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Judicial Watch • Kim M. Wardlaw – 2011

Kim M. Wardlaw – 2011

Kim M. Wardlaw – 2011

Page 1: Kim M. Wardlaw – 2011

Category:Federal Judges

Number of Pages:52

Date Created:December 1, 2012

Date Uploaded to the Library:December 31, 2014

Tags:Kim M Wardlaw, WARDLAW, Assessment, Gross, 2011, Market, assets, INVESTMENTS, transactions, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev112012 
FOR CALENDAR YEAR 2011 U.S.C. app. JOI-I Person Reporting (last name, first, middle initial) WARDLAW, KIMM. Court Organization NTH CIRCUIT COURT APPEALS Date Report 08/10/2012 Title (Article III judges indicate active senior status; magistrate Judges indicate full-or part-time) U.S. CIRCUIT JUDGE -ACTIVE Sa. Report Type (check appropriate type) Nomination Date Initial [Z] Annual Sb. Amended Report Fmal Reporting Period 01/01/201 12/31/2011 Chambers Office Address 
U.S. COURT APPEALS 
125 GRAND AVENUE PASADENA, 
CA91105 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Board member 
Board member 
Advisory member 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 4-16 filing instructions.) [{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
 
WARDLAW, KIMM. 
08/10/2012 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filers Non-Investment Income 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE INCOME 
(yours, not spouses) Spouses Non-Investment Income you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS --transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES ITEMS PAID PROVIDED Transportation GIFTS. (Includes those spouse and dependent children; see pp. 18-31 filing instructions.) [{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
 
08/10/2012 
WARDLAW, KIMM. 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) 
(2) 
(I) 
(2) (3) 
(4) (5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type g., Date Value Gain Identity exempt from prior disclosure 
Code 
 
buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
d1v., rent, Code2 Method buy, sell, mm/dd/yy Code Code Income Gam Codes =$1.000 less =$1,001 -$2.500 =$2.501 -$5,000 =$5,001-$15,000 E=$15,001 -$50,000 
(See Columns and D4) =$50.001 -$100,000 =$100.001 -$1,000,000 =$1.000.001 -$5,000.000 112 =More than $5,000,000 Value Codes J=$15,000 less K=$15.001  $50.000 =$50.001 -$100.000 =$100.001 -$250,000 
(See Columns and D3) =$250.001 -$500.000 0=$500,001 -$1,000.000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000.000 =$25,000.001 -$50.000.000 =More than $50.000.000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) =Book Value V=Othcr W=Estnnatcd 
 
08/10/2012 
WARDLAW, KIMM. 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
 
(!) (2) (3) (4) (5) 
Type (e.g., Date Value Gain Identity 
 
Place (X) after each asset 
exempt from pnor disclosure buy, sell, mm/dd/yy Code Code buyer/seller 
redemption) (J-P) (A-H) (if private transaction) 
18. Best Buy Sold Income Gam Codes =$1.000 Jess =$1,001 -$2.500 c=$2.501 -$5.000 D=$5,001 -$15,000 415,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 112 =More than $5,000.000 Value Codes =$15.000 Jess K=$15,001 -$50.000 L=$50,001 -$100.000 =$100.001 -$2 50.000 
(Sec Columns and 03) =$250,001 -$500.000 0=$500,001 -$1.000.000 =$1.000.001 -$5.000,000 =$5.000,001 -$2 5,000.000 =$25,000.00I -$50.000.000 =More than $50,000.000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
08/10/2012 
WARDLAW, KIMM. 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
(2) (3) (5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (ifprivate (Q-W) transaction) Income Gam Codes =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(See Columns and 04) F=$50.00l -$100,000 =$100.001 -$1,000.000 =$1.000,001 -$5.000.000 =More than $5,000,000 Value Codes =$15, 000 less K=$15,001 -$50.000 =$50,001 -$100,000 =$100.001 -$250.000 
{Sec Columns and 03) =$250.001 -$500.000 =$500,001 -$1.000.000 =$1.000.001 -$5,000,000 =$5.000,001 -$25,000.000 =$25.000.00 -$50,000.000 =More than $50.000.000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) =Book Value V=Othcr =Estimated 
 
 
08/10/2012 
WARDLAW, KIMM. 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting penod 
(including trust assets) reporting period reporting period 
 
(I) (2) (2) (I) 
(2) 
(4) (5) 
Place (X) after each asset 
Amount Type g., Value Value Type (e.g . Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code2 	Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) 	Code3 redemption) (J-P) A-H) (if private (Q-W) transaction) Income Gam Codes =$1.000 less 41,001 -$2,500 c=$2.501 -$5,000 D=$5,001 -$15,000 =$15,001 -$50.000 
(See Columns and 04) =$50.001 -$100,000 =$100.001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes 415,000 less K=$15,001 -$50.000 =$50,00 100.000 =$100.001 -$250.000 
(Sec Columns and 03) N=$250,00 -$500.000 0=$500,00 -$1,000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000,00 -$50,000.000 P4=More than $50,000,0oo Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) -o=:Book Value V=Othcr W=Est1mated 
 
 
08/10/2012 
WARDLAW, KIMM. 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offiting instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) 
(I) (2) 
(I) (2) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Place (X) after each asset 
Code 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gam Codes. =$1.000 less =$1,001 -$2.500 c=$2.501 -$5,000 D=$5,001 -$15.000 =$15,001 -$50.000 
(See Columns and 04) =$50.001 -$100,000 =$100,001 -$1.000,000 =$1,000,001 -$5,000.000 =More than $5.000,000 Value Codes 415.000 less K=$15,001 -$50.000 =$50,001 -$!00.000 =$100.001 -$250.000 
(Sec Columns and 03) N=$250.001 -$500.000 0=$500,001 -$1,000.000 =$1.000.001 -$5,000,000 =$5,000.001 -$25,000.000 =$25.000,001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Other W=Est1mated 
 
