0.000 =$500,001 $1.000,000 =$t.0O0,001 $5,000,000 =$5,000,001 $25,000,000 =$25,000.1)111 $50.000.000 -More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Asscssment =Cash Market
(See Column (2) =Book Value =Other =Estimated
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 of:ling instruction~) NONE(No reportable income, assets, transactions.)
Description Assets Income during Gross value end Transactions during reporting period
(including trust assets) reporting period reporting period
(l) (2) (1) (2) (1) (2) (3) (4) (s)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private
(Q-W) transaction)
154.
Buy ,10/23/10 (addl)
155.
Sold 1/23/10
156.
-FPA FDS FPA Crescent Portfolio Instl. Buy 04/22/10 KCL SHA
157.
Buy 05124/10 (addl)
158.
Buy 06/22/10 (addl)
159.
Buy 07/22/10 (addl)
160.
Buy 08/23/10 (addl)
161.
Buy 09/22/10 (addl)
162.
Buy 10/22/10 (addl)
163.
Buy 11/23/10I (addl)
164.
-Vangauard Municipal Bond Fund Short Buy 04/22/10 Term Portfolio
165.
Buy 05/24/10 (addl)
166.
Buy 06/22/10 (addl)
167.
Buy 07/22/10 (addl)
168.
Buy 8/23/10 (addl)
169.
Buy 09/22/10 (addl)
170.
Buy 10/22/10 (addl) Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2.501 $5,000 =$5,001 $15,000 =$15,001 $50,000 (See Columns and D4) =$50.001 100,000 100,001 1,000,000 =$1,000,001 $5,000,000 ore than $5,000,000
Value Codes =$15,000 less =$15,001 $50,000 =$50.001 $100,000 =$100,001 $250,000
(See Columns and D3) =$250.001 $500.000 =$500.001 $1,000,000 =$1.000,001 $5,000,000 =$5,000,001 $25,000,000 =$25.000.001 $50.000.000 =More than $50,000,000
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Colunm C2) =Book Value Othor =Estimated
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1) (2) Amount Type (e.g., Code div., rent. (A-H) int.) Gross value end reporting period (1) (2) Value Value Code Method (J-P) Code (Q-W) (1) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value Gain mm/dd/yy Code Code (J-P) (A-H) (5) Identity buyer/seller (if private transaction)
171. Sold 11/23/10
172. -Vanguard Specialized Portfolios Dividend Growth Buy 04/23/10
173. 174. 175. 176. Buy (addl) Buy (addl) Buy (addl) Buy (addl) 05/24/10 06/22/10 07/22/10 08/23/10
177. 178. 179. -FPA New Income Inc. Buy (addl) Buy (addl) Buy 09/22/10 10/22/10 11/23/10
180. -Rowe Price Short TRM Inc. Buy 11/23/10
181.
182. TRUST (Acct. closed 2/28/10) Int./Div.
183. -Manchester G.O. Pub. Improvmt. Bnd 7/1/15 184. -American Funds: Money Market Fund Distributed Distributed 02/05/10 02/05/10
185. -Wells Fargo Adv. Bk. Dep. Sweep Prg Distributed 02/05/10
186. -Lake Sunapee Bank Account Closed 02/01/10
187. Income Gain Codes: (See Columns and D4) Value Codes (See Columns and D3) Value Method Codes (See Colunm C2) =$1,000 less =$50.001 100,000 $15,000 less =$250,001 $500,000 =$25,000.001 $50,000.000 =Appraisal =Book Value =$1.001 $2,500 =$100,001 $1,000,000 $15,001 50,000 =$500,001 $1,000,000 =Cost (Real Estate Only) TOther =$2,501 $5,000 =$1,000,001 $5,000,000 =$50,001 $100,000 =$1,000,001 $5,000,000 =More than $50,000,000 =Assessment =Estimated =$5,001 $15,000 =More than $5,000,000 100,001 $250,000 =$5,000,001 $25,000.000 =Cash Market =$15,001 $50,000
VII. INVES TMENTS and STS -income, voluc, transactions anciudcs those olspouse ond dependent children; see pp. 3,1-60 filing instructions.) NONE (No reportable income, assets, transactions.)
Description Assets Income during Gross value end Transactions durin reporting period
(including trust assets) reporting period reporting period
(1) (2) (1) (2) (l) (2) (3) (4) (5)
Place "(x)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private
(Q-W) transaction)
188.
