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Judicial Watch • Jr Werlein Ewing – 2003

Jr Werlein Ewing – 2003

Jr Werlein Ewing – 2003

Page 1: Jr Werlein Ewing – 2003

Category:Federal Judges

Number of Pages:17

Date Created:February 3, 2005

Date Uploaded to the Library:January 01, 2015

Tags:WERLEIN, Jr Ewing Werlein, EWING, Houston, Exempt, Estimated, Estate, Gross, 2003, assets, Codes, dividend, reporting, Federal Judge, income, Judge


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POSIDONS. (Reporting individual only; see pp. 9-13 filing instructiom) NONE (No reportable positions.) 
 
 
Director Vice Chairperson The Methodist Hospital, Houston. Texas Director TMH Health Care Group 
II. AGREE11ENTS. (Reporting individual only; see pp. 14-16 oftiling instructions) 
 NONE -(No reportable agrc:emcnts.) 
 
 
IIL NON-INVESTMENT INCOME. (Reporting individual and spouse; sec pp. 17-24 filing instructions) Filers Non-Investment Income 
 
NONE -(No reportable non-investment income.) 
Spouses Non-Investment Income -(If you were married during any portion the reporting year, please complete this section. (dollar amount not required except for honoraria) 
 
 
NONE -(No reportable non-investment income.) 
 
IV. 	REilfBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children. Sec pp. 25-27 instructions.) 
 NONE -(No such reportable reimbursements.) GIFTS. Oncludes those spouse and dependent children. See pp. 28-31 instructions.) NONE -(No such reportable gifts.) LJABIIJI1FS. (Includes those spouse and dependent children. See pp. 32-34 instructions.) 
 NONE -(No reportable liabilities.) 
 
 
WERLEIN, JR., EWING 
7/1212004 
VII. INVESTMENTS and TRUSTS -income, value. transcations (includes lho!Oe the spoLJSe and dcpende11t children. See pp. 34-57 filing insuuc1ions.) Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure DNONE (No reportable income, llSSC1s, transactions) Baker Hughes com. CLECO Corp. com. DuPont com. Union Pacific com. Income during repoiting period (I) (2) Amount Type (e.g. Code div. rent. (AH) int.) Dividend Dividend Dividend Dividend Gross value end rcponing period (I) (2) Value Value Codc2 Method (JP) Code3 (Q-W) (I) Type (e.g. buy, sell. merger, redemption) Transactions during reporting peiod not exempt (2) (3) Dale: Value MonlhCode2 Day (J-P) (5) Gain Identity Code buyer/seller (AH) (if private transaction) Household Intematl com. Dividend Merger 06/19 exch for HSBC Holdings Halliburton com. Dividend Halliburton com. Dividend PLC,ADR Dividend Exxon Mobil com. Dividend 
10. Anadarko Petroleum Corp. com. 11. Wal-Mart Stores com. 12. Exxon-Mobil com. Dividend Dividend Dividend 
13. Intel Corp. com. Dividend 
14. Texas Capital Bankshares, Prefmcd IS. Johnson lk. Johnson, com. 16. Conoco Phillips, com. 17. HSBC Holdings PLC SPONS ADR 18. Dividend Div. Dividend Dividend Exchange Merger Gift 08/18 06/19 10/02 Convert com. Shares recd exch for Hshldlnt1 Gift CblDCh 111come/Gain Codes: =Sl,OOOorlcss 1.001-S.!,500 S2.S01-S5,000 S5,00l-S15,000 Sl5,00l-SS0,000 See Columns and SSO,OOJ-$100,000 S!OO.OOl-Sl,000,000 Sl,000,001-$5,000,000 =More than SS,000.000 Value Codes: S15,000 less = $15.001-$50.000 SS0,001-Sl00,000 Sl00,001-S250,000 
(See Columns and 03) S250,000-$500.000 $500.00 -$1,000,000 1,000,001-S5.000,000 SS,000,001-S25 .000.000 S25,000.001-$50.000,000 SMorc than SS0.000.000 nlue Method Codes Appraisal =Cost 1Real Estate Only) =Assessment Cash:Market 
(See Colwnn C2J Book Value Other =Estimated 
 
