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Judicial Watch • Kelley Jr Walter D – 2005

Kelley Jr Walter D – 2005

Kelley Jr Walter D – 2005

Page 1: Kelley Jr Walter D – 2005

Category:Federal Judges

Number of Pages:25

Date Created:December 1, 2006

Date Uploaded to the Library:January 20, 2015

Tags:Kelley, Walter, Exempt, 2005, assets, INVESTMENTS, transactions, TRUSTS, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112006 
FOR CALENDAR YEAR 2005 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Kelley, Jr., Walter Court Organization USDC -E.D. Date Report 08/16/2006 Title (Article III judges indicate active senior status; magistrate judges Indicate full-or part-time) U.S. District Judge -Active Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2005 12/31/2005 
Sb. Amended Report Chambers Office Address 600 Granby Street, Suite 329 Norfolk, 23510 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The Instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you.have reportable information. Sign last page. POSITI NS. (Repordng individual only; see pp. 9-JJ instructions.) NONE (No reportable positions.) Trustee Trust#5 Director Norfolk Botanical Garden Foundation 
II. AGREEMENTS. (Repordng individual only; see pp. U-16 instrucdons.) NONE (No reportable agreements.) 2001-2005 Troutman Sanders LLP (k) and 401 (a) Plans, control (rolled over independent plan April 2005) 
 
 
 
Name Person Reporting 
 
 
08/16/2006 
Kelley, Jr., WalterD 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructWns.} Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 
(yours, not spouses) 
$4500.00 REIMBURSEMENTS -transportation, lodging.food, entertainmenL 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
[RJ NONE (No reportable reimbursements.) 
 
 
 
 
Kelley, Jr., Walter 
08/16/2006 Merrill Lynch Margin Loan (paid offMarch 05) 
SouthTrust Line Credit Unsecured Line Credit 
 
 
 
 
 
Kelley, Jr., Walter 
08/16/2006 
VII. INVESTMENTS and TRUSTS -income. value. transactions (includes those the spouse and dependent children. see PP 1-1-s7 filing instructiansJ NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) not exempt from disclosure 
Amount Code (A-H) Type(e.g. div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) TRUST#5 Dividend -CMA Tax-Exempt Fund (flea Cash Reserves) -Clear Media Ltd. -AES Corp. -American Tower Corp. -Autozone Inc. -Cincinnati Bell Inc. -Crown Holdings Inc. -Fairfax Finl Holdings Ltd. Sell 11/14 Loss 
IO. -Gladstone Com! Corp. 
11. -Laidlaw Intl Inc. 
12. -Liberty Media Corp Buy IO/II 
13. -MGI Pharma Inc. 
14. -Markel Corp. Holding Co. 
15. -Massey Energy Co. 16. -Massey Energy Co. Sell Sell 8/02 8/02 
17. -Micros Sys Inc. Income Gain Codes: =$1,000 less =$1,001 -$2,500 c=$2,501  $5,000 0=$5,001-$15,000 =$15,001  $50,000 
(Sec Columns and 04) =$50,001 -$100,000 =$100,001 -Sl,000,000 =Sl,000,001 -$5,000,000 H2=Mon: lhan $5,000,000 Value Codes =$15,000 orless =$15,001 -$50,000 L=$50,001  $100,000 =$100,001  $250,000 
(Sec Columns and 03) =$250,00 -$500,000 0=$500,00 1,000,000 =$1,000,001-$5,000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =Mon: than $50,000,000 =Cash Market 
 
(Sec Column C2) 
V=Othct =Assessment 
U=BookValue W=Estimated 
 
 
Date Report 
Kelley, Jr., Walter 
08/16/2006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. Set PP 34-S7 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) Jfnot exempt from disclOSWC 
Amount Code (A-H) Type(e.g. div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (S) Identity buyer/seller (if private transaction) 
 