TRUST (Account closed 2/28/i Int./Div.
189.
-Well Fargo Adv. Bk. Dep. Sweep Prg. Distributed 02/05/10
190.
-American Funds: Money Market Fund Distributed 02/05/10
191.
192.
TRUST VIII (Account close 2/28/10) Int./Div.
193.
-Sh. Com. Community Bancorp Distributed 02/05/I
194.
-Sh. Com. Thrift Bankshares Distributed 02/05/10
195.
-NH Mun. Bnd. Bk., Pinkerton Academy Distributed 02/05/10 due 6/1/13
196.
-Portsmouth OlD due 9/15/18 Distributed 02/05/10
197.
-Wells Fargo Adv. Bk. Dep. Sweep Prg. Distributed 02/05/10
198.
-Lake Sunapee Bank Account Closed 02/05/10
199.
-American Funds: Money Market Fund Distributed 02/05/I
200.
201.
TRUSTIX Int./Div.
202.
-Wells Fargo Adv. Bk. Dep. Sweep Prg.
203.
-American Funds: Am. High Inc. Muni Sold 05/25/10 Bond Fd-
204.
-American Funds: Capital World Growth Income Income Gain Codes: 1,000 less 1.001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001- $50,000 (See Columns and D4) =$50,001 $100.000 =$100.001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000
Value Codes =$15,000 less =$15,001 $50,000 =$50,001 100,000 100~001 $250.000
(See Columns and D3) =$250.001 $500,000 =$500.001 $1,000,000 =$1,000,001 $5,000,000 -$5,000,001 $25,000,000 =$25,000,0t)1 $50,000,000 -More ~han $50,000,000
Value Method Codes =Appraisal =Cost (Real Estate Only) =Cash Market =Assessment (See Column C2) ~Book Value =Other =Estimated
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.)
NONE (No reportable income, assets, transactions.) B.C.
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period
(l) (2) (I) (2) (l) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction)
205.
-American Funds: Fundamental Investors -Buy 05/25/10 (addl)
206.
-American Funds: New World Fund
207.
-American Funds: Tax Exempt Bond Fund Sold 1/18/10 America
208.
-Sh. Com. Exxon Mobil
209.
-Sh. Com. General Electric
210.
-American Funds: Intl Growth and Income Fund -Anerican Funds American Mutual Fund Buy 05/25/10 (addl)
212.
-American Funds: Limited Term Tax Expt. Sold 11/18/10 Bd. Fd. America
213.
-American Balanced Fund Buy 11/18/10
214.
-American Funds: Short Term Fd. Buy 11/18/10 Am. Inc. Shs
215.
216.
TRUST lnt./Div.
217.
-Wells Fargo Adv. Bk. Dep. Sweep Prg.
218.
-Dodge Cox Stock Fund
219.
-Blackrock Global Alloc. Global Allocation Buy 05/25/10CL
220.
-Evergreen Equity Trust: Asset Alloc. (see line 220)
221.
-Name chgd Wells Fargo Advant. Asset Alloc. 7/19/10 ncomc Gain Codes: =$1,000 loss =$1,001 $2.500 =$2,501 $5,000 =$5,001 $15,000 =$15.001 $50.000 (See Columns and D4) =$50,001 100.000 100,001 1,000,000 1,000,001 $5,000,000 =More than $5,000,000
Value Codes =$15,000 less =$15,001 $50,000 =$50,001 $100,000 =$100,001 $250.000
(See Columns and D3) =$250,001 $500,000 =$500,001 $1.000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25,000.001 $50.000.000 =More than $50,000,O00
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market
(See Column C2) =Book Value ~Othcr =Estimated
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NO!4E (No reportable income, assets, transactions.)
Description Assets Income during Gross value end Transactions during reporting period
(including trust assets) reporting period reporting period
(1) (2) (l) (2) (l) (2) (3) (4) (~)
Place "(X)" after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, int.) Value Code (J-P) Value Method Code Type (e.g., buy, sell, redemption) Date mm/dd/yy Value Code (J-P) Gain Code (A-H) Identity buyer/sefter (if private
(Q-W) transaction)
222.
-Harbor Fund International Fund Inv. Sold 05/25/10
223.
-Hartford Mutual FDS Inc: Capital Appreciation Fund CL-1
224.
-LongleafPartners FDSTrust Buy 05/25/10
225.