Page2 ofll 
WERLEIN, JR., EWING 
711212004 
vn. INVFSTMENTS and 1RUSTS -income, value. lransealions (includes those ofthe spouse a11d dependent children. Sec pp. 34-57 filing instructions.) 
Income d11ring Gross value endof Tnmsactions during reporting period 
Dcscriplion Assets 
reporting period reporting period 
(including trust assets) (I) (2) (I) 
not exempt 
(S) 
Place (X) after each asset exempt (e.g. Value Value Type (e.g. Date: 
Amo11nt Type: Value 
Gain Identity 
from prior disclosure 
Codc div. rent. 
buy, sell, 
Codc2 Method MonthCodc2 Code buyer/seller 
(A-H) int.) (J-P) Code3 (Q-W) merger, redemption) Day (J-P) (A-H) (if private transaction) 
19. 20. 21. Texas Capital Banksharcs, com. MUTUAL FUNDS: None Gift Exchange 10/02 08/18 Gift Church ,#2 recd for prefshrs 
22. Fidelity Spartan Fund Dividend 
 
Merrill Sr. Floating Rate Fund Dividend 
24. 
Dreyfus Basic Money Mkt Dividend 
 
25. 
Fidelity Low Price Stk. Dividend 
 
26. 
Fidelity Contrafund Dividend 
 
27. 
Fidelify Eq. Income Dividend 
 
 
Fidelity Mid-Cap Stock Dividend 
28. 
 
29. 
Fidelity Spartan Fund Dividend 
 
30. 
Vanguard 500 Index Fund Dividend 
 
31. 
Vanguard 500 Index Fund Dividend addl buy 10123 
 
 
Bank America Securities Dividend Redeemed 09/15 
32. 
34. 
BONDS U.S. TREASURY NOTES: 
Hays. Cons. School Bds Interest Redeemed 07/01 
35. Travis ColDlty Bonds Interest Redeemed 03/03 
Brazoria ColDlty Bonds Interest Redeemed 09/02 
36. Income/Gain C-Odcs: Sl,000 less Sl.001-S.?,500 s2.so1-ss.ooo =ss.001-srs,ooo 5,001-$50.000 
 Income during Gross value end TnmsactiOllS during reporting period Description Assets 
reporting period reporting period 
(including trust assets) 
(2) (1) 
(I) 
(2) 
not exempt 
(3) (4) (S) 
Place (X) after each asset exempt 
from prior disclosure 
Amount Type 
Value Value Type (e.g. Date: Value Gain Identity 
Codc2 Code buyer/seller 
Codc2 Method huy, sell. MonthCode div. rent. 
Code3(A-H) int.) 
mcrga-, Day (J-P) (AH) (if private redemption) 
(Q-W) 
lransaction) 
109. TRUST NO. own beneficial interest and receive Dividend 
110. lll income from this Trust, which owns mutual funds, but reportable because its Trustee). 
112. -Fidelity Spartan Fund 
113. -Fidelity Low Price Fund 
114. TRUST NO. own beneficial interest and receive Div.lnt. 
115. 116. income from this Trust the entries that follow from lines 119 through 166, but reportable because 
117. one three co-trustees). 
118. -COMMON STOCKS TRUST NO. 
 
119. -ATT, com. 
120. -Bristol-Myers Squibb, com. 
121. -Burlington Northern Santa Fe, com. 
122. -Burlington Resources, com. 
 
123. -Target Corp., com. 
124. -Dean Foods Co, com. 
125. -Good)ar, com. 
126. -Intel Corp., com. Income/Gain Codes: 1See Columns and 04) lue Codes: cSee Columns and 03) Value Method Codes Column C::?i SJ,000 less SS0,001-SI00,000 =SI 5,000 h:ss =S:?S0,000-$500.000 $25,000.00 l-SS0.000,000 =Appraisal Book Value Sl.001-$1,500 = SlOO.OOlSl,000.000 S15.00I-S50.000 SS00.001-S 1,000,000 =Cost (Real Estate Only) Other =S2.501-S5,000 =Sl,OOO,OOl-S5,000,000 SS0,001-SlOO,OOO Sl,000,001-S5.000,000 SMorc than SS0,000.000 =Assessment Estinwed SS,001-SIS,000 =Mon:thanS5,000.000 SI00,001-S250,000 SS,000,00l-S25,000.000 Cash/Marker SlS,001-SSO,OOO 
 