 
08/10/2012 
WARDLAW, KIM 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting penod reporting period 
 
(2) (2) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mmldd/yy Code Code buyer/seller 
(A-H) ormt.) (J-P) Code3 redemption) (J-P) (A-H) (ifprivate 
(Q-W) transaction) Income Gam Codes =$1,000 less =$I ,001 -$2.500 c=$2.501 -$5,000 =$5.001 -$15,000 =$15,001 -$50.000 
(See Columns and 04) =$50.001 -$100,000 =$100.001 -$1.000.000 =$1.000,001 -$5.000.000 =More than $5.000.000 Value Codes J=$15,000 less K=$15.001 -$50,000 L=$50.00I I00.000 =$100.001 -$250.000 
(See Columns and 03) N=$250.001 -$500.000 0=$500,001 -$1,000.000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000,000 Value Method Codes Q=Apprmsal ost (Real Estate Only) =Assessment T=Cash Market 
(See Column C2) =Book Value V=Other =Estimated 
 
 
Date Report 
Name Person Reporting 
08/10/2012 
WARDLAW, KIM 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 14-60 filing instmctions.J NONE (No reportable income, assets, transactions.) 
Descnption Assets Income during Gross value end Transactions during reporting period 
(includmg trust assets) reporting period ofreporting penod 
 
(!) (2) (1) (2) (I) (3) 
(4) 
(5) 
Place (X) after each asset Amount Type (e.g, Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
 
transaction) 
103. AMERICAN WATER WORKS Sold 3/29/11 
(part) 
104. AMERICAN WATER WORKS Sold 3/30/I 
105. AON CORP (AON) Dividend Income Gam Codes. =$1.000 less =$1,001 -$2.500 =$2.501 -$5,000 45,001 -$15,000 =$15,001 -$50.000 
(See Columns and D4) =$50.001 -$100,000 =$!00,001 -$1.000.000 =$1.000,001 -$5.000.000 =More than $5.000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$!00.000 =$100.001 -$250,000 
(Sec Columns and 03) =$250.001 -$500.000 =$500,00 -$1.000.000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes Q=Appraisal =Cost (Real estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other W=Estunated 
 
 
08/10/2012 
WARDLAW, KIMM. 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc111des those spouse and dependent children; see pp. 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting penod 
(including trust assets) reporting penod reporting period 
 
(I) (2) (I) (I) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gam Codes =$1.000 less =$1,00 -$2,500 c=$2,501 -$5,000 D=$5.001 -$15,000 =$15,001 -$50,000 
(Sec Columns and 04) =$50,001 -$100,000 =$100,00I  $1.000.000 =$1,000,001  $5,000.000 =More than $5,000.000 Value Codes J=$15.000 less =$15.001 -$50,000 L=$50.001 -$100,000 =$100.001 -$250.000 
(Sec Columns and D3) N=$250,00 $500.000 0=$500,00  $1,000.000 =$1,000,001 -$5,000,000 =$5.000.001 -$25,000.000 
P3=$25.000.00 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) U=Book Value V=Othcr W=Estunated 
 
 
08/10/2012 
WARDLAW, KIMM. 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting penod (including trust assets) reporting period reporting period 
(!) (2) (I) 
(2) (3) 
(5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
 
transaction) Income Gam Codes =$I .000 less =$1,001 -$2.500 =$2.501 -$5.000 D=$5,00J -$15,000 
(See Columns and 04) =$50.001  $100,000 =$100,001 -$1.000.000 Ill =$1.000,001 -$5.000.000 =More than $5.000,000 Value Codes =$15,000 less =$15 ,00 -$50.000 =$50.00 I00,000 =$!00.001 -$250.000 
(Sec Columns and D3) =$250,00 -$500.000 =$500,001 -$1,000.000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated =$15,001 -$50,000 
08/10/2012 
WARDLAW, KIMM. 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1ncludes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
(I) (2) (I) (I) (3) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from pnor disclosure Code div., rent, Code Method buy, sell, mmidd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (tfprivate 
(Q-W) transac!Ion) Income Gam Codes =$1.000 less 41,001 -$2,500 =$2,501  $5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001. $100,000 =$100,001  $1,000.000 =$1,000,001  $5.000,000 112=More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50,001 -$100,000 =$100.001 -$250,000 
(Sec Columns and D3) =$250.001 -$500.000 0=$500,001 -$1,000.000 =$1.000,001  $5,000,000 =$5.000,001 -$25,000.000 =$25.000.00 -$50.000,000 =More than $50.000.000 Value Method Codes Q=AppraJSal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Other =Estimated 
 
 
08110/2012 
WARDLAW, KIMM. 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reportmg period 
(includmg trust assets) reporting penod reporting period 
 
(I) 
(2) (I) (2) (3) (4) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Place (X) after each asset 
Code 
div., rent, Code Method buy, sell, mmldd/yy Code Code buyer/seller 
exempt from prior disclosure (A-H) int.) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) CANADIAN NATURAL RESOURCES Sold 4/27/11 Income Gain Codes =$1.000 less =$1,001 -$2.500 =$2,501 -$5,000 0=$5,001-$15,000 =$15,001 -$50,000 
(See Columns and 04) f=$50.00I -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5.000.000 Value Codes J=$15.000 orless =$15,001 -$50.000 =$50.00I -$100,000 =$100.001 -$250.000 
(Sec Columns and 03) =$250,00 -$500.000 0=$500,001 -$1,000.000 =$1,000,001 -$5,000,000 =$5,000.001 -$25,000.000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Othcr =Estimated 
 
08/10/2012 
WARDLAW, KIM 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income durmg Gross value end Transact10ns dunng reporting penod 
(including trust assets) reporting period ofreporting period 
 