-Loomis Sayles Funds: Strategic Income Fund CL-y
226.
-IVA Worlwide Fund Buy 05/25/10
227.
-Franklin Templeton Mutual GLBL Sold 05/25/10 Discovery Fund-Z
228.
-Franklin Tax Free Tr: High Yield Tax Free Sold 05/25/10 Incm. Fnd-Class
229.
-FPA New Income Inc. Buy 11/18/10
230.
-PIMCO All Asset FND Inst. Buy 05/25/10 (addl)
231.
-PIMCO Unconstrained Fund Buy 05/25/10 Institutional
232. Rowe Price High Yield Fund Sold 05/25/10
233.
-Rowe Price Emerging Markets Stock Fund
234.
-Templeton Global Bond Fund Sold 05/25/10
235.
-Vanguard Mun. Limited Term Tax Sold 11/18/10
-Exempt
236.
-Fairholme Fund Buy 05/25/I (addl)
237.
238.
TRUST lnt./Div. Income Gain Codes: =$1,000 less =$1.001 $2,500 =$2,501 $5,000 =$5,001 -$15,000 =$15.001- $50,000 (See Columns and D4) F=$50,001 -$100,000 100.001 $1,000,000 =$1,000,001 5,000,000 =Momthan $5,000,000
2.Value Codes J=$15.000 less K=$15,001 $50,000 $50,001 $100,000 M=$100,001 -$250,000
(See Columns and D3) =$250.01) $500,000 =$500,001 $1,000,000 1,000,001 $5,000,000 =$5,000,001 -$25,000,000 =$25,0f)0J)01 -$5o,ooo,0on =More than $50,000.000 Value Method Codes =Appraisal -Cost (Real Estate Only) =Assessment =Cash Markcl (See Column C2) =Book Value Other =Estimalcd
VII. INVESTMEN and TRUSTS -income, ,,alue, transactions anctuaes tl, ose spouse ana aepenaent cl, it,tren; see pp. 34-60 fillng instructions.) NONE (No reportable income, assets, transactions.)
Description Assets Income during Gross value end Transactions during reporting period
(including trust assets) reporting period reporting period
(l) (2) (1) (2) (11 (2) (3) (4) (5)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private
(Q-W) transaction)
239.
-We!Is Fargo Adv. Bk. Dep. Sweep Prg.
240.
-Fidelity Advisor Daily Money Market Sold 05/25/10US Treasury Port
241.
-American Funds: Capital Income Builder Fund
242.
-American Funds: Capital World Growth Sold 05/25/10 and Income Fund
243.
-American Funds: International Growth Income Fund
244.
-American Funds: New World Fund Inc.
245.
246.
TRUST Xll lnt./Div.
247.
-Wells Fargo Adv. Bk. Dep. Sweep Prg.
248.
-Sh Com. Exxon Mobil
249.
-Sh Com. General Electric
250.
-American Funds: American High Inc. Muni Sold 05/25/I Bond Fund -American Funds: American Mutual Fund -Buy 05/25/10 (addl)
252.
-American Funds: Capital World Growth Income Fund
253.
-American Funds: Fundamental Investors
Buy 05/25/10 (addl)
254.
-American Funds: lntemational Growth Income Fund
255.
-American Funds: New World Fund Income Gain Codes: =$1,000 less =$1.001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50.000 (See Columns and D4) =$50.001 $100.000 I00,001 $1.000,000 =$1,000,001 $5,000,000 =More than $5,000,000
Value Codes =$15,000 less $15.001 $50.000 -$50,001 100.000 100.001 $250,000
(,See Colum~. (71 and D3) ~$250,0OI $500,000 =$500.00 $1,000,000 -$.000,001 $5,O00,000 =$5,000,0Ot $25,000,000 =$25.000,O(11 $50.000.000 -More than $50,000,000
Value Mclhod Cndcs =Cost (Real Estale Only) =Cash Market =Appraisal =Assessment (See Column C2) -Other =Book Value =Estimated
Name Person Reporting Date Report
4/13/2011
VII. INVES TMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.)
NONE (No reportable income, assets, transactions.)
Description Assets Income during Gross value end Transactions during reporting period
(including trust assets) reporting period reporting period
(]) (2) (1) (2) (2) (3) (4) (5)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private
(Q-W) nansaction)
256.
-American Funds: Tax Exempt Bond Fund Sold 11/18/10 America
257.