Date Report 
Name Person Reporting 
7/1212004 
VII. INVESTMENTS and 1RUSTS -income, value, lranscarions (includes those ofthc SJlOU$C llld dependent children. See pp. 34-57 filing 
instructions.) Income during Gross value end TnwsactiOllS during reporting period Dcscriplion Assets 
reporting period rcponing period 
(including trust assets) 
(I) 
(2) 
(I) not exempt 
(5) 
Place (X) after each asset exempt 
Amount Type (e.g. Value Value Type (e.g. Date: Value Identity 
from prior disclosure 	buy, sell. 
Code div. rent. Code2 Method Month-Code2 Code 
buyer/seller 
int.) (J-P) Code3 	merger, Day (J-P) (A-H) (if private redemption) 
(Q-W) 	transaction) 
127. -mM,com. 
128. -Johnson Johnson. com. 
129. -Lucent Tech., Inc.,com. 
130. -J.P. Morgan Chase, com. 
131. -SBC Communications Inc, com. 
132. -Halliburton Co., com. 
133. -Eastman Kodak Co., com. 
 
134. 
-Exxon Mobil, com. 
 
135. 
-Avaya Inc., com. 
 
136. 
-ATT Wucless Services, Inc., com. 
 
137. 
-Cisco Systems, com. 
 
138. 
-Sanmina SCI Corp., com. 
 
139. 
-Pepsico, Inc., com. 
 
140. 
-Zimmer Holdings, Inc., com. 
 
141. 
-Agere Systems, com. Class 
 
 
142. -Agere Systems, com. Class 
143. -Hewlett Packard, com. 
144. -Comcast Corp. Class lncome/Gain Codes: tSceColw11115Bl andD4) Value Codes: 1See Columns and 03) olu.: Method Codes (See Column C2) =SI ,000 less SS0,001-$100,000 SlS,000 less S250,000-$500.000 S25,000.001-S50.000,000 =Appraisal =Book Value Sl.001-S:!,500 = $100,001-Sl,000.000 SlS.001-550,000 SS00,001-Sl,000,000 Cost (Real Estate Only) =Other S2,50 l-SS,000 Sl,000,001-SS,000,000 SS0,001-SlOO,OOO Sl,000,001-$5.000,000 SMore than S50,000,000 Assessment =Estimated SS,001-$15,000 Mon: than $5,000.000 SI00,001-S250,000 S5,000,00l-S25,000.000 Cash/Market SIS,OOl-SS0,000 
 
WERLEIN, JR., EWING 
7/1212004 
VIl. INVESTMENTS and TRUSTS -income, value. transcations (includes those the spouse and dependent children. Sec pp. 34.57 filing instructions.) 
145. 146. 147. 148. 149. ISO. Description Assets (including trust assets) Place (X) after each asset exempt from priordisclosure -MUTUAL FUNDS-TAX EXEMPT, TRUST NO.I: -Nuveen Muni Mkt Oppor. Fund -MORTGAGE ASSET BACKED SECURITIES TRUST NO. -GiMie Mac Series 2002-70 -MUNICIPAL BONDS TRUST NO. -Chicago DI. Project Sr. Income charing reporting period (1) (2) Amount Type (e.g. Code div. rent. (AH) int.) Gross value end reporting period (1) (2) Value Value Codc2 Method (J-P) Codc3 (Q-W) Transactions during reporting period (I) not exempt Type (e.g. Date: Value buy, sell. MonthCode2 Code merger, Day (J-P) (A-ll)redemption) (S) Identity buyer/seller (ifprivate transaction) 
151. 152. 153. -Killeen Texas Waterworks -North Austin Tx. Mun. Util. -Texas State Housing Asst. Redeemed 11117 Redeemed 12101 
154. -Halifax Hosp. Med. Ctr. Fla. 
155. 156. 157. 158. 159. 160. 161. 162. -Lower Colo. Riv. Auth. Tex. -Montgomery Co. Pa. Hghr. Ed. -Illinois Dev. Fm. Auth. -Texas Dept HSG. CMIY Affairs -Florida HSG FIN Corp.Rev. -Meriden Com. GlO Bonds -Mission Cons. lndpt Sch. Dist. -CASH. CASH EQUIV Al.ENTS TRUST NO. Income/Gain Codes: Sl,000 less Sl.OOI-S:!,500 S2.SO -S5,000 S5,00I-SI 5,000 Sl5,00l-SSO,OOO 
(See Columns and 04) $50,001-$100,000 SI00.001-$1,000,000 Sl,000,001-$5,000,000 More than SS.000.000 
:.. Value Codes: -S!S,OOOorless $15.001-$50.000 $50,001-5100,000 SIOO,OOl-S250,000 
cSce Columns and 03) $250,000-$500.000 SS00,001-S 1,000,000 Sl,000,001-SS,OOO,OOO SS,OOO,OOl-S25,000.000 $25,000.001-SS0.000,000 SMorc than S50,000.000 Value Method Codes =Appraisal Cost (Real Estate Only) Assessment CastvMarket 
(See Cohnnn C:? Book Value Olher =Estimated 
 
