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Judicial Watch • Kimba M. Wood – 2005

Kimba M. Wood – 2005

Kimba M. Wood – 2005

Page 1: Kimba M. Wood – 2005

Category:Federal Judges

Number of Pages:50

Date Created:February 21, 2007

Date Uploaded to the Library:January 05, 2015

Tags:partially, Kimba M Wood, Distributed, private, purchase, partial, Gross, stock, 2005, assets, dividend, reporting, Federal Judge, income, Judge


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Government Act 1978 
Rev.112006 
FOR CALENDAR YEAR 2005 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) WOOD, KIMBA Court Organization U.S. District Court, SDNY Date Report 05/12/2006 Title (Article 111 judges indicate active senior status; magistrate judges indicate Cull-or part-time) U.S. District Judge (active) Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2005 12/31/2005 
Sb. Amended Report Chambers Office Address 500Pearl Street New York, N.Y. 10007 the basis the Information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all plllts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
Board Member The Institute Judicial Administration, New York University School Law 
Board Member New York City Ballet, Inc. 
Board Member CEELI Institute ...... 
II. AGREEMENTS. (Reporting individual only; see pp. U-16 instructions.) [Kl NONE (No reportable agreements.) PARTIES AND TERMS ..,,o(./) cJ> :::a fT1 OJ> ,., ,-ri fI1 ::;:::: ;:J:>o-< :t> ..g 
 
 
 
Name Person Reporting 
Date Report 
WOOD, KIMBA 
05/12/2006 
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp.17-U instructions.) Filers Non-Investment Income !RJ NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -Qyou were married during any portion the reporting year, complete this secJion. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
AND TYPE Sonic Corporation -Board Directors Fees 
Rockefeller Brothers Finance Committee Fees 
Vestar, Harding, Bear Stearns Merchant Bank Park venue Equity -Fee Income 
 
Name Person Reporting 
Date Report 
WOOD, KIMBA 
05/12/2006 GIFTS. (lndutks those spouse and dependent children. See pp. 28-31 instructions.) NONE (No reportable gifts.) 
 
 DESCRIPTION LUE Adam Silver National Basketball Association tickets 400.00 
 
 
 
VJ. LJABJLJTJES. (lnclutks those spouse and dependent children. See pp. 32-34 instructions.) NONE (No reportable liabilities.) 
 
 DESCRIPTION VALUE CODE Goldman, Sachs (see Note #20 Section VIII) Margin Account Vestar Loans Citibank Line Credit Citibank Line Credit Citibank Line Credit Citibank Unsecured Tenn Note 
American Express Credit card 
Citibank Rental Property Mortgage 
Name Person Reporting 
Date Report 
WOOD, KIMBA 
05/12/2006 
vn. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See pp. 34-57of filing instructions) NONE (No reportable income, assets, transactions.) See attached 
 
 
 
10. 
11. 
 
12. 
 
13. 
 
 
15. 
16. 
 
17. 
Kimba Wood MAY, 2006 
GROSS VALUE 
INCOME DURING END REPORTING 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
 
 
..... 
------------------- 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY (A-H) CODE METHOD CODE CODE (IF 
(Q-M 
(A-H) PRIVATE) 
__.... ------------------------------ EXXON CORP COMMON STOCK -----A ---DIVIDEND ---K ----------------- ---- --------- ------ CREST FUND IRA) SEE NOTE SECTION VllQ K-1 DISTR NYC CPN PRAM ZERO COUPON BOND (SEE NOTE SECTION VllO OID REDEEMED 2/1 NYS REV CAP UNIV-B ZERO COUPON BOND (SEE NOTE SECTION VllO OID REDEEMED 5/15 ADOBE SYSTEMS INC COMMON STOCK DIVIDEND NEW YORK URB DEV CORP ZERO COUPON BOND (SEE NOTE SECTION VIII) OID SCHWAB MONEY MARKET FUND DIVIDEND GOLDMAN SACHS INST ASSETS FEDL PORTFOLIO DIVIDEND GOLDMAN SACHS INST ASSETS FEDL PORTFOLIO DIVIDEND AUTOMATIC DATA PROCESSING INC COMMON STOCK DIVIDEND BLACKROCK INC COMMON STOCK DIVIDEND PURCHASI:: 10/24 CONOCOPHILLIPS COMMON STOCK DIVIDEND PURCHASE 4/1 GEN PROBE COMMON STOCK NONE HOME DEPOT COMMON STOCK DIVIDEND JOHNSON JOHNSON COMMON STOCK DIVIDEND GROSS VALUE 
INCOME DURING END REPORTING 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD (1) 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY (A-H) CODE METHOD CODE CODE (IF 
(J-P) Q-W) (J-P) (A-H) PRIVATE) SONIC COMMON STOCK NONE PURCHASE 5/19 PURCHASE 5/20 STRYKER CORP COMMON STOCK DIVIDEND SUNCOR ENERGY INC COMMON STOCK DIVIDEND PURCHASE SYSCO CORP COMMON STOCK DIVIDEND SOLD 10/24 TYCO INTL COMMON STOCK DIVIDEND SOLD 10/24 WAL MART STORES INC COMMON STOCK DIVIDEND CMA TAX EXEMPT FUND -ML DIVIDEND MERRILL LYNCH ACCOUNT -ML INTEREST 
 