(I) 
(I) (2) (I) (2) (3) (4) 
Value Value Type (e.g., Date Value Garn 
(5) 
Identity Place (X) after each asset 
exempt from pnor disclosure 
Amount Type (e.g., Code 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
transaction) Income Gam Codes =$1.000 less =$1,001 -$2.500 =$2.501 -$5,000 D=$5,00I -$15,000 415,001 -$50,000 
(See Columns and 04) =$50.001  $100,000 =$100.001 -$1,000.000 =$1,000.001 -$5.000,000 112 =More than $5.000,000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001. $100.000 =$I 00.00 -$250.000 
(See Columns and 03) =$250,00 -$500.000 =$500,00I -$1,000.000 =$1.000,001  $5,000,000 =$5,000,001 -$25,000,000 =$25,000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Othcr =Estimated 
 
08/10/2012 
WARDLAW, KIMM. 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offitinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reporting period 
(including trust assets) reportmg period reporting penod 
 
(I) (2) (I) (2) (2) 
(4) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Place (X) after each asset 
Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
exempt from prior disclosure 
(A-H) int.) Code redemption) (A-H) (if private 
transactwn) Income Gam Codes =$1.000 less =$1,001 -$2.500 =$2.50! -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(Sec Columns and D4) =$50.001 -$100,000 =$100.001 -$1.000.000 =$1.000,001 -$5.000.000 112 =More than $5.000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.00 -$100.000 =$100.001 -$250,000 
(Sec Columns and D3) =$250.00 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5,000,001 -$25,000,000 =$25.000.001 -$50.000.000 =More Ihan $50.000,000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
08/10/2012 
WARDLAW, KIMM. 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Descnpt10n Assets Income during Gross value end Transactions during reporting penod 
(mcludmg trust assets) reporting period reporting period 
 
(1) 
(!) (2) (!) (2) (3) (4) Value Value Type (e.g., Date Value Gain Identity 
Place (X) after each asset 
Amount 
Type (e.g., 
exempt from prior disclosure CodeI div.,rent,Code2 Method buy,sell,mrnldd/yy Code2 CodeI buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (1fpnvate 
(Q-W) transaction) Income Garn Codes 1.000 less 41.001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 4150001 -$50.000 
(See Columns and 04) =$50.001  $100,000 =$100,001 -$1,000.000 =$1.000,001  $5,000.000 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50,001 -$100.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.001 -$500.000 =$500,001 -$1,000.000 =$1,000.001 -$5,000,000 =$5.000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value Y=Olher W=Eshmatcd 
 
 
Date Report 
WARDLAW, KIMM. 
08/10/2012 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instmctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting penod 
 
(2) (I) (2) (I) 
(3) 
(4) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, int.) Value Code2 (J-P) Value Method Code (Q-W) Type g., buy, sell, redemp!Jon) Date mm!dd/yy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) 
239. DREAMWORKS ANIMATION SKG INC Sold (part) 11/9/11 
 
240. DREAMWORKS ANIMATION SKG INC Sold 11/10/11 
(part) 
241. 
DREAMWORKS ANIMATION SKG INC Sold 11/11/ll (part) 
 
242. 
DREAMWORKS ANIMATION SKG INC Sold 11/14/11 (part) 
 
243. 
DREAMWORKS ANIMATION SKG INC Sold 11/15/11 (part) 
 
244. 
DRIL-QUIP INC (DRQ) None Buy 8/31/11 Income Gam Codes =$1,000 less =$1,001 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) 450.001 -$100,000 G=$100.001-$1.000,000 =$1.000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50,001 -$100,000 =$100.001 -$250,000 
(Sec Columns and D3) =$250,00 -$500.000 =$500,001 -$1,000.000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes Q=AppraJSal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other W=Est1matcd 
 
 
08/10/2012 
WARDLAW, KIMM. 
 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reporting period (including trust assets) reporting penod reporting period 
(I) (2) (1) (I) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Place (X) after each asset 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (A-H) (if private 
(Q-W) transaction) 
256. ENCANA CORP COM US$ (ECA) Buy 214111 Income Gam Codes =$1.000 Jess 41,001 -$2.500 42,501 -$5,000 045,001-$15,000 415,001-$50.000 
(Sec Columns and 04) =$50.001 -$100,000 =$100,001 -$1,000.000 =$1,000,001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000or less =$15,001 -$50.000 =$50.00 -$I 00.000 =$100.001 -$250,000 
(Sec Columns and 03) =$250.001-$500.000 0=$500,001-$1,000.000 =$1,000.001 -$5,000,000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market mated 
(Sec Column C2) =Book Value =Other =Esti 
 
 
08/10/2012 
WARDLAW, KIMM. 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc111des 11zose spouse and dependent children; see pp. 34-60 filing instr11ctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reporting period 
(includmg trust assets) reporting period reporting period 
 
(1) (2) (1) (2) (1) (2) (3) (4) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mmldd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) private 
 
transaction) 
273. EXPRESS SCRIPTS INC (ESRX) Buy 12/2/11 Income Gam Codes =$1.000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50.000 
(See Columns and 04) f=$50,00J. $100,000 =$100.001  $1,000,000 =$1,000,001 -$5,000,000 =More than $5.000.000 Value Codes =$15,000 less =$15.001 -$50.000 =$50.00 !00.000 =$!00.001 -$250.000 
(Sec Columns and D3) =$250.00 -$500.000 =$500,001 -$1,000,000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.001 -$50.000,000 =More than $50,000.000 Value Method Codes Q=AppraJSal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Othcr =Estimated 
 
 
08/10/2012 
WARDLAW, KIM 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reportmg penod 
(including trust assets) reportmg period ofreporting period 
 