7/1212004 
VIL INVFSTMENTS and TRUSTS -income, value. tnmscations (includes those the spouse and dependent children. See pp. 34-S7 filing instrue1ions.) 
Description Assets (including trust assets) 
Place (X) after eidt asset exempt 
ftom prior disclosure 
163. 
-Citibank Bank Dep. Program 
 
-REAL ESTATE INTRUSTN0.1: 
 
164. 
 
 
165. -Fract. interest land, S.A White Survey, Galv. 
Co., 
166. -Vacant land Kerr Co., 
 
IRA ROllOVER ACCT. NO. All entries that followfiom 
167. 
 
168. 	 
lines 171 thru 215 are under the full discretionary 
 
169. 	 
management registered investment manager. have made withdrawals fiom this IRA: 
 
170. 
 
171. 	 
-Fed. Home l.n Mtg Corp Notes 
Income d1uing Gross value end Transactions during reporting period 
reporting period reponing period 
 
not exempt 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Type (e.g. 
Amount Type (e.g. Value Value Date: Value Gain ldentily buy, sell. Month- 
Code div. rent. Codc2 Method Code2 Code buyer/seller (AH) int.) (J-P) Code3 merger, Day (J-P) (A-l[) (if private 
redemption) 
(Q-W) 	transaction) 	Dividend and 
Interest 
-Federal Home l.n Mtg Corp Notes 
172. 
173. 
-Federal Home Mtge Crp Notes 
 
174. 
-Federal Natl Mtg Assoc Sub Notes 
 
175. 
-General Motors Accept Global Bonds 
 
176. 
-Chase Manhattan Corp. Subordinate Notes 
 
 
177. -Goldman Sachs Group Unsub Notes Global 
178. -Citigroup Inc. Senior Notes 
179. -Target Corp. Notes 
lO. -AOL, com. Merger 10116 exchanged for Time Warner Income/Gain Codes: !See Columns and04) Value Codes: !See Columns and 03) Value Method Codes (See Column C2J zSl,OOOorless SS0,001-S Hl0,000 $15,000 less S250,000-SSOO.OOO $25,000 .001-SS0.000,000 Appraisal =Book Value 1.001-$2.00 SI00.001-Sl,000,000 S!S.001-$50,000 $500,001-Sl,OOO,OOO =Cost (Real Estate Only) =Other =S2.SOlS5,000 Sl,000,001-S5,000,000 :$50,001-SI00,000 =Sl ,000,001-SS,OOO,OOO $More than SS0,000.000 =Assessment Estimated =S5,00l -SIS,000 More than $5.000.000 SI00,001-S250,000 =SS,OOO,OOl-S25.000.000 =Cash/Market 15,001-$50,000 
 