18. -Pioneer Natural Resources Co. 
19. -Saga Communications Inc. 
20. -Waste Management Inc. Sell 2/18 
21. -Wellpoint Inc. flea Anthem Inc. 
22. -Wells Fargo Co. 
23. -Hanover County Wtr Swr Bonds 
24. -Manassas Municipal Bond 
25. -Virginia State Public School Authority Bond 
26. -Arlington County Public Improvement Bond 
27. -Richmond Public Utility Bond 
28. -American Capital World Groth Income Fund 
29. -American Cap Inc. Bldr. Fund 
30. -American Washington Mut Investors Fund 
31. -ML Basic Value Fund 
32. -American High Income Municipal Bond Fund Sell 12127 
33. -Marsh McLennan Cos Buy 3/04 
34. -Echostar Comunications Buy 03/21 Income Gain Codes: =$1.000or less =St,001 -$2,500 =$2,501 -$5,000 0=$5.001-$15,000 =$15,001-$50,000 
(SceColumnsB and04} =$50,001 -$100,000 =SI00,001-$1,000,000 =$1,000,001-$5,000,000 H2=More than $5,000,000 Value Codes =$15,000 less K=Sl5,00l -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(SceColuDUIS and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001-$5,000,000 =$5,000,00 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (RealEstate Only) =More than $50,000,000 T=CasbMarlcct 
(See Column C2) =Appraisal V=Othcr =Assessment =Book Value W=Estimatcd 
 
 
Date Report 
Kelley, Jr., Walter 
08/16/2006 
VII. INVESTMENTS and TRUSTS income, value, transactions findudes those the spouse and dependent children. see PP 34-s7 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) Ifnot exempt from disclosure 
Amount Cnde (A-H) Type(e.g. div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Cnde (A-H) (5) Identity buyer/seller (if private transaction) 
 
35. -Tyco Intl Ltd New Buy 11/21 
36. -Discovery Hldg (aka Liberty Media Corp) Spinoff 6/31 
37. TRUST#2 Dividend 
38. -CMA Tax-Exempt Fund (flea Cash Reserves) 
39. -Ford Motor Credit Bonds 
40. -GMAC Bonds 
4I. -Virginia Beach Development Authority Health Care Bond 
42. -Richmond Metro Authority Expressway Bond 
43. -Norfolk IDA Bond 
44. -Henrico Co. Municipal Bond 
45. -Newport News Municipal Bond 
46. -Virginia State Public School Authority Bond 
47. -Virginia State Public Bldg. Bond 
48. -Virginia Multi Family Housing Bond 
49. -Fairfax County Public Improvement Bond 
50. -Virginia State Public Bldg. Authority Bond Redemption 8/01 
51. -Ricmond Municipal Bond Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 0=$5,001-$15,000 E=$15,00l -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -Sl,000,000 =$1,000,001-$5,000,000 =Moro than $5,000,000 Value C-Odcs J=$15,000 less K=Sl5,00l S50,000 =$50,001  SI00,000 =$100,001 -$250,000 
(See Columns and 03) N=$250,001  $500,000 =$500,001  Sl,000,000 =Sl,000,001-$5,000,000 P2=$5,000,00 -$25,000,000 Value Method C-Odcs =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =Moro than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Other S=Asscssmeot 
U=BookValue W=Estimated 
 
 
 
Date Report 
Kelley, Jr., Walter 
08/16/2006 
 
VII. INVESTMENTS and TRUSTS -income. value, transactions (includes those the spouse and dependent children. see PP. 14.s1 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(1) 
(I) 
lfnot exempt from disclOSWC 
(I) 
Value 
Amount 
Type(e.g. 
Value 
Type(e.g. 
Place (X) after each asset 
(3) 
(2) 
Code 
Method 
Code div., rent, 
exempt from prior disclosure buy, sell, 
Date Gain 
Identity (A-H) Value int.) 
Code 
merger, 
(J-P) 
Month-Code Code buyer/seller 
redemption) 
(Q-W) 
Day (if private transaction) 
(1-P) 
(A-H) 
52. -Virginia Port Authority Bond 
53. -AMB Property Corp. (REID Sell 8/26 
54. -AMB Property Corp. (REIT) Sell 12127 
55. -Hospitality PPTYS Trust (REID 
56. -Pepco Holdings Inc. Common Stock Sell 2110 
57. -Pub. Svc. Enterprise Group Common Stock Sell 8/26 
58. -Wachovia Common Stock (flea SouthTrust Corp.) 
59. -American Cap. Bldr. Fund Buy 8/26 
60. -American High Income Municipal Bond Fund 
61. -Archstone Smith Trust (REID Sell 8/26 
62. -Vornado Realty Trust (REID Sell 8/26 
63. -ChevronTexaco Corp Buy 2110 
64. -GMH Communities Buy 8126 
65. -Eaton Vance Floating Rate Fund Buy 9101 
66. -MFS Emerging Markets Debt Fund Buy 9101 
67. -Pimco All Asset Fund Buy 9101 
68. -Pimco Real Return Bond Fund Buy 9101 Income Gain Codes: A=Sl,OOOorlcss =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 E=$15,00! -S50,000 
(Sec Columns and 04) F=S50,00l -SIOO,OOO G=SI00,001-Sl,000,000 =$1,000,001 -$5,000,000 ::More than $5,000,000 Value Codes =$15,000 less K=Sl5,00l -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and 03) =$250,00 -$500,000 0=$500,001 -$1,000,000 =Sl,000,001-$5,000,000 P2=$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =Moro than $50,000,000 T=CashMarkct 
(Sec Column C2) =Appraisal V=Othcr S=Assessment =Book Value W=Estimau:d 
 