(I) (I) 
(2) 
(I) 
(2) (4) (5) 
Place (X) after each asset 
Amount Type g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gam Codes =$1.000 less B41,001-$2.500 =$2.501 -$5,000 D=$5,001 -$15,000 415,001-$50.000 
(See Columns and 04) =$50.001 -$100,000 G=$I 00.00I -$1.000.000 IJI =$1.000,001 -$5, 000.000 =More than $5,000,000 Value Codes J=$15.000orless K=$15,001 -$50.000 L=$50.001-$100.000 =$100.001 -$250.000 
(See Columns and D3) N=$250.001-$500.000 0=$500,001-$1.000.000 =$1.000,001 -$5,000,000 =$5,000.001 -$25,000.000 =$25,000.001 -$50.000,000 =More than $50.000.000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(See Column C2) U=Book Value V=Other =Est11natcd 
 
 
WARDLAW, KIMM. 
08/10/2012 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Descript10n Assets Income during Gross value end Transachons during reporting period (mcluding trust assets) reporting period reporting period 
(I) (2) (I) (2) (2) (4) 
(5) 
Amount Type g., Value Value Type (e.g., Date Value Gain Identity 
Place (X) after each asset 
Code 
exempt from prior disclosure 
div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int Code3 redemption) (J-P) {A-H) (if private 
(Q-W) transaction) Income Gam Codes =$1.000 less 8=$1,001 -$2.500 =$2,501 -$5,000 45,001 -$15,000 415,001 -$50.000 
(Sec Columns and D4) =$50.001 -$100.000 =$100.001 -$1.000.000 =$1.000,001  $5,000,000 H2=More than $5.000,000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 
(Sec Columns and D3) =$250.001 -$500.000 0=$500,001-$1,000.000 =$1,000.001 -$5,000,000 =$5,000.001 -$25,000.000 =$25.000.00 -$50.000.000 P4=More than $50.000.000 Value Method Codes =Appraisal =Cost (Real !:state Only) =Assessment T=Cash Market 
(See Column C2) =Book Value V=Othcr W=Est1matcd 
 
 
Date Report 
WARDLAW, KIMM. 
08/10/2012 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Descriptwn Assets Income during Gross value end Transactions during reporting period 
(mcludmg trust assets) reporting penod ofreporting period 
 
(I) (2) 
(2) {I) (2) 
(4) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
Code redemption) 
(A-H) (if private transaction) 
(Q-W) 
324. 	 
IRON MOUNTAIN INC (IRM) Sold 1/13/1I (part) 
 
325. 
IRON MOUNTAIN INC (!RM) 	Sold 1/14/11 
 
 
(part) 
326. 
IRON MOUNTAIN INC (IRM) Sold 1/18/11 (part) 
 
327. 
IRON MOUNTAIN INC (IRM) Sold 1/21/11 (part) 
 
328. 
IRON MOUNTAIN INC (IRM) Sold 1/24/11 (part) Income Gam Codes =$1.000 less =$1,001 -$2.500 =$2.501 -$5,000 =$5.001 -$15.000 415,00 -$50,000 
(See Columns and 04) =$50.001 -$100.000 =$100,001 -$1,000,000 =$1,000,001 -$5.000.000 =More than $5.000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.001 -$500.000 =$500,001 -$1,000.000 =$1.000,001 -$5,000,000 =$5,000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Markel 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
Name Person Reporting 
08/10/2012 
WARDLAW, KIMM. 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting penod 
(including trust assets) reportmg period reporting period 
 
(I) (2) (I) (2) (3) (4) (5) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, mt.) Value Code2 (J-P) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy Value Code2 (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) 
341. JACK HENRY ASSOC INC (JKHY) Buy 4/18/11 
 
342. JACK HENRY ASSOC INC (JKHY) Buy 4/19/11 Income Gam Codes =$1,000 less 8=$1,001-$2.500 c=$2.501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) F=$50,00J -$100,000 =$100,001 -$1,000.000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50.000 =$50.001 -$!00.000 =$!00.001 -$250.000 
(Sec Columns and 03) =$250.001 -$500.000 0=$500,001 -$1,000.000 =$1.000,001 -$5.000,000 =$5.000,001 -$25,000,000 =$25.000.00 -$50.000,000 =More than $50,000,000 Value Method Codes Q=Apprmsal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) =Book Value V=Othcr =Estimated 
 
08110/2012 
WARDLAW, KIMM. 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) (I) (2) (I) 
(4) (5) 
Amount Type (e.g., Value Value T)pe (e.g., Date Value Gain Identity exempt from prior disclosure Place (X) after each asset Code 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (ifpnvate (Q-W) transact10n) Income Gam Codes 41,000 less 41,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50.000 
(See Columns and 04) =$50.001 -$100,000 =$100,001 -$1,000.000 Ill =$1,000,001 -$5.000,000 =More than $5.000.000 Value Codes =$15.000or less K=$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 001 
(See Columns and D3) =$250,00 -$500.000 =$500,00 -$1,000,000 =$1.000,-$5,000,000 =$5,000,001 -$25,000.000 =$25,000,001 -$50,000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Othcr W=Est1mated 
 
Date ReportName Person Reporting 
08/10/2012WARDLAW, KIMM. 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transact10ns during reporting period 
(including trust assets) reporting period ofreporting period 
 
(2) (I) (2) (I) (2) (3) 
(5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int) (J-P) Code redemption) (J-P) (A-H) (if private 
transaction) 
375. 
MEDTRONIC INC Dividend Sold 3/16/11 (part) 
 
376. 
MEDTRONIC INC Sold 3/17111 
 
377. 
MERCK INC Dividend Sold 1/25/11 (part) 
 
378. 
MERCK INC Sold 1017/11 Income Gam Codes =$1.000 less =$1,001 -$2.500 =$2,501 -$5,000 =$5.001 -$15.000 =$15,001 -$50,000 
(See Columns and 04) =$50.001 -$100,000 =$100.001 -$1,000,000 lJl =$1.000,001 -$5.000.000 fl2 =More than $5.000.000 Value Codes =$15.000 less =$15,00t -$50.000 =$50,00 -S100.000 =$I 00.00 -$250.000 
(See Columns and 03) =$250,00 -$500.000 =$500,001 -$1,000.000 =$1.000,001 -$5,000,000 =$5.000,001 -$25,000.000 =$25,000.001 -$50.000,000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other W=Est1matcd 
 