-American Funds: Limited Term Tax EXPT Sold 11/18/10 Bnd Fnd America
258.
-American Balanced Buy 11/18/10
259.
-American Short Term Amer Inc. Buy 11/18/10 MShs. Class
260.
261.
TRUST Xlll lnt./Div.
262.
-Wells Fargo Adv. Bk. Dep. Prg.
263.
-Fideliu Advisor Daily Money Fund Sold 05/25/10 MTreasury Portfolio
264.
-American Funds: Capital Income Builder Fund
265.
-American Funds: Capital World Growth Sold 05/25/10Income Inc.
266.
-American Funds: International Growth Income Fund
267.
-American Funds: New World Fund
268.
269.
TRUST XIV lnt./Div.
270.
-Wells Fargo Adv. Bk. Dep. Prog.
271.
-Blackrock Global Alloc. Global Alloc. Buy 05/28/10 CLA (see line 271)
272.
-(exchanged for Instit. Class 6/25/10) Income Gain Cedes: =$1,000 less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001- $50.000 (See Columns and D4) ~$50,001 -$100.000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000 Value Codes $15,000 less =$15,001 $50,000 =$50,001 100,000 100,001 $250,000 (See Columns and D3) =$250.001 -$500,t~)0 =$500.001 $1,000,000 =$1,000,001 $5,000,000 P2 =$5,000,001 $25,000,000 =$25,000,001 $50.000,000 =More than $50,000,000 Value Method. Codes =Appraisal ~Cost (Real Estate Only) =Cash Market =Assessment {See Column C2) =Book Valac ~Estimatcd ~Othcr
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) B.C.
Description Assets Income during Gross value end Transactions during reporting period
(including trust assets) reporting period reporting period
(1) (2) (l) (2) (l) (2) (3) (4) (s)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity Code
exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction)
273.
-Dodge Cox Stock Fund
274.
-Evergreen Equity Trust-Asset Alloc
CLI (see lines 274-5)
275.
-(name chg Wells Fargo Advantage Asset
276.
-Allocation Admin. 7/19/10)
277.
-FPA New Income Inc.
Buy i/18/10
278.
-Fairholme Fund Buy 05/25/10
(addl)
279.
-Harbor Fund International Fund Inv. Sold 05/25/10
280. -Hartford Mutual Funds Capital
Appreciation Class
1281. -Franklin Tax Free Trust -High Yield Tax
Sold 05/25/10
Free INCM Fund-A
1282. -Longleaf Partners Fund Trust Buy 05/25/10
283.
-IVA Worldwide Fund Class Buy 05/25/10
284.
-Loomis Sayles Fund -Strategic Income
Fund CL-Y
285.
-Franklin Templeton Mutual GLBL Sold 05/25/10
Discovery Fund CL-Z
286.
-PIMCO Unconstrained Fund Buy 05/25/10
Institutional
287.
-P1MCO All Asset FND Inst. Buy 05/25/10
(addl)
288.
289. Rowe Price Tax Free High Yield Fund Sold 05/25/10 Income Gain Codes: ~$1,000 less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 (See Columns and 50,001 100,000 100,001 1,000,000 1,000,001 $5,000,000 ore than 5,000,000
Value Codes =$15,000 less =$15,001 $50.000 =$50,001 $100,000 100,001 $250,000
(See Columns and D3) ~$250,001 $500,000 =$500.00 1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,1~)0,000 =$25,000,001 $50,000.000 =More than $50,000,000
Value Method ~Sodcs =Appraisal ~Cost (Real Estate Only) =Cash Market =Assessment
(Scc Column C2) =Other ~Book Value =Estimated
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructlon~)
NONE (No reportable income, assets, transactions.)
Description Assets Income during Gross value end Transactions during reporting period
(including trust assets) reporting period reporting period
(1) (2) (1) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction)
290. -Rowe Price Intl Funds Emerging Markets Stock Fund
291.
-Templeton Global Bond Fund Sold 05/25/10
292.
-Vanguard Mun. Bd. Limited Term Tax-Sold 11/18/10 MExempt Portfolio
293.
294. TRUST (See Part VIII) Int./Div.
-American Funds Money Market Fund Class
295. Open 02/05/I
296.
Sold 04/16/10 (part)
297.
Sold 05/24/I (part)
298.
Sold 06/21/10 (part)
299.
Sold 07/22/I (pan)
300.
Sold 08/23/I0 (part)
301.
