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Judicial Watch • Karen L. Henderson – 2007

Karen L. Henderson – 2007

Karen L. Henderson – 2007

Page 1: Karen L. Henderson – 2007

Category:Federal Judges

Number of Pages:15

Date Created:November 7, 2008

Date Uploaded to the Library:October 29, 2014

Tags:Avaya, Karen L Henderson, Henderson, Karen, 2007, assets, INVESTMENTS, transactions, TRUSTS, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 1/2008 
FOR CALENDAR YEAR 2007 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Henderson, Karen Court Organization Circuit Court Appeals Date Report 05/15/2008 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Circuit Court Judge -Active Sa. Report Type (check appropriate type) Nomination, Date Initial [l] Annual Sb. Amended Report Final Reporting Period 01/01/2007 12/31/2007 Chambers Office Address Courthouse, Room 3!18 333 Constitution Avenue, Washington, 20001 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORT ANT NOTES: The instructions accompanying this form must followed, Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page, POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] NONE (No reportable positions.) 
POSITION NAME 
 
 
c..n 
rl1 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing 
[{] NONE (No reportable agreements.) PARTIES AND TERMS 
 
 
 
 
Henderson, Karen 
05/15/2008 
III. N0N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE INCOME (yours, not spouses) SpouseS Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
 
IV, REIMBURSEMENTS transportation, lodging,food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) ITEMS PAID 
 
 
 
 
 
 
Henderson, Karen 
05/15/2008 IFf (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[ZJ NONE (No reportable gifts.) 
 
 
VALUE 
 
 
VI, LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) [ZJ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
05/15/2008 
Henderson, Karen 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spo11se and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
 
 
Henderson, Karen 
05/15/2008 
 
VII. INVESTMENTS and TRUSTS income, vatue, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Income during 
Gross value end 
Transactions during reporting period 
Description Assets 
(including trust assets) 
reporting period 
reporting period 
(2) 
(1) 
(2) 
(1) 
(4) 
(2) 
(3) 
Place (X) after each asset Amount Type (e.g., Value Value 
exempt from prior disclosure Code div., rent, Code Method 
(A-H) int.) (J-P) Code 
(0-W) 
 
Type (e.g., buy, sell, redemption) 
Date 
Month Day 
 
Value Gain Identity 
Code Code buyer/seller 
(J-P) (A-H) (if private 
transaction) Income Gain Codes: 1,000 less B=Sl,001-$2,500 =S2,501 -$5,000 =$5,001 -$15,000 E=$15,001 -$50,000 
(See Columns and 04) =550,001 -SI00,000 =SI00,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More lhan $5,000,000 Value Codes 15,000 less =$15,001 -$50,000 L=$50,001 -$100,000 =SI00,001 -$250,000 
(See Columns and D3) =$250,001 -S500,000 =$500,001 -$1,000,000 =Sl,000,001  55,000,000 =$5,000,001 -525,000,000 =$25,000,001 -$50,000,000 =More lhan $50,000,000 Value Melhod Codes =Appraisal =Cos! (Real Es1a1e Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Olher =Estimalcd 
 
 
Date Report 
Henderson, Karen 
05/15/2008 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(!) 
(!) 
(2) 
(3) 
(5) 
(2) 
Place (X) after each asset Amount Type (e.g., Value Value 
exempt from prior disclosure Code div., rent, Code Method 
{A-H) int.) (J-P) Code3 
(0-W) 
 
Type (e.g., buy, sell, redemption) 
Date 
Month Day 
 
Value Gain Identity 
Code Code buyer/seller 
(J-P) (A-H) (if private transaction2-__J Income Gain Codes: ::::S 1,000 less =Sl,001 -S2,500 =$2,501 -$5,000 =$5,001  Sl5,000 =$15,001 -$50,000 
(See Columns and 04) =S50,001 -SJ00,000 =$100,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More lhan S5,000,000 Value Codes :::S15,000 less =$15,001 -S50,000 =S50,001 100,000 =Sl00,001 -$250,000 
(See Columns and D3) =S250,00 -$500,000 =S500,001 -SJ ,000,000 =Sl,000,001 -$5,000,000 =$5,000,00J -$25,000,000 =$25,000,001 -$50,000,000 =More lhan $50,000,000 Value Method Codes =Appraisal =CoSI (Real Eslale Only) =Assessment =Cash Markel 
(See Column C2) =Book Value =Other =Eslimatcd 
 