 
08/10/2012 
WARDLAW, KIM 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children: see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income durmg Gross value end Transactions during reporting period 
(including trust assets) reporting penod ofreportmg period 
 
(2) (I) 
(3) Value 
(5) 
Gain Identity 
(2) (I) (2) 
Place (X) after each asset Amount Type (e.g., Value Code 
Value Type g., Date 
exempt from prior disclosure 
div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gam Codes 41.000 less 41,001 -$2.500 =$2.501  $5,000 D=$5.00I  $15,000 415,00  $50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1.000.000 =$1.000,001 -$5,000.000 112=More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50.000 L=$50.001 -$100.000 =$100.001 -$250,000 
(Sec Columns and D3) =$250,001 -$500.000 0=$500,00 -$1,000.000 =$1.000.001 -$5.000,000 =$5,000.001 -$25,ooo.ooo 
P3=$25,000.001 -$50,000.000 P4=More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) U=Book Value V=Other =Estimated 
 
WARDLAW, KIMM. 
08/10/2012 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income durmg Gross value end Transactions during reporting period 
(including trust assets) reporting penod ofreporting period 
 
(I) (2) 
(2) (I) (2) (3) (4) 
Place (X) after each asset Amount Type (e.g., Value Value Type g., Date Value Gain Identity exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller Code 
(A-H) mt.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
transaction) Income Gam Codes 1.000 less =$1.001 -$2.500 c=$2.501 -$5,000 0=$5.001-$15,000 
(See Columns and 04) =$50.001 -$100,000 =$100.001 -$1.000,000 =$1.000,001 -$5,000.000 H2=More than $5.000,000 Value Codes J=$15.000 less =$15.001 -$50.000 L=$50,001 I00.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250,001 -$500 000 0=$500,00 1.000.000 =$1,000,001 -$5,000,000 =$5.000,001 -$25,000.000 =$25.000.00 -$50.000,000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(See Column C2) U=Book Value V=Olhcr W=Estimated =$15,001 -$50.000 
 
08/10/2012 
WARDLAW, KIMM. 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
De.cription Assets Income during Gross value end ransactions during reporting penod 
(includmg trust assets) reporting period reporting period 
 
(!) (2) (!) 
(2) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gam Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gam Codes =$1.000 less 41,001 -$2.500 =$2.501 -$5,000 45,001 -$150000 =$15,001 -$50,000 
(See Columns and 04) =$50.001 -$100,000 =$100,001 -$1.000,000 =$1.000,001 -$5.000.000 112 =More than $5.000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.00 -$250.000 
(Sec Columns and 03) =$250,00I -$500.000 =$500,001 -$1,000.000 =$1.000.001 -$5,000,000 =$5,000,001 -$25,000.000 =$25,000.001 -$50,000.000 =More than $50.000.000 Value Method Codes Q=Apprmsal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
Name Person Reporting 
WARDLAW, KIMM. 
08/10/2012 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income dunng Gross value end Transactions during reportmg period (includmg trust assets) reporting period reporting period 
{I) (2) (I) (5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) transact10n) 
PROGRESSIVE CORP OHIO (PGR) Sold 611111 (part) 
444. PULTE GROUP INC (PHM) None Buy 10/4/11 
QUALCOMM INC (QCOM) Dividend Sold 6/9/11 (part) 
446. QUALCOMM INC (QCOM) Sold 6/10/11 Income Gam Codes $1.000 less =$1,001 -$2,500 =$2,501 -$5,000 D=$5,001 -$15,000 =$15,001 -$50.000 
(Sec Columns and D4) =$50,001  $100,000 =$100.001 -$1.000,000 =$1.000,001 -$5.000.000 =More than $5.000,000 Value Codes =$15.000 less =$15,001 -$50.000 L=$50.00 -$100,000 =$100.001 -$250.000 
(See Columns and 03) =$250,001 -$500.000 =$500,001 -$1,000.000 =$1.000.001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.001 -$50.000,000 =More than $50,000.000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(See Column C2) U=Book Value V=Other W=Est1mated 
 
 
08/10/2012 
WARDLAW, KIMM. 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offiting instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reportmg period 
(including trust assets) reporting period ofreporting period 
 
(2) 
(1) 
(2) 
(3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Place (X) after each asset 
Code 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) ormt.) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gam Codes =$1.000 less =$1,001 -$2.500 =$2.501 -$5,000 D=$5,00l -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50.001 -$100,000 =$100,001 -$1.000,000 =$1,000,001 -$5.000.000 112 =More than $5.000.000 Value Codes =$15,000 less =$15,001 -$50.000 =$50,001 -$100.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250,001 -$500.000 0=$500,001 -$1,000.000 =$1.000.001 -$5,000,000 =$5,000,001 -$25,000.000 =$25,000.001 -$50,000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value Y=Other W=Est1matcd 
 
 
 
 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Descript10n Assets Income during Gross value end Transact10ns dunng reportmg penod 
(including trust assets) reporting period ofreporting period 
(I) (2) (I) (2) (1) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redempt10n) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
477. SEATTLE GENETICS INC (SGEN) Buy 5117/11 
478. SEATTLE GENETICS INC (SGEN) Buy 5/18/11 
479. 
SEATTLE GENETICS INC (SGEN) Buy 512011 
 
480. 
SEATTLE GENETICS INC (SGEN) Buy 512311 
 
481. 
SEATTLE GENETICS INC (SGEN) Buy 5/24/11 Income Gam Codes: =$1.000 less =$1,001 -$2.500 =$2.501 -$5,000 =$5.001 -$15.000 =$15,001 -$50.000 
(Sec Columns and 04) =$50,001  $100,000 =$100,001-$1.000,000 =$1.000,001 -$5.000.000 =More than $5.000.000 Value Codes J=$15.000 orlcss =$15.001 -$50.000 =$50,001 -$100.000 =$100.001 -$250.000 
(Sec Columns and D3) =$250.001 -$500.000 0=$500,001-$1.000,000 =$1.000.001 -$5,000,000 =$5.000,001 -$25,000.000 =$25 ,000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estnnatcd 
 