 
ALLIANCEBERNSTEIN CAPITAL RESERVE FUND DIVIDEND 	ACCOUNT CLOSED FEDERATED CAPITAL RESERVES MONEY MARKET DIVIDEND ACCOUNT OPENED 5/9 AMERICAN MUTUAL FUND DIV/DISTR CAPITAL INCOME BUILDER FUND MUTUAL FUND) DIV/DISTR FUNDAMENTAL INVESTORS INC MUTUAL FUND) DIVIDEND GROWTH FUND AMERICA MUTUAL FUND) DIV/DISTR INVESTMENT COMPANY AMERICA DIV/DISTR 
Kimba Wood MAY, 2006 
GROSS VALUE 
INCOME DURING END REPORTING 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
 
 
------- 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY A-H) CODE METHOD CODE CODE (IF (A-H) PRIVATE) 
---- ----------------------------------( MUTUAL FUND) --- ----------------- WASHINGTON MUTUAL INVESTORS FUND MUTUAL FUND} DIV/DISTR U.S. GOVERNMENT SECURITIES FUND MUTUAL FUND) DIVIDEND PARTIAL SALE 1/10 
 
 
ABBOTT LABORATORIES DIVIDEND PARTIAL SALE 4/1 
PARTIAL SALE ALCAN INC DIVIDEND PURCHASE 3/17 PURCHASE 4/4 PURCHASE 715 ALLSTATE DIVIDEND SOLD 11/3 ALL TELL CORP DIVIDEND PURCHASE 3/17 ALTRIA GROUP DIVIDEND SOLD 11/3 AMERICA MOVIL DIVIDEND PURCHASE 2/18 AMERICAN INTERNATIONAL GROUP DIVIDEND PURCHASE 3/17 (AKA AMER INTL GROUP) 
PURCHASE 4/4 PARTIAL SALE 11/3 ANADARKO PETROLEUM CORP DIVIDEND PURCHASE 3/17 
 
Kimba Wood MAY, 2006 GROSS VALUE 
INCOME DURING END REPORTING 
DESCRIPTION ASSETS 
REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
 
- (4) 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN (A-H) CODE METHOD CODE CODE Q-W) -P) (A-H) PRIVATE) DIVIDEND PARTIAL SALE 
GANHEUSER BUSCH 
 
PARTIAL SALE 8/3 
AUTOMATIC DATA PROCESSING DIVIDEND 	SOLD 2/18 AUTOMATIC DATA PROCESSING NONE 	SOLD 11/3 
APPLIED MATERIALS NONE SOLD 11/3 
BANK AMERICA DIVIDEND PURCHASE 3/17 
SOLD 12/15 
BECTON DICKINSON DIVIDEND SOLD 8/3 
 
BERKLEY CORP DIVIDEND PARTIAL SALE 6/29 
BERKSHIRE HATHAWAY 	NONE 
PARTIAL SALE BLACKROCK INC DIVIDEND PURCHASE 10/24 PLC DIVIDEND SOLD 11/3 BRISTOL MYERS DIVIDEND SOLD 11/3 BURLINGTON RESOURCES DIVIDEND PURCHASE 3/18 
PURCHASE CABLEVISION SYSTEMS 	NONE PURCHASE 3/17 
GROSS VALUE 
 