 
05/15/2008 
Henderson, Karen 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions (Includes those spouse and dependent children; see pp. 34..(;o fl/inc instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(!) (2) (1) (2) (1) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(0-W) transaction) Income Gain Codes: 1,000 less =Sl,001 -S2,500 =$2,501 -$5,000 =$5,001 -$15,000 =515,001 -S50,000 
(See Columns and 04) =S50,001  $100,000 =S!00,001-Sl,000,000 =Sl,000,001 -SS,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -SJ00,000 =$I 00,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 0=$500,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =S25,000,001 -$50,000,000 =More than $50,000,POO Value Melhod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Olher =Estimated 
 
05/15/2008 
Henderson, Karen 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
--- 
(2) (1) (2) (1) (2) (3) (4) 
 
Place (X) after each asset Amount Type (e.g., Value Value 
exempt from prior disclosure Code div., rent, Code Method 
(A-H) int.) (J-P) Code 
(Q-W) 
 
Type (e.g., buy, sell, redemption) 
Date 
Month- 
Day 
 
Value Gain Identity 
Code Code buyer/seller 
(J-P) (A-H) (if private 
transaction) Income Gain Codes: =$1,000 Jess =SI,001 -$2,500 =$2,501 -$5,000 =S5,001  $15,000 =Sl5,001 -$50,000 
(See Columns and 04) =$50,001 -S!00,000 =$100,001 -SJ,000,000 =Sl,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001  $50,000 =550,001 -Sl00,000 =Sl00,001 -$250,000 
(See Columns and 03) =$250,001  $500,000 =$500,001  Sl,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =S25,000,001 -$50,0C>,OOO =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
05/15/2008 
Henderson, Karen 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset 
exempt from prior disclosure Identity buyer/seller 
Income during Gross value end Transactions during reporting 
reporting period reporting period 
(1) (2) (1) (2) (!) (2) (3) (4) period 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain 
Code div., rent, Code Method buy, sell, Month Code Code 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) 
(Q-W) 
 
(if private transaction) 
86. 
The Goodyear Tire Rubber Co.:Common 
 
87. 
IBM Corp.: Common 
 
88. 
Exxon-Mobil Corp.: Common 
 
89. Paso Energy: Common 
 
90. 
Pfizer Co.: Common 
 
91. 
Solutia Inc.: Common 
 
92. 
Marathon Group: Common 
 
 
None 
Dividend 
Dividend 
Dividend 
Dividend 
None 
Dividend 
95. 
Monsanto: Common 
Dividend 
Chevron Corporation: Common 
Dividend 
Weyerhaeuser Co.: Common 
Dividend 
96. Steel Group: Common 
Dividend 
98. 
Springtree Associates Partnership: Rent 
Interest 
Wachovia Bank Accounts: 
Interest 
100. 
CD: Bank America 
Interest 
CD: Carolina First 
Interest 
101. CD:NBSC 
Interest 
102. Minnesota Mutual Life Insurance Policy 
Dividend Income Gain Codes: 1,000 Jess 1,001 -$2,500 c=$2,501 -$5,000 D=$5,001 -Sl5,000 (Sec Columns and 04) F=$50,001 -SI 00,000 100,001 1,000,000 fll =Sl,000,001 -$5,000,000 fl2 =More than $5,000,000 Value Codes =S15,000 less K=SIS,001 -S50,000 =$50,001 -$100,000 =Sl00,001 -$250,000 (Sec Columns and 03) $250,001 -$500,000 =$500,001 -$1,000,000 =Sl,000,001 -$5,000,000 =SS,000,001 $25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000  Value Method Codes =Appraisal =Cosl (Real Estalc Only) =Asscssmen1 =Cash Market (Sec Column C2) =Book Value V=Olher =Estimated 
05/15/2008 
Henderson, Karen 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(1) 
(2) 
(2) 
(3) 
(1) 
(4) 
(5) 
(1) 
Place (X) after each asset Amount Type (e.g., Value Value 
exempt from prior disclosure Code div., rent, Code Method 
(A-H) int.) (J-P) Code 
(Q-W) 
 