Sold 09/22/10 (part)
302.
Sold 10/22/10
303.
-Sh. Com. Community Bancorp Open 02/05/I
304.
-Sh. Com. Thrift Bankshares Open 02/05/10
305.
-NH Mun. Bnd. Bk., Pinkerton AcademyOpen 02/05/10 Mdue 6/1/13
306.
-Portsmouth OlD due 9/15/18 Open 02/05/I Income Gairt Cedes: =$1,000 less =$1.001 $2.500 =$2,501 -$5,000 =$5.001 $15.~30 =$ 5,OOI $50.0~0 (See Columns 131 and 194) =$50.001 $100,000 =$100.001 $1.000.000 =$1.000,001 $5,000,000 =Mere than $5,000.000
Value Codes =$15.000 less =$15.001 $50.000 =$50.001 $100,000 $100.001-$250,000
(See Columns and D3) =$250.001 $500.000 =$500.001 1.000.000 1.000,001 $5,000,000 -$5,000.001 $25,000,000 =$25.000.001 $50,000.000 More than $50.000.000
Value Method Codes =Appraisal =Cost (Real Estale Only) =Assessmem Cash Market
(See Column C2) :Other =Book Value =Estimated
VII. INVESTMEN and TRU STS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)
Description Assets Income during Gross value end Transactions during reporting period
(including trust assets) reporting period reporting period (2) (1) (2) (2) (3) (4) (5)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller
(A-H) int,) (J-P) Code redemption) (J-P) (A-H) (if private
(Q-W) transaction)
307.
-Wells Fargo Adv. Bk. Dep. Sweep Prg. Open 02/05110
308.
-American Mutual Inc. Buy 04/16/10
309.
Buy 05/24/10 (addl)
310.
Buy 06/22/10 (addl)
311.
Buy 07/22/10 (addl)
Buy 08/23/10
312.
(addl)
313.
Buy 09/22/10 (addl)
314.
Buy 10/22/10 (addl)
315.
-American Fund Capital Income Bldr Buy 04/16/10
316.
Buy 05/24/10 (addl)
317.
Buy 06/22/10 (addl)
318.
Buy 07/22/10 (addl)
319.
Buy 08/23/10 (addl)
320.
Buy 09/22/10 (addl)
321.
Buy 10/22/10 (addl)
322.
-American Fund Capital World Growth Buy 04/I 6/10 Income Inc. Class
323.
Buy 05/24/10 (addl) Income Gain Codes: =$1.000 less =$1.001 $2.500 =$2,501 $5,000 =$5,001 $15.000 =$15,001 $50,000
(See Columns and D4) =$50.001 100,000 100.001 1.000,000 =$1,000,001 $5,000,000 =More than $5,000,000 Value Codes =$15.000 less $15.001 $50,000 =$50.001 100,000 100.001 $250.000
(See Columns and D3) =$250.001 $500.000 ~$500.001 $1.000,000 1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25.000.01) $50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Co~t (Real Estate Only) =Assessment =Cash Market
(See Colunm C2) =Book Value Other =Estimated
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 fillng instructions.)
NONE (No reportable income, assets, transactions.)
Description Assets Income during Gross value end Transactions during reporting period
(including trust assets) reporting period reporting period
(i) (2) (1) (2) (i) (2) (3) (4) (5)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity
exempt from prior disclosure Code div., rent, Code Method buy, sell, mnddd/yy Code Code buyer/seller
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private
(Q-W) transaction)
324.
Buy 06/22/l (addl)
325.
Buy 07/22/10 (addl)
326.
Buy 08/23/10 (addl)
327.
Buy 09/22/10 (addl)
328.
Buy 10/22/10 (addl)
329.
-American Fund Europacific Growth Buy 04/15/10 Class
330.
Buy 05/24/10 (addl)
331.
Buy 06/22/10 (addl)
332.
Buy 07/22/10 (addl)
333.
Buy 08/23/10 (addl)
334.
Buy 09/22/10 (addl)
335.
Buy 10/22/10 (addl)
336.
-American Fund Fundamental Investors Inc. Buy 04/16/10 Class
337.
Buy 05/24/10 (addl)
338.
Buy 06/22/10 (addl)
339.
Buy 07/22/10 (addl)
340.