 
 
08/10/2012 
WARDLAW, KIMM. 
VII. INVESTMENTS and TRUSTS --instructions.; 
income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting penod 
(including trust assets) reporting period ofreporting period 
 
(I) (2) (I) (I) (2) (3) (4) 
Place (X) after each asset Amount Type g., Value Value Type g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gam Codes =$1.000 less B41,001-$2.500 =$2.501 -$5,000 45,001 -$15,000 415,001-$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1.000,000 111 =$1.000,001 -$5,000.000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250,000 
(See Columns and 03) =$250.00 -$500.000 =$500,001 -$1,000.000 =$1.000.001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000.001 -$50,000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estnnatcd 
 
 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Descript10n Assets 
Income during Gross value end Transactions dunng reporting period 
 
(including trust assets) reporting period ofreporting period 
(l) (2) 	(!) (2) (!) 
(4) (5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from pnor disclosure 
Code 
div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (ifpnvate (Q-W) transaction) Income Gam Codes =$1.000 less =$1 ,001 -$2,500 =$2,501 -$5,000 D=$5,00I -$15,000 =$15,001-$50.000 
(SeeColumns and 04) =$50.001 -$100,000 =$100.001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 
(Sec Columns and D3) =$250.00 -$500.000 =$500,00 -$1,000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25,000.001 -$50,000.000 =More than $50,000.000 Value Method Codes :;;Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
08/10/2012 
WARDLAW, KIM 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Descript10n Assets Income during Gross value end Transactions dunng reportmg period 
(mcluding trust assets) reporting period reporting period 
 
(I) (I) (I) (2) (3) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from pnor disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gam Codes =$1.000 less =$1.001 -$2.500 =$2,501  $5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(Sec Columns and 04) =$50,001. $100,000 =$100,001 -$1,000.000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250,000 
(Sec Columns and 03) =$250.00 -$500.000 =$500,001 -$1,000.000 =$1.000.001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting 
Date Report 
WARDLAW, KIMM. 
08/10/2012 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end Transactions during reportmg period 
 
(includmg trust assets) reporting penod reporting period 
(I) (I) (I) (5) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., d1v., rent, int.) Value Code (J-P) Value Method Code3 (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) 
545. URBAN OUTFITIERS INC None 
 
546. VERIZON COMMUNICATIONS Dividend 
VISA INC (V) Dividend Sold (part) 1/25/11 
548. VULCAN MATERIALS Dividend Sold 11/4111 
(part) 
549. VULCAN MATERIALS Sold 1117/11 Income Gam Codes $1.000 less $1,001 -$2,500 $2,501 -$5,000 D45,00l -$15,000 415,001 -$50,000 
(Sec Columns and D4) $50,001 -$100,000 $100.001-$1,000.000 $1,000,001-$5,000,000 More than $5.000,000 Value Codes =$15.000 less $15.001 -$50.000 $50,00 -$100.000 $100.001 -$250.000 
(Sec Columns and 03) $250,00 -$500,000 $500.001 -$1,000,000 $1,000,001 -$5,000,000 $5,000,001 -$25,000,000 $25.000.00 -$50,000.000 More !ban $50,000.000 Value Method Codes =Appraisal ost (Real Estate Only) =Assessment Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactwns during reporting penod 
(including tru;t assets) reporting period reporting period 
 
(I) (2) (I) (I) (2) (3) (4) (5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Idenllty 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
562. 
Cal 4.500% 8/01/26 Interest Buy 7112/11 
 
563. 
Cal 4.500% 8/01/26 Buy 8/4/11 Income Gam Codes =$1.000 less =$1,001 -$2.500 =$2,501 -$5,000 D=$5,00I -$15,000 =$15,001 -$50.000 
(Sec Columns and D4) =$50,001  $100,000 =$100.001-$1,000,000 =$1,000,001 -$5.000.000 =More than $5,000.000 Value Codes =$15,000 less =$15,001 -$50.000 =$50,001 -$100.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.00 -$500.000 =$500.001 -$1,000.000 =$1,000.001 -$5,000,000 =$5.000,001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
08/10/2012 
WARDLAW, KIMM. 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing 
instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reporting period 
(mcluding trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type g., Date Value Gain Identity 
exempt from prior disclosure Code d1v., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) mt.) (J-P) Code3 redempllon) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
 
590. 591. Mountain View High School 4.125% 8/1/16 Napa CTFS 3.600% 211117 Interest Interest 
592. Newport Sch Dist 5.000% 8/1/17 Interest Sold 7112/11 
593. Oxnard Fing Auth. 4.750% 6/1/24 Interest Buy 8/4111 
594. Palmdale Redev Agy 3.800% 9/1116 Interest 
595. Palm Desert CTFS 5.00% 4/01/22 Interest Income Garn Codes $1.000 less 41,001 -$2.500 $2.501 -$5.000 $5.001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100.001 -$1,000.000 =$1.000,001 -$5,000.000 112 =More lhan $5.000.000 Value Codes =$15,000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 
(See Columns and D3) =$250,001 -$500.000 =$500,001 -$1,000.000 =$1.000.001 -$5,000,000 =$5.000.001  $25,000,000 425.000.001 -$50.000,000 =More lhan $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other W=Estmmtcd 
 