 
 
 
Date Report 
Kelley, Jr., Walter 
08/16/2006 
VII.INVESTMENTS and TRUSTS -income. value, transactions (includes those the spouse and dependent children. see pp. 34-57 offuing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(1) (2) (1) (2) (I) lfnot exempt from disclosure 
Amount Code (A-H) Type (e.g. div., rent, int.) Value Code (J-P) Value Method Code3 (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month -Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) lnc.omc Gain Codes: A=Sl,OOO lcss B-Sl,001-$2,500 C-$2,501 -$5,000 D-$5,001 -$15,000 E=Sl5,001-$50,000 
(SeeColumns and 04) F-$50,001 -$100,000 =$100,001 -Sl,000,000 =Sl.000,001-$5,000,000 =More than $5,000,000 Value Codes -$15,000 less =$15,001 -$50,000 L-$50,00 -$I 00,000 M-SI00,001-$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -Sl,000,000 -Sl,000,001 -$5,000,000 P2-$5,000,001 -$25,000,000 Value Method Codes -$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(SeeColumn C2) Q=Appraisal V=Other S=Assessment 
U=Book Value =Estimated 
 
 
Date Report 
Kelley, Jr., WalterD 
08/16/2006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (inc1ut1es those the spouse and dependent children. see pp. 34-s1 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) not exempt from disclosure 
Amount Code (AH) Type(e.g. div., ren int.) Value Code (J-P) Value Method Code (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month Day (3) Value Code (JP) (4) Gain Code (AH) (5) Identity buyer/seller (if private transaction) Income Gain Codes: =Sl,000 less =Sl,001 $2,500 =$2,50 $5,000 0=$5,001-$15,000 E=$15,00I  $50,000 
(SeeColumns and 04) =$50,001  $100,000 0=$100,001. $1,000,000 =$1,000,001. $5,000,000 =Mon: than$5,000,000 Value Codes =$15,000 less =$15,001 $50,000 L=S50,00l -$100,000 =$100,001 $250,000 
(See Colunms and 03) =$250,00 $500,000 =$500,001 $1,000,000 =$1,000,001. $5,000,000 =$5,000,00 $25,000,000 Value Method Codes =$25,000,001 $50,000,000 =Cost (Real Estate Only) =Mon: than $50,000,000 T=CashMarket 
(SecColumn C2) =Appraisal V=Othcr S=Assessment =Book Value W=Estimated 
 
 
 
Date Report 
Kelley, Jr., Walter 
08/16/20-06 
VII. INVESTMENTS and TRUSTS -income. value, transactions (includes those the spouse and dependent children. see PP 1-1-s1 offuing mstrucdonsJ NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(1) (2) (I) (2) (1) lfnot exempt from disclosure 
Amount Code (A-H) Type(e.g. div., rent, int.) Value Code (1-P) Value Method Code (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
103. -IPC Holdings Ltd. 
104. -Laidlaw Intl Inc. Sell 11/22 
105. -Liberty Media Corp. Buy 10/11 06. -MG! Pharma Inc. 
107. -Markel Corp. Holdg Co. 
108. -Massey Energy Co. Sell 8/02 
109. -Massey Energy Co. Sell 8/24 
110. -Micros Sys Inc. 
111. -PMA Cap Corp. 
112. -Precision Auto Care Inc. 
113. -Saga Communications Inc. 
114. -Wachovia Corp. (flea SouthTrust Corp.) Sell 4/14 
115. -Waste Management Inc. Sell 2/18 
116. -Wellpoint Inc. (flea Anthem) 
117. -Wells Fargo Co. Sell 4114 
118. -Fidelity Cash Reserves (fd:rxx) 
119. -Marsh McLennan Cos Buy 3/04 Income Gain Codes: =$1,000 Jess 1,001 -$2,500 2,SOI -$5,000 0=$5,001-$15,000 5,00 I-$50,000 
(See Columns and 04) F50,00l-$100,000 =$100,001 -Sl,000,000 =SJ,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=$15,001-$50,000 =$50,001 -$100,000 100,001 -$250,000 
(See Columns and 03) =$250,00 -$500,000 0=$500,001-$1,000,000 l,000,001 -$5,000,000 5.000,001 -S25,ooo,ooo Value Method Codes 25,000,001 -$50,000,000 =Cost (Real Estate Only) =Morethan $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Othcr =Assessment =Book Value =Estimated 
 