Date Report 
Name Person Reporting 
WERLEIN, JR., EWING 
7112/2004 
VIL INVESTMENTS and TRUSTS -income, val11e, transcations (includes those the spouse and depcndcnl children. See pp. 34-57 filing instructions.) Income during Gross value end Transactions during reporting period 
Description Assets 
reporting period reporting period 
(including trust assets) 
(2) 
(2) 
not exempt 
(3) 
(4) (S) 
(2) 
Place (X) after each asset exempt Value Value Type (e.g. 
Amount Type (e.g. 
Date: 
Gain Identity 
Valuefrom prior diselosun: 
Codel div. rent. 
Code2 Method buy, sell. Month- 
Codcl buyer/seller 
Code2 
int.) (J-P) Code3 merger, Day (J-P) 
(A-H) (if private 
redemption) 
(Q-W) 
transaction) 
181. -American Express, com. 
182. -BPPLC,ADR 
183. ell South, com. 
184. -Citigroup, com. 
185. -ChevronTexaco, com. 
186. -KO,com. 
187. -Exxon Mobil, com. 
188. -Freddie Mac, com. 
189. -Fannie Mac, com. 
190. --OE, com. 
191. -INTC,com. 
 
192. -mM,com. 
193. -J.P. Morgan Chase, com. 
194. -JNJ,com. 
195. -ILY, com. 
 
196. -Marsh McLennan, com. 
197. -Merck, com. 
198. -PEP, com. Income/Gain Codes: (Set ColumnsBl and 04) Value Codes: (See Columns and 03) Val11e Method Codes (Sec Column C1J Sl,000 less SS0,001-SlOO.OOO =$15,000 less S250,000-$500,000 $25,000.001-$50.000,000 Appraisal =Book Value Sl.001-$1,500 $100.001-$1,000.000 15.001-$50,000 $500,001-$1,000.000 =Cost (Real Estate Onlyl Other S2.501-S5.000 s1.ooo.001-ss.ooo,ooo SS0,001-SIOO,OOO Sl,000,001-S5.000,000 SMcn than $50,000.000 Assessment Estimated SS,001-$15,000 =More than ss.000.000 SI00,001-S250,000 S5,000,001-S25,000,000 Cash:Market 15.001-$50,000 
 
Date ofRepon 
Name Pmon Reporting 
WERLEIN, JR., EWING 
711212004 VIl. INVESTMENTS and TRUSTS -income. wiue, transcations (includes those the spouse and dependent children. See pp. 34.s1 ormmg instructions.> Income during Gross value end Transactions during reporting period Description Assets 
reporting period rcponing period 
(inchlding ttust assets) 
(I) 
(I) not exempt 
(3) 
Place (X) after each asset exempt Amount Type (e.g. Value Value Type (e.g. Date: div. n:nt 
Value Gain Identity 
Code2 Code bll)Cl/sellcr from prior disclosure Code2 Method buy, sell. MonthCode 
(A.ff) int.) (lP) Code3 merger. Day redemption) 
(J-P) (Ml) (if private 
(Q-W) transaction) 
199. -Pfizer, com. 
200. 201. -MO, com. -SBC, com. Merger 01/28 exchanged for Altria 
202. -UPS, com. 
203. -WMT,com. 
204. -Walgreen, com. 
205. -General Electric Cap. Corp. Notes 
 
206. 
-American Intl. Group, com. 
 
207. 
-McGraw-Hill, Inc., com. 
 
208. 
-Microsoft Corp., com. 
 
209. 
-Altria Group, com. Merger 01128 recd cxch. For Phil. Morris 
 
210. 
-Medco Health, com. Dividend 08125 Spun off from Mercie 
 
 
-nme Warner, com. Merger 10/16 	recd cxch. for AOL 
211. 
 
 
CASH ACCOUNTS IRA ROLLOVER ACCT. #2: 
212. 
 
213. -ML Bank Trust RASP 
214. -ML Bank USA RASP 
215. Vanguard SCIO Index Fund Rollover Shares Dividend lncomc/Gain Codes: Si,000 less Sl.OOl-S:!,500 S2.501-S5,000 SS,001-SIS,OOO Sl5,00l-S50,000 
tSeeColumnsBI andD4) $50,001-SIOO,OOO SIOO.OOl-SJ,000.000 S!,000,001-S.5,000,000 More than $5,000.000 Value Code:;: S5,000 less Sl5,001-SSO.OOO S50,00l-Sl00,000 S!00,001-$250,000 
1Sce ColW1111S and 03) $50,000-$500.000 $500.001-$1,000,000 Sl,000,001-S5.000,000 SS,000,001-$25,000.000 S2S,000.001-S50.000,000 SMorc than SS0,000,000 Value Method Codes =Appraisal =Cost