DESCRIPTION ASSETS 
--_____________________.. ________ -------... ------_ _____ 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY (A-H) CODE METHOD CODE CODE (IF 
(A-H) PRIVATE) 
---------------------------------- CATERPILLAR INC DIVIDEND SOLD 11/3 CHEVRON GRP NONE SOLD 11/3 CISCO SYSTEMS NONE SOLD 11/3 CIT GROUP DIVIDEND CONOCOPHILLIPS DIVIDEND PURCHASE 3/21 PURCHASE 4/1 
 
PURCHASE 4/4 PARTIAL SALE 11/3 COSTCO (X) NONE SOLD 11/3 
CROWN HOLDINGS FKA CROWN CORK AND SEAL CO) NONE SOLD 6/29 DELL (X) NONE SOLD 11/3 
 
DIRECTV GROUP NONE PURCHASE 7120 DISCOVERY HOLDINGS NONE SPUN OFF FROM LIBERTY MEDIA 7126 SEE LINE BELOW) SOLD 7127 EMBRAER-EMPRESA BRASILEIRA AERONAUTICA NONE PURCHASE 9/23 
 
EXXONMOBIL DIVIDEND SOLD 11/3 
 
 
 
Kimba Wood 
GROSS VALUE 
INCOME DURING END REPORTING 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
 
-- 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY (A-H) CODE METHOD CODE CODE (IF (Q-W) (A-H) PRIVATE) FIRST DATA CORP DIVIDEND SOLD 11/3 FPL GROUP NONE SOLD 11/3 FREDDIE MAC DIVIDEND PURCHASE 3/17 SOLD GENERAL ELECTRIC DIVIDEND SOLD 11/3 GEN PROBE INC NONE GOLAR ING LTD NONE PURCHASE 3/18 HOME DEPOT INC DIVIDEND PARTIAL SALE 11/3 HONEYWELL DIVIDEND SOLD 11/3 INTERNATIONAL BUSINESS MACHINES DIVIDEND PURCHASE 3/17 PURCHASE 715 ISHARES DIVIDEND SOLD 11/3 JOHNSON JOHNSON DIVIDEND PARTIAL SALE 4/1 PARTIAL SALE 8/3 PARTIAL SALE 11/3 
KINDER MORGAN ENERGY DIVIDEND SOLD 2/18 
LABORATORY CORP AMER HLDGS NONE PURCHASE 3/17 GROSS VALUE 
 
INCOME DURING END REPORTING 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
 
-- ---------------------------------- 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN (A-H) CODE METHOD CODE CODE 
 
(Q-W) -P) (A-H) PRIVATE) 
--------------------------------------------------------------------------------------------__ ,.. ___ 
SOLD 12/15 
LIBERTY MEDIA CORP 	NONE PURCHASE 3/18 
SPUN OFF DISCOVERY HOLDINGS 7126 SEE LINE ABOVE) 
100 SOLD 10/6 
101 LUCENT TECHNOLOGIES CONV PREFD SETTLMNT 
PROCEEDS 
102 MBIA NONE PURCHASE 10/6 
103 MBNA CORP DIVIDEND PARTIAL SALE 4/1 
104 PARTIAL SALE 11/3 
105 MEDCO HEAL NONE SOLD 11/3 
106 MEDTRONIC INC DIVIDEND 
107 MEMORY PHARMACEUTICALS NONE SOLD 8/3 
108 MERCK DIVIDEND SOLD 11/3 
109 MICROSOFT NONE SOLD 11/3 
110 MIDCAP SPDR DIVIDEND SOLD 11/3 
 
 
NONE 
111 NEWFIELD EXPLORATION 
 
PURCHASE 
112 NEWS CORP DIVIDEND PURCHASE 3/17 GROSS VALUE 
INCOME DURING END REPORTING DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY (A-H) CODE METHOD CODE CODE (IF (A-H) PRIVATE) 
 
113 OCCIDENTAL PETE CORP NONE PURCHASE 12/30 
114 OLSTEIN FINANCIAL ALERT FUND MUTUAL FUND) DIVIDEND PURCHASE 12/14 
115 PEPSICO DIVIDEND 
116 PETROLEO BRASILEIRO DIVIDEND PURCHASE 3/17 
117 PARTIAL SALE 12/30 
118 ALTRIA GROUP -IRA ACCOUNT DIVIDEND 
 
119 PITNEY BOWES DIVIDEND SOLD 11/3 
120 PNC FINANCIAL