Buy 08/23/10 (addl) Income Gain Cedes: =$1 ,I)OO tess =$1,OOt $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 50,000 (See Columns and D4) =$50,001 $100,000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000
Value Codes $15,000 tess $15,001 $50,000 =$50,001 $100,000 (30,001 $250,000
(See Columns and D3I =$250.001 $500,1}00 =$500.001 $1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25,000,001 $50.000,000 -More than $50,000,000
Value Mclhod Codes =Appraisal =Cost (Real Estate Only) =Assessment :Cash Market (See Column C2) =Other =Book Value =Estimated
VII. INVESTMENTS and TRUSTS -i.come, value, transactions (Includes those spouse and dependent children; seepp. 34-60 fillng instructions.) NONE(No reportable income, assets, transactions.)
Description Assets lncome during Gross value end Transactions during reporting period
(including trust assets) reporting period reporting period
(l) (~) (2) (2) (3) (4) (s)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private
(Q-W) transaction)
341. Buy (addl) 09/22/10
342. Buy (addl) 10/22/10
343. -American Fund New World Fund Class Buy 04/I 6/I
344.
345.
346.
347.
348.
349.
350.
-Blackrock Global Alloc. Global Allocation Instil.
351.
352.
353.
354.
355.
356.
357.
-Dodge and Cox FDS lntl Stk
Buy 05/24110
(addl)
Buy 06/22/10
(addl)
Buy 07/22/10
(addl)
Buy 08/23/10
(addl)
Buy 09/22/10
(addl)
Buy 10/22/10
(addl)
Buy 04/22/10
Buy 05/24/10
(addl)
Buy 06/22/10
(addl)
Buy 07/22/10
(addl)
Buy 08/23/10
(addl)
Buy 09/22/10
(addl)
Buy 10/22/I
(addl)
Buy 04/22/10 Income Gain Codes: =$1.000 less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 See Columns and 50,001 100,000 $100.001 1.000,000 1,000,001 5,000,000 ore lha $5,000,000 Value Codes =$15.000 less =$15,001 $50,000 =$50.001 100,000 =$100,001 $250,000
(See Colunms and D3) ~$250,001 $500,000 =$500,001 $1,000,000 =$1,000.001 $5,000,000 =$5,000,001 $25,000,000 Value Method Codes =$25.000.001 $50.000.000 ~Appraisal Cost (Real Estate Only) =More than $50,000,000 =Assessment =Cash Market
(Scc Column C2) ~Book Value Other =Estimated
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 f!llng instructions.) NONE (No reportable income, assets, transactions.)
Description Assets Income during Gross value end Transactions during reporting period
(including trust assets) reporting period reporting period
(1) (2) (1) (2) (1) (2) (3) (4) (5)
Place "IX)" after each asset exempt from prior disclosure Amount Code Type (e.g., div,, rent, Value Code Value Method Type (e.g., buy, sell, Date mm/dd/yy Value Code Gain Code Identity buyer/seller
(A-H) int.) (J-P) Code redemption) (.l-P) (A-H) (if private
(Q-W) transaction)
~58. Buy 05/24/1
(addl)
t59. Buy 06/22/I
(addl)
360. Buy 07/22/1
(addl)
361. Buy 08/23/10
(addl)
362. Buy 09/22/1
(add0
363. Buy 10/22/1
(addl)
364. -Fairholme FDS Inc. Buy 04/22/10
365. Buy 05/24/!
(addl)
366. Buy 06/22/10
(addl)
367. Buy 07/22/10
(addl)
368. Buy 08/23/I
(addl)
369. Buy 09/22/I
(addl)
370. Buy 10/22/10
(addl)
371. -IVA Worldwide Fund Class Buy 04/22/10
372. Buy 05/24/10
(addl)
373. Buy 106/22/10
(addl)
374. Buy 07/22/10
(addl)
I.Income Gain Codes: =$1,000 less B=$1,001 $2,500 =$2,501 $5,000 D=$5,001 -$15.000 =$15,001- $50,000
(See Columns and D4) F~$50,001 $100,000 G=$ 100,001 $1,000,000 =$1,000,001 $5,000,000 =More San $5,000,000 Value Codes =$15,000 less =$15,001 $50.000 =$50,001 $100,000 M=$100,001 -$250,000
ISce Columns and D3I =$250,001 $500,000 O=$500,001 $1,000,000 1,000,001 5,000,000 P2=$5,000,001- $25,000,000 =$25,000,001 -$50,000.000 -More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estalc Only) =Assessment =Cash Markct
IScc Column C2) =Book Value =Other =Estimated
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.)