 
 
 
Kelley, Jr., Walter 
08/16/2006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) 
Place (X) after each asset exempt fiom prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) Ifnot exe mpt fro disclosure 
Amount Code (A-H) Typc(e.g. div., ren int.) Value Code (J-P) Value Method Codc3 (Q-W) Type (e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (S) Identity buyer/seller (if private transaction) 
 
120. -Echostar Communications Buy 3/21 
121. -Carrnax Inc. Buy 5/25 
122. -Pioneer Natural Resources Buy 8/22 
123. -NUC02 Inc. Buy 11/17 
124. -Clear Channel Outdoor Hldgs Inc. Buy 12/02 
125. -Discovery Hldg (aka Liberty Media Corp) Spinoff 6/31 
126. LIMITED PARTNERSHIP Dividend 
127. -Dominion Res. Inc. Sell 7/28 
128. -Dominion Res. Inc. Sell 12/15 
129. -First Industrial Realty Trust Sell 7/28 
130. -First Industrial Realty Trust Sell 12/15 
131. -Mills Corp. Sell 7/28 
132. -Precision Auto Care Inc. 
133. -Note Receivable (American Recovery Services LLC) 
134. LLC#2 
135. -SouthTrust Bank Account Closed 2004 
136. -Accounts Receivable None Income Gain Codes: 1,000 ICss =Sl,001-$2,500 =$2,501 -$5,000 0=$5,001-$15,000 =$15,001 -$50,000 
(Sec Columns and 04) F=S50,00l -S100,000 =$100,001 -Sl,000,000 =Sl,000,001-$5,000,000 =More than SS,000,000 Value Codes =$15,000 less K=SIS,001-$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and 03) =$250,001 -$500,000 =$500,00I -SI ,000,000 =$1,000,001 -$5,000,000 =$5,000,00 I-$25,000,000 Value Method Codes =$25,000,001-$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(Sec Column C2) Q=Appraisal V=Other =Assessment =Book Value =Estimated 
 
 
Date Report 
08/16/2006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes thos the spouse and dependent children. see PP 1-1-s1 filing instructions) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
(!) (2) (I) (2) (1) not exempt from disclosure 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g. div., rent, inl) Value Code (J-P) Value Method Code (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
137. -Note Receivable (William McKnew) Interest 
138. LLC#I 
139. -Note Receivable (American Recovery Services) None 
140. -Wachovia Bank Account (flea SouthTrust) Interest 
141. LLC 
142. -Wachovia Bank Account (flea SouthTrust) Interest 
143. -Note Receivable (KMK Factoring, LLC) None 
144. TRUST Interest 
145. -Wachovia Bank Account (flea SouthTrust Bank) Interest 
146. -Prudential Whole Life Policy Dividend 
147. -Mass Mutual Whole Life Policy Dividend 
148. IRA#! Dividend 
149. -Retirement Reserves (flea Reserves) 
150. -American Euro Pacific Growth Fund 151. -American Small Cap World Fund Sell Sell 3/30 3/30 Loss 
152. -American Growth Fund Buy 3/30 
153. -ML Basic Value Fund Sell 3/30 Income Gain Codes: =$1,000 orless =$1,001 -$2,500 =$2,501 -$5,000 0=$5,001 -$15,000 =$15,001 -$50,000 
(SeeColunms and 04) F=$50,00J -$100.000 =$100,001 -SJ,000,000 =SJ,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000orless =$15,001 -$50,000 L=S50,00J -$100,000 =SJ00,001 -$250,000 
(See Columns and D3) =$250,001-$500,000 =$500,001-$1,000,000 =SI,000,001 -$5,000,000 =$5,000,001-$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 T=CashMaz:ket 
(See Column C2) =Appraisal V=Other =Assessmeot =Book Value =Estimated 
 