 
08/10/2012 
WARDLAW, KIMM. 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income durmg Gross value end Transactions during reporting period (including trust assets) reporting penod ofreporting period 
(I) 
(2) (2) 
(I) 
(2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Place (X) after each asset 
Code div., rent, Code Method buy, sell, mm!ddlyy Code Code buyer/seller 
exempt from prior disclosure 
(A-H) int Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
596. Pasadena Elec Rev 5.000% 611116 Interest Income Gam Codes =$1.000 less =$1,001 -$2.500 c=$2.501 -$5,000 0=$5,001-$15,000 =$15,001 -$50.000 
(See Columns and 04) f=$50,001 -$100,000 =$100,001 -$1.000.000 Ill =$1,000,001 -$5,000.000 =More than $5,000,000 Value Codes =$15.000 less K=$15.001 -$50.000 L=$50.001 -$100.000 =$100,00 -$250.000 
(Sec Columns and 03) N=$250.001 -$500.000 =$500,00 -$1,000.000 =$1.000.001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.001 -$50,000.000 =More than $50.000,000 Value Mclhod Codes Q=Appraisal =Cost (Real Estate Only) Assessment T=Cash Market 
(See Column C2) U=Book Value V=Othcr W=Estimated 
 
 
08/10/2012 
WARDLAW, KIMM. 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reportmg period 
(mcluding trust assets) reporting period reporting period 
 
(1) (2) (!) 
(2) (3) 
(4) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Place (X) after each asset 
Code div., rent, Code Method buy, sell, mmldd/yy Code Code buyer/seller 
exempt from pnor disclosure 
(A-H) int.) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gam Codes =$1.000 less =$1,001 -$2.500 =$2,501 -$5,000 =$5,001 -$15.000 =$15,001 -$50,000 
(See Columns and D4) =$50.001 -$100,000 =$100,001 -$1.000,000 =$1,000,001 -$5.000.000 =More than $5,000.000 Value Codes J=$15.000 less K=$15,001 -$50.000 L=$50.001 -$!00.000 =$100.001 -$250.000 
(Sec Columns and 03) N=$250.001 -$500.000 =$500,00 -$1,000.000 =$1,000,001 -$5,000,000 =$5.000,001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes Q=Apprmsal =Cost (Real !:.state Only) =Assessment =Cash Market 
(Sec Column C2) U=Book Value V=Othcr W=Estimated 
 
 
 
08/10/2012 
WARDLAW, KIMM. 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reportmg period reporting penod 
 
{I) (2) (2) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Place (X) after each asset 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gam Codes =$1.000 less 41,001 -$2.500 42.501 -$5,000 45,001 -$15,000 E415,001-$50.000 
(Sec Columns and D4) =$50,001 -$100,000 =$100.001 -$1.000.000 41,000,001 -$5,000.000 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.00 -$100,000 =$100.00! -$250,000 
(Sec Columns and 03) =$250.00 -$500.000 =$500,00 -$1,000.000 =$1.000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000,001 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
WARDLAW, KIMM. 
08/10/2012 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc111des those spouse and dependent children; see pp. 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reporting period 
(including trust assets) reporting period ofreporting period 
 
(I) (2) (2) (3) 
(4) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code2 Method buy, seJI, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) Code redemption) (J-P) (A-H) (ifpnvate 
transaction) 
(Q-W) Income Garn Codes =$1.000 less =$1,001 -$2,500 =$2,501 -$5,000 45,001 -$15,000 415,001 -$50,000 
(Sec Columns and 04) F=$50,00I -$100,000 =$!00,001 -$1,000,000 =$1,000,001  $5,000.000 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.00l I00.000 =$100.001 -$250,000 
(Sec Columns and D3) =$250,00 -$500.000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000.00 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V=Othcr W=Est1mated 
 
WARDLAW, KIMM. 
08/10/2012 
VII. INVESTMENTS and TRUSTS -income, va111e, transactions r1nc111des those spouse and dependent children; see PP 34-60 fl/inc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reporting penod 
(mcludmg trust assets) reporting penod reporting period 
 
(1) (2) 
(I) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
 
transaction) Income Gam Codes =$1.000 less 41,001 -$2.500 c=$2,501 -$5,000 =$5,001 -$15,000 =$15.001 -$50.000 
(See Columns and D4) f=$50,00I -$100,000 G=$100,001 -$1,000,000 Ill =$1.000,001 -$5,000,000 112 =More than $5,000.000 Value Codes J=$15,000 less =$15,001 -$50.000 L=$50.00 I00.000 =$100.001 -$250.000 
(Sec Columns and D3) =$250,001 -$500.000 0=$500,001 -$1,000.000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000.000 =$25,000.00 -$50,000,000 =More than $50.000,000 Value Method Codes =Appraisal =CoSI (Real ESlalc Only) =Assessment T=Cash Market 
(Sec Column C2) U=Book Value V=Olhcr W=Est1matcd 
 
08/10/2012 
WARDLAW, KIMM. 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 line instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting penod (including trust assets) reporting period ofreportmg period 
(1) (2) (I) (2) (I) (3) (4) (5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gam Identity exempt from prior disclosure 
Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) int.) (J-P) 	Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gam Codes =$1,000 less =$1,00 $2.500 =$2.501 -$5,000 =$5.001 -$15,000 =$15,00 -$50,000 
(See Columns and 04) =$50.001 -$100,000 =$100.001 $1.000.000 1.000.001 -$5.000.000 =More than $5.000,000 Value Codes =$15.000 less K=$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.00 -$500.000 =$500.001 -$1.000.000 =$1.000.001 -$5.000,000 =$5.000,001 -$25.000,000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V=Othcr =Estunatcd 
 
 
VII. INVESTMENTS and STS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting penod 
(including trust assets) reportmg penod reporting period 
 
(1) (2) (I) 
(2) (2) 
(4) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, mt.) Value Code (J-P) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if pnvate transactwn) 
698. American Funds New World Fund Dividend 
 