NONE (No reportable income, assets, transactions.)
Description Assets Income during Gross value end Transactions during reporting period
(including trust assets) reporting period reporting period
(1) (2) (1) (2) (I) (2) (3) (4) (5)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private
(Q-W) transaction)
375.
Buy 08/23/10 (addt)
376.
Buy 09/22/10 (addl)
377.
Buy 10/22110 (addl)
378.
-Longleaf Partners FDS Sh. Ben Int. Buy 104/22/10
379.
Buy 05/24/10 (addl)
380.
Buy 06/22/10 (addl)
381.
Buy 07/22/10 (addl)
382.
Buy 08/23/10 (addl)
383.
Buy 09/22/10 (addl)
384.
Buy 10/22/10 (addl)
385.
-Oppenheimer Dev. MKTS Buy 04/22/10
386.
Buy 05/24/10 (addl)
387.
Buy 06/22/10 (addl)
388.
Buy 07/22/10 (addl)
389.
Buy 08/23/10 (addl)
390.
Buy 09/22/10 (addl)
391.
Buy 10/22/10 (addl) Income Gain Codes: =St,000 less 1,00 $21500 =$2,501 $5,000 =$5,001 $15,000 =$1S,00 $50,000 (See Column 1)4) 50,001 100,000 100,001 1.000,000 1,000,001 $5,000,000 =More than $5,000,000
Value Codes =$15,000 less =$15,001 $50,000 =$50.001 100.000 100,001 $250,000
(See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000.000 ~$25,000,001 $50,000,000 -More than $50,000,000
Value Method Codes =Appraisal =Cost (Real Estate Only) =Asscssmcnt =Cash Market (See Column C2) =Other =Book Value =Eslimatcd
VII. INVES TMENTS and STS -i,come, value, ,ra,suaions (Inel,des those oI,po,se ond ~epe,aen, children; see pp. 34-60 filing instructions.)
NONE (No reportable income, assets, transactions.)
Description Assets Income during Gross value end Transactions during reporting period
(including trust assets) reporting period reporting period
(1) (2) (1) (2) (1) (2) (3) (4) (5)
Place "(X)" after each asset exempt from prior disclosure Amount Code Type (e.g., div., rent, Value Code Value Method Type (e.g., buy, sell, Date mm/dd/yy Value Code Gain Code Identity buyer/seller
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private
(Q-W) transaction)
392.
-T. Rowe Price New Era Fund Buy 04/22/10
393.
Buy 05/24/10 (addl)
394.
Buy 06/22/I (addl)
395.
Buy 07/22/10 (addl)
396.
Buy 08/23/10 (addl)
397.
Buy 09/22/10 (addl)
398.
Buy 10/22/I (addl)
399.
-Third Avenue International Value Fund Buy 04/22/10 Institutional Class
400.
Buy 05/24/101 (addl)
401.
Buy 06/22/10 (addl)
402.
Buy 07/22/101 (addl)
403.
Buy 08/23/10 (addl)
404.
Buy 09/22/101 (addl)
405.
Buy 10/22/10 (addl)
406.
-FPA FDS FPA Crescent Portfolio Instl Buy 04/22/10 SHS
407.
Buy 05/24/10 (addl)
408.
Buy 06/22/10 (addl) Income Gain Codes: =$1.000 less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 (See Columns and D4) =$50,001 100,000 100,001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000
Value Codes =$15,000 less ~$15,001 $50.000 =$50,001 $100,000 =$100,001 $250,000
(See Columns and D3) =$250,001 $500,000 ~$500,001 $1,000,000 1.000,001 5,000,000 =$5,000,001 $25,000,000 =$25,000.001 $50,000.000 =More than $50,000,000
Value Method Codes =Appraisal ~Cost (Real Estate Only) =Assessment =Cash Market (See Colunm C2) =Book Value Olher =Estimated
VII. INVESTMENTS and TRUSTS -i.come, vQlae, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.)
NONE (No reportable income, assets, transactions.)
Description Assets Income during Gross value end Transactions during reporting peri
(including trust assets) reporting period reporting period
(1) (2) (1) (2) (1) (2) (3) (4)
Place ,(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller
(A-H) int.) (J-P) Code redemption) O-P) (A-H) (if private
(Q-W) transaction)
409.
Buy 07/22/10 (addl)
410.