 
 
Date Report 
Kelley, Jr., Walter 
08/16/2006 
VII. INVESTMENTS and TRUSTS -income, varue, transactions (includes those the spouse and dependent children. see pp. N-s1 filing ins1rue11ons; NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) Ifnot exempt from disolosure 
Amount Code (A-H) Type(e.g. div., rent, int) Value Codc2 (J-P) Value Method Code (Q-W) Type(e.g. buy, sell, merger. redemption) (2) Date Month-Day (3) Value Codc2 (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
154. -ML Focus Value Fund Sell 3/30 
155. -Delaware American Services Fund Buy 3/30 
156. -Pimco Real Return Bond Fund Buy 3/30 
157. -Lord Abbett Research Fund Buy 3/30 
158. -AIM Real Estate Fund Buy 3/30 
159. -Calvert Income Fund Buy 3/30 
160.IRA#2 Dividend 
161. -Retirement Reserves (flea Reserves) 
162. -ML Basic Value Fund 
163. -ML Eurofund 
164. -ML Fundamental Growth Fund 
165. -ML Intl Value Fund 
166. -ML Large Cap Core Fund Sell 4/13 
167. -Ml Large Cap Core Fund Sell 7/13 
168. -ML Large Cap Core Fund Sell 10/11 
169. -ML Pacific Fund 
170. -ML Small Cap Growth Fund Income Gain Codes: A=Sl,OOOor less =$1,001 -$2,500 =$2,50  $5,000 D=$5,001-Sl5,000 IS,001 -SS0,000 
{Sec Columns and 04) F=SS0,001  SI00,000 =$100,001 -Sl,000,000 =$1,000,001-$5,000,000 =More than SS,000,000 Value Codes J=$15,000 less K=$15,001 -SS0,000 =$50,001 -$100,000 =$100,001 -$250,000 
{Sec Columns and 03) N=$250,001 -$500,000 O=SS00,001-$1,000,000 =$1,000,001  $5,000,000 P2=SS,000,00 -S2S,DOO,OOO Value Method Codes (Sec Column C2) =$25,000,001 -$50,000,000 Q=Appraisal =Cost {Real Estate Only) V=Othcr =More than SS0,000,000 S=Assessment =Cash Market 
U=Book Value W=Estimatcd 
 
 
 
Date Report 
Kelley, Jr., Walter 
08/16/2006 
VII. INVESTMENTS and TRUSTS -income. vatue, transactions (inc1ut1es those th spouse and dependent children. see PP 34.s1 offilinc instrucwnsJ NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) lfnot exempt from disclosure 
Amount Code (A-H) Type(c.g. div., rent, int.) Value Code (J-P) Value Method Code3 (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
171.-ML Value Opp Fund 
172. -ML Bond Fund High Inc 
173. -ML Bond Fund Core Bond 
174. -ML Low Duration Fund 
175. 401(k) Dividend 
176. -Wachovia Fund Sell 4/05 
177. -ML Retirement Reserves Buy 4/11 
178. -Hartford Growth Opportunities Buy 4/11 
179. -Hartford Growth Opportunities Sell 10120 
180. -Scudder Dreman High Return Eqty Fund Buy 4/11 
181. -Scudder Dreman High Return Eqty Fund Buy 9114 
182. -AIM Basic Value Fund Buy 4/11 
183. -AIM Basic Value Fund Sell 9/14 
184. -Delaware Emerging Mkts Fund Buy 4/11 
185. -Delaware Emerging Mkts Fund Sell 7/07 
186. -Fidelity Adv Overseas Fund Buy 4/11 
187. -Franklin Small Cap Fund Buy 4/11 Inco Gain c.odes: 1,000 less =Sl,001 -$2,500 =$2,501-$5,000 0=$5,001-$15,000 E=$15,001 -$50,000 
(See Columns and 04) F=S50,00l -$100,000 o.$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =Mon: than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001-$100,000 =$100,001 -$250,000 
(SeeColumnsCI and DJ) =$250,001 -$500,000 0=$500,001 -$1,000,000 $1,000,001-$5,000,000 =$5,000,00 -$25,000,000 Value Method Codes =$25,000,ool -$50,000,000 =Cost (Real Estate Only) =Mon: than $50,000,000 =Cash Market 
(Sec Column C2) =Appraisal V=Othcr =Assessment =Book Value =Eslimatcd 
 