699. 
American Funds SmallCap World Fund Dividend 
 
700. 
American Funds Cash Mgmt Trust Dividend America 
 
 
701. Trust (98-W) Income Gam Codes =$1,000 less =$1,001 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 415,001 -$50,000 
(See Columns and 04) =$50.001  $100,000 =$100.001 -$1,000.000 111 =$1.000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15.000 less =$15.001 -$50.000 =$50,001 -$100.000 =$100.001 -$250.000 
(See Columns and 03) =$250,00 -$500.000 =$500,00  $1,000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000.00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Esttmatcd 
 
 
08/10/2012 
WARDLAW, KIM 
VII. INVESTMENTS and TRUSTS income, va1ue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 ting instmctions.J NONE (No reportable income, assets, transactions.) 
Descnpt1on Assets Income during Gross value end Transactions during reporting penod 
(including trust assets) reporting period ofreporting period 
 
(I) (2) (2) (3) 
(5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Place (X) after each asset 
Code 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) 
transaction) Income Gam Codes =$1.000 less =$1.001 -$2.500 =$2,501 -$5,000 =$5.001 -$15,000 E=$15,00l -$50.000 
(See Columns and 04) =$50.00I -$100,000 0=$100,001-$1,000,000 Ill =$1,000,001 -$5,000.000 112 =More 1han $5,000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50,001 -SI00.000 =$100.001 -$250,000 
(See Columns and 03) =$250,00t-$500 000 =$500.001 -$1,000.000 =$1,000,001 -$5,000,000 =$5.000,001 -$25,000.000 =$25.000.00 -$50,000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other W=Est1matcd 
 
 
08/10/2012 
WARDLAW, KIMM. 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income durmg Gross value end Transactions during reporting penod 
(including trust assets) reporting period reporting period 
 
(2) 
(1) (I) 
(2) (4) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, int.) Value Code (J-P) Value Method Code3 (Q-W) Type (eg., buy, sell, redemption) Date mm/dd/yy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) 
732. MSDW Active Money Trust Dividend 
 
733. Winebow Inc common stock None Sold 12/23/11 Income Garn Codes =$1.000 less =$1,001 -$2,500 42.501 -$5,000 =$5,001 -$15,000 415,001 -$50,000 
(Sec Columns and D4) =$50,001 -$100,000 =$100,001 -$1.000.000 41.000,001 -$5,000,000 =More than $5.000,000 Value Codes =$15.000 less 415,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 
(Sec Coh1mns and 03) =$250.00 -$500.000 =$500,001 -$1.000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000.001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other W=Estunatcd 
 
08/10/2012 
WARDLAW, KIMM. 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) 
(2) (3) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes =$1.000 less 41,001 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 415,001 -$50.000 
(See Columns and 04) =$50.001 -$100.000 =$100,001 -$1,000,000 =$1,000,001 -$5.000,000 =More than $5,000.000 Value Codes =$15.000 less =$15,001 -$50,000 =$50,00I -$I 00,000 =$100.00 -$250.000 
(Sec Columns and D3) =$250,00I -$500.000 =$500,001 -$1,000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other W=Est1matcd 
 
 
 
08110/2012 
WARDLAW, KIMM. 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children: see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (includmg trust assets) reporting period reporting period 
(I) 
(2) 
(I) 
(2) 
(2) (3) (4) 
(5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gam ldent1ty exempt from prior disclosure 
Place (X) after each asset Code 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
transaction) 
766. Bulldog Partners None 
767. Bulldog Partners None 
768. Regents Banshares Interest 
769. JRK Multifamily None Buy 5110111 
770. Clean Diesel Tech, Inc. Common Stock None 
771. Urban Housmg Investment Fund None Buy 5112111 Income Gain Codes. =$1.000 less =$1,001 -$2.500 =$2.501 -$5,000 D=$5, 001 -$15,000 415,001 -$50.000 
(See Columns and 04) =$50.001 -$100,000 =$100,001 -$1.000.000 =$1.000,001 -$5.000,00 112 ore than $5,000.000 Value Codes J=$15.000orlcss =$15,001 -$50,000 =$50.001 -$100,000 =$100.001 -$250.000 
(Sec Columns and D3) N=$250.00 -$500.000 0=$500,001 -$1,000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50,000,000 Value Method Codes Q=Apprmsal =Cost (Real Estate Only) =Assessment T=Cash Market 
(See Column C2) =Book Value V=Other =Estimated 
 
 
 
Line 619, Bank Deposit covers line 619 Line 620, Equity Partners covers line 621 through 622 Line 623, Equity Partners covers line 624 through 631 
Line 632, Equity Partners covers line 633 through 637 Line 638, Riordan Venture Assoc, (L.P, Int.) covers line 639 through 651 Line 652, Bistro common stock covers line 652 
Retire Accts (401k-profit) covers line 654 through 664 
UTM-K) covers line 667 through 668 
Line 669, Trust (IR-W) covers line 670 through 684 Line 685, Trust (IR-K) covers line 686 through 700 Line Trust (98-W) covers line 702 through 728 Line 729, Trust (98-K) covers line 730 through 756 Line 757, Real Estate Partnership -Lau, covers line 757 Line 758, Real Estate Partnership -W,O., covers line 758 Line 759, Real Estate Partnership -Lau covers line 759 Line 760, Dorset Capital Partnership Invest covers !me 760 Line 761, Citibank Money Market Fund covers line 761 Line 762, Citibank Checking covers line 762 Line 763, Citibank Checking covers line 763 Line 764, Fargo Investment Partnership covers line 764 through 765 Line 766, Bulldog Partners covers line 766 Line 767, Bulldog Partners II, covers line 767 Line 768, Regents Banshares, covers line 768 Line 769, JRK Multifamily covers line 769 Line 770, Clean Diesel Tech, Inc. Common Stock covers line 770 
Line 771, Urban Housing Investment Fund line 771 
 
Name Person Reporting 
Date Report 
WARDLAW, KIMM. 
08/10/2012 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
*Note: Lines 386, 435 are stock splits. could not show stock split there was option under Column D(I 
 
 
WARDLAW, KIM 
08/10/2012 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: KIMM. WARDLAW 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544