Type (e.g., buy, sell, redemption) 
Date 
Month 
Day 
 
Gain 
Identity Code Value 
buyer/seller (J-P) Code 
(if private transaction) (AH) Income Gain Codes; 1,000 Jess =$1,00 -$2,500 =$2,501  S5,000 =$5,001  $15,000 =Sl5,00I -S50,000 
(See Columns and 04) =S50,001  $100,000 =$100,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 Jess =Sl5,00J -$50,000 =S50,00! -SI00,000 =SJ00,001  $250,000 
(See Columns and 03) =S250,00J -$500,000 =$500,001 -Sl,000,000 =Sl,000,001 -SS,000,000 =$5,000,001 -$25,000,000 =$25,000,001  $50,000,000 =More than SS0,000,000 Value Merhod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Markel 
(Sec Column C2) =Book Value =Other =Eslimated 
 
 
05/15/2008 
Henderson, Karen 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) Description (including trust Assets assets) Place (X) after exempt from prior each asset disclosure Income during reporting period (1) (2) Amount Type (e.g., Code div., rent, (A-H) int.) Gross value end reporting period (1) (2) Value Value Code Method (J-P) Code (Q-W) (1) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) (5) Date Value Gain Identity Month. Code Code buyer/seller Day (J-P) (A-H) (if private transaction) Income Gain Codes: 1,000 Jess ,001  $2,500 =S2,501 -$5,000 =$5,001  SJ5,000 =S15,00I -S50,000 
(Sec Columns and 04) =S50,00J -SJ00,000 =$100,001-$1,000,000 =SI,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =S50,00I -SJ00,000 =SI 00,001 -S250,000 
(See Columns and 03) =$250,001 -S500,000 =$500,001 -SJ,000,000 =Sl,000,001  $5,000,000 =55,000,001 -525,000,000 =S25,000,00I -$50,000,000 =More than $50,000,0C} Value Method Codes :::Appraisal =CoSI (Real Estale Only) =Assessmenl =Cash Markel 
(See Column C2) =Book Value =Other =Estimated 
 
Date Report 
Name Person Reporting 
Henderson, Karen 
05/15/2008 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing ins1ruct1ons.J NONE (No reportable income, assets, transactions.) 
Income during 
Gross value end 
Description Assets 
Transactions during reporting period 
reporting period 
reporting period 
(including trust assets) 
(1) 
(1) 
(1) 
(2) (4) 
Place (X) after each asset Amount Type (e.g., Value Value 
exempt from prior disclosure Code div., rent, Code Method 
(A-H) int) (J-P) Code 
(Q-W) 
 
Type (e.g., buy, sell, redemption) 
Date 
Month Day 
 
Value Gain Identity 
Code Code buyer/seller 
(J-P) (A-H) (if private 
transaction) 
 
137. **US Treasury Bill Due 03/20/08 None Buy 09/17 Income Gain Codes: =$1,000 less =Sl,001 -S2,500 =$2.501 -$5,000 =$5,001 -$15,000 =515,001 -S50,000 
(See Oilumns and D4) =S50,00I -S!00,000 =SI00,001 -SI ,000,000 =$1,000,001 -$5,000.000 =More than $5,000,000 Value Codes =$15,000 less =S15,001 -$50,000 =$50,001 -$100,000 =Sl00,001 -$250,000 
(See Oilumns and D3) =$250,001 -$500,000 =$500,001 -Sl.000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Melhod Codes =Appraisal =C-Ost (Real Estate Only) =Assessmen1 =Cash Markel 
(See Oilumn C2) =Book Value =Other =Estimated 
 
 
 
 
Date Report 
Henderson, Karen 
05/15/2008 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (IndicatepartofReporl.) Page Line 12: October 26, 2007, Avaya, Inc. merged with Silver Lake and TPG Capital. Avaya shareholders recieved $17.50 cash for each share Avaya common stock held. 
each share Agere common stock. 
 
Corporation common stock for each share Valhi common stock owned. 
common stock for Morgan Stanley common stock. 
each share Agere common stock. 
 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
 
 
 
c.,r., c::. 
vu-11-vuo 1v nvu-J!uv iu: 
P.002 L.L.P. 
CERTIFIED PUBLIC ACCOUNTANTS oJMd. CPA awj.. II. Sladtt, j,,1 CPA Alanif.  Hill+ C9A.. c:JiI. cYA 
I JJASe line the 2007 di!closme Smith Bt.mcy Ci.sh Accounts. essence, arc the same assets ftoxn 2006 2007, 
We. ate sony for the confugion this matter. Please fcel. free call u11 with any additional questions you may have. 
 
 
A. avid Masters, CPA 
 
Managing Partntr 
Enclosures: 
cc: Honorable Karen Henderson 
 
IOTAL P.ooz 
TOTAL P.002