 
 
Date Report 
Kelley, Jr., Walter 
08/16/2006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (indudes those the spouse and dependent children. See PP 14-57 offding instrucfiqns) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) Amount Code (A-H) Place (X) (2) Type(e.g. div., rent, int) (I) Value Code (J-P) (2) Value Method Code (Q-W) (I) Type (e.g. buy, sell, merger, redemption) Jfnot exempt from disclosure 
(2) Date Month-Day er(3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
188. -Franklin Small Cap Fund Sell 10120 
189. -Nations Marsico Focused Equity Fund Buy 4111 
190. -Thornburg International Value Fund Buy 4/11 
191.-Thornburg International Value Fund Sell 10/20 
192. -Janus Mid Cap Value Inv Fund Buy 4/11 
193. -Janus Mid Cap Value Inv Fund Sell 10120 
194. -AIM International Growth Fund Buy 4111 
195. -AIM International Growth Fund Sell 9/14 
196. -Lord Abbett Affiliated Fund Buy 4/11 
197. -Lord Abbett Alliliated Fund Sell 10120 
198. -ML Basic Value Fund Buy 4111 
199. -ML Basic Value Fund Sell 9/14 Loss 
200. -Oppenheimer Capital Appreciation Fund Buy 4111 -Templeton Developing Markets Trust Buy 7/07 
202. -Davis New York Venture Fund Buy 9/14 
203. -Columbia Marsico Focused Eqty Fund (flea Nations Marsico) Buy 9114 
204. -Columbia Marsico Focused Equity Fund Sell 10112 Income Gain Codes: A=SJ,000 less =$1,001  $2,500 =Si.SO -$5,000 0=$5,001-$15,000 E=S15,00l -S50,000 
(See Colunms and 04) F=S50,00l -$100,000 0=$100,001 -$1,000,000 1,000,00 -$5,000,000 =Mon: than$5,000,000 Value Codes =$15,000orlcss K=$15,001 -$50,000 =$50,001-$100,000 =$100,001 -$250,000 
(See Colunms and 03) =$250,001 -$500,000 0=$500,001-Sl ,OOO,OOO =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 Value Melhod Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =Mon: than $50,000,000 T=CashMll!kct 
(See Column C2) Q=Appraisal =Olhcr S=Assessment 
U=BookValuc W=Estimated 
 
 
 
08/16/2006 
Kelley, Jr., Walter 
VD. INVESTMENTS and TRUSTS -income, varue, transactions findudes those the spouse and dependent children. see pp. H-s1 offiUnx instructions) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) 
Place (X) after each asset not exempt from disclosure 
(2)(I) 
(I) 
Type(e.g. 
Value 
Value 
Amount 
Type(e.g. 
(3) 
(4) 
(5) 
div., rent. 
Code 
Method 
Code buy, sell, exempt from prior disclosure Date Value Gain 
Identity (A-H) int.) 
Code3 
merger, 
(J-P) 
Code 2Month  Code buyer/seller 
redemption) Day 
(Q-W) 
(AH) (if private transaction) (J-P) 
205. -Ivy Global Natural Resourced Fund Buy 10/20 
206. -Neuberg Bennn Genesis Trust Buy 10/20 
207.TRUST Dividend 
208. -ML Cash Reserves 
209. -Putnam Mid Cap Value Fund Sell 3/22 
210. -Putnam International Equity Fund Sell 3/22 
211. -Putnam Growth Opps. Fund Sell 3/22 
.212. -Putnam Income Fund Sell 3/22 
213. -ML Small Cap Growth Fund Buy 3/29 
214. -ML Small Cap Growth Fund Sell 5117 Loss 
215. -ML Large Cap Core Fund Buy 3129 
216. -ML Large Cap Core Fund Sell 5117 Loss 
217. -ML Fundamental Growth Buy 3/29 
218. -ML Fundamental Growth Sell 5117 
219. -ML International Value Fund Buy 3/29 
220. -ML International Value Fund Sell 5117 Loss 
221.-ML Eurofund Buy 3/29 Income Gain Codes: =St,000 less =Sl,001-$2,500 =$2,501 -$5,000 =$5,001-$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -SI00,000 =SI00,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 L=$50,00l -$100,000 =$100,001 -$250,000 
(See Columns 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =Sl ,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Resl Estate Only) =More than $50,000,000 T=CashMarkct 
(See Column C2) =Appraisal =Other =Assessment =Book Value W=Estimatcd 
 