Buy 08/23/10 (addl)
411.
Buy 09/22/10 (addl)
412.
Buy 10/22/10 (addl)
413.
-Wells Fargo Advan FDS-Asset Assoc Buy 04/22/I Adm (see line 410)
414.
-(on 7/19/10 name chg from Evergreen Buy 05/24/10 Asset (cont. line 411) (addl)
415.
-Asset Allocation Buy 06/24/10 (addl)
416.
Buy 07/22/i (addl)
417.
Buy 08/23/I (addl)
418.
Buy 09/22/10 (addl)
419. 10122/10 (addl)
420.
421.
Miscellaneous
422.
-LedyardBank Accounts lnt./Div.
423.
-Lake Sunapee Bank Account Int./Div.
424.
-Property~i~:![~[i~7[ii (See Part None Vlll)
425.
-Rental Properly -Beaufort Cty, (See Rent Part VIii)
Income Gain Codes: 1.000 Icss =$1,001 $2,500 =$2,501 $5,000 ~$5,001 $15,000 =$15,001 $50,000 See Columns and D4) =$50.001 100,000 100.001 1,000,000 =$1,000,001 $5,000,000 =More flaan $5,000,000
Value Codes $15.000 less $15,001 $50.000 -$50,001 100,000 -$100,001 $250,000
(See Columns and D3) =$250,001 $500,000 =$500.1)01 $1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25,000,001 $50.000.000 =More than $50,000,000
Value Method Codes =Appraisal =Cosl tRcal Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other =Estimated
Name Person Reporting Date Report
VII. INVESTMENTS and TRUSTS -i.come, va~ue, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)
Description Assets Income during Gross value end Transactions during reporting period
(including trust assets) reporting period reporting period
(1) (2) (1) (~) (1) (~) (3) (4) (s)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/ddgyy Code2 Code buyer/seller
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private
(Q-W) transaction)
Dividend
426. -Phoenix Mutual Life Ins. Co-Life Insurance Income Gain Codes: =$1,000 less ~$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000
(See Columns and D4) =$50,001 $100.000 =$100,001 $1,000,000 =$1,000,001 $5,000.000 =More than $5,000,000 Value Codes -$15,01~) less -$15,001 $50,000 =$50,001 $100,OO0 =$100,O01 $250,000
(See Coluams and I)3) -$250,001 $500,000 =$500,001 1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 $25,000,001 $50,000.000 P4-More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only} =Assessment =Cash Market
(See Colunm C2) ~l]ook Vahlc =Other =Estimated
Name Person Reporting Date Report
VIII. ADDITIONAL INFORMATION EXPLANATIONS. a.dlca,epar, ofreport.)
PART GIFTS
Due frienship with these individuals, disqualified from presiding over any case involving them their families, and they are not seeking business
with the court.
PART VII INVESTMENTS AND TRUSTS
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. 501 et. seq., U.S.C. 7353, and Judicial Conference regulations.
Signature: S/Joseph DiClerico, Jr.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FALLS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app. 104)
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544
United States District Court
District New Hampshire
Chambers Pleasant Street, Room 400 JOSEPH DICLERICO, JR. Concord. New Hampshire 03301-3938 District Judge
603-226-7746
hpril 12, 2011
Honorable Bobby Baldock, Chair
Committee Financial Disclosure
Administrative Office the U.S. Courts
One Columbus Circle, N.E., Suite 2-301
Washington, D.C. 20544
Re: Amendment 2009 Financial Disclosure ReDort
Dear Judge Baldock:
The following amendments are made 2009 Financial
Disclosure Report: Part VII, Page line 21, insert the following
asset:
Column American Funds Money Market Fund
Class
Column B(2): None
Column C(1):
Column C(2): Part VII, Page insert new line 21A and
add the following:
Column 7/10/09 American Fund Treasury
Money Fund Class merged into American
Funds Money Market Fund Class
DiClerico, Jr., Joseph
Committee Financial Disclosure
April 12, 2011 Part VII, Page line 82, insert the following
asset:
Column American Fund Limited Term Tax Exempt Am.
Column (i)
Column (2)
Column (3) Park VII,
Column (2) Part VII,
Column D(1)
Column D(2)
Column D(3)
buy
9/8/09
remove 1/13/09 and insert 1/12/09
Buy (addl)
7/6/09
Very truly yours,
Joseph DiClerico, Jr.
District Judge