 
 
Date Report 
Kelley, Jr., Walter 
08/1612006 
VII. INVESTMENTS and TRUSTS -income. va1ue, 1ransactions (includes those ofthespouse and dependent children. see PP J4-s7 offuing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) Jfnot exempt from disclosure 
Amount Code {A-HJ Type{e.g. div., rent, int.) Value Code (J-P) Value Method Code3 (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month Day (3) Value Code (J-P) (4) Gain Code (A-HJ (5) Identity buyer/seller (if private transaction) Income Gain Codes: =$1,000 less =Sl,001 -$2,500 =$2,501 -SS,000 =SS,001 -SIS,000 E=SIS,001-SS0,000 
(See Columns and 04) F=SS0,001-$100,000 =$100,001 -Sl,000,0oo =$1,000,001 -SS,000,000 =More than SS,000,000 Value Codes =SIS,000 less =SIS,001 -SS0,000 =SS0,001. $100,000 =$100,001  $2SO,OOO 
(Sec Columns and 03) =S2SO,OOI  SS00,000 =SS00,001  Sl,000,000 =Sl,000,001-SS,000,000 =SS,000,00 -SlS,000,000 Value Method Codes =S2S,000,001 -SS0,000,000 =Cost (Real Estate Only) =More than SS0,000,000 =Cash Market 
(Sec Column C2) =Appraisal V=Other =Assessment =Book Value =Estimated 
 
 
08/16/2006 
Kelley, Jr., Walter 
VII. INVESTMENTS and TRUSTS -incom, value, transactions (includes those the spouse and dependent children. sepp. J4-s1 filing instrucoonsJ NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gtoss value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) not exempt from disclosure 
Amount Code (A-H) Type(e.g. div., rent, int.) Value Code (J-P) Value Method Codc3 (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
239. -ML Large Cap Core Fund Sell 5/20 
240. Large Cap Core Fund Sell 9115 
241. -ML Fundamental Growth Buy 5111 
242. -ML Fundamental Growth Sell 5/20 
243. -ML Fundamental Growth Sell 9115 
244. -ML International Value Fund Buy 5/11 
245. -ML International Value Fund Sell 5/20 Loss 
246. -ML International Value Fund Sell 9115 
247. -ML Eurofund Buy 5/11 
248. Eurofund Sell 5/20 Loss 
249. -ML Eurofund Sell 9115 
250. -ML Muni Interm Term Fund Buy 5111 
251. -ML Muni Interm Term Fund Sell 5/20 
252. -ML Muni Interm Term Fund Sell 9115 
253. -ML Basic Value Fund Buy 5/11 
254. -ML Basic Value Fund Sell 5/20 
255. -ML Basic Value Fund Sell 9115 Loss Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(SccColwnns and 04) F=$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001-$100,000 =$100,001 -$250,000 
(Sec Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =Sl,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 T=Cash Market 
(Sec Colunm C2) =Appraisal V=Other =Asscssmcot =Book Value =Estimated 
 
 
08/16/2006 
Kelley, Jr., Walter 
VII. INVESTMENTS and TRUSTS -income, value, transactions (inc/udes those the spouse and dependent children. See PP 34-57 filing 
instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) lfnot exempt from disclosw-c 
Amount Type(e.g. Value Value Type(e.g. (2) (3) (4) (5) 
Code div., rent, Code Method buy, sell, Date Value Gain Identity 
(A-H) int.) (J-P) Code merger, Month Code2 Code buyer/seller 
(Q-W) redemption) Day (J-P) (A-H) (if private 
transaction) 
 
256. Value Opp Fund Buy 5111 
257. -ML Value Opp Fund Sell 5/20 Loss 
258. -ML Value Opp Fund Sell 9/15 
259. -ML Municipal Bond Fund Buy 5111 
260. -ML Municipal Bond Fund Sell 5/20 
261. -ML Municipal Bond Fund Sell 9115 Loss 
262. -ML Muni Bond National Buy 5/11 
263. -ML Muni Bond National Sell 5/20 
264. -ML Muni Bond National Sell 9115 
265. Pacific Fund Buy 5/11 
266. Pacific Fund Sell 5/20 Loss 
267. -ML Pacific Fund Sell 9115 
268. -ML Small Cap Growth Fund Buy 10/14 
269. -ML Small Cap Growth Fund Sell 11/10 
270. -ML Large Cap Core Fund Buy 10114 
271. -ML Large Cap Core Fund Sell 11110 
272. -ML Fundamental Growth Buy 10114 Income Gain Codes: =SI .000 less =$1,001 -$2,500 C=S2,SOl -S5.000 0=$5,001-$15,000 =$I 5,00I -$50,000 
(See Columns and 04) F=$50,001 -$100,000 =$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes J=$15,000 less K=$15,00l -$50,000 =$50,001  $100,000 =$100,001-$250,000 
(See Columns and 03) N=$250,001  $500,000 =$500,001  $1,000,000 =Sl ,000,001  $5,000,000 =$5,000,00 -$25,000,000 Value Method Codes =$25,000,001 -$50,000 ,000 =Cost (Real Estate Only) =More than $50,000,000 T=Casb Market 
(See Column C2) =Appraisal V=Otber =Assessment 
U=Book Value =Estimated 
 
 
 
 
 
Kelley, Jr., Walter 
08/16/2006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See PP 34-57 filing instructwns) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) not exempt from disclosure 
Amount Code (A-H) Type (c.g. div., ren int) Value Code (J-P) Value Method Code (Q-W) Typc(e.g. buy, sell, merger, redemption) (2) Date Month -Day (3) Value Codc2 (1-P) (4) Gain Code (A-H) (5) Identity buyer/seller (ifprivate transaction) 
 
273. -ML Fundamental Growth Sell 11110 
274. -ML International Value Fund Buy 10/14 
275. -ML International Value Fund Sell 11/10 Loss 
276. -ML Eurofund Buy 10/14 
277. -ML Eurofund Sell 11/10 
278. -ML Muni Interm Term Fund Buy 10/14 
279. -ML Muni Interm Term Fund Sell 11/10 Loss 
280. -ML Basic Value Fund Buy 10/14 -ML Basic Value Fund Sell 11/10 Loss 
282. -ML Value Opp Fund Buy 10/14 
283. -ML Value Opp Fund Sell 11/IO 
284. -ML Municipal Bond Fund Buy 10/14 
285. -ML Municipal Bond Fund Sell 11/10 Loss 
286. -ML Muni Bond National Buy 10/14 
287. -ML Muni Bond National Sell 11/10 Loss 
288. -ML Pacific Fund Buy 10/14 
289. -ML Pacific Fund Sell 11/10 Jncomc Gain Codes: A=SJ,OOOorlcss =$1,001 -$2,500 =$2,50 -$5,000 0=$5,001-$15,000 E=$15,001-$50,000 
(Sec Columns and 04) =$50,001-$100,000 =$100,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More lhan $5,000,000 Value Codes J=$15,000 orless K=$15,001 -$50,000 =$50,001-$100,000 =$100,001 -$250,000 
(Sec Columns and 03) N=$250,001 -$500,000 0=$500,001-Sl,000,000 =Sl,000,001 -$5,000,000 P2=$5,000,00 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estaic Only) =More than $50,000,000 T=CashMarlcct 
(Sec Column C2) Q=Appraisal =Other =Assessment 
U=Book Value W=Estimaled 
 
 
 
 
VII. INVESTMENTS and TRUSTS -income. value, transactions (inc1ut1es those th spouu and dependent children. see PP 34-s1 of.filing instructions; NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) lfnot exempt from disclosure 
Amount Code (A-H) Type(e.g. div., rent, int) Value Code (J-P) Value Method Code (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month Day (3) Value Code (JP) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) Income Gain Codes: 1,000 less B=Sl,001-$2,500 =$2,501  $5,000 =$5,001-$15,000 E=Sl5,00I -$50,000 
(See Columns and 04) F=S50,00l -SI OO,OOO =$100,001  Sl,000,000 =Sl,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=Sl5,00l -S50,000 =$50,00  00,000 =$100,001  $250,000 
(See Columns and 03) N=$250,001 -$500,000 =$500,001  Sl,000,000 =$1,000,001  $5,000,000 =$5,000.00 -$25,000,000 
3.Value Method Codes =$25,000,001-$50,000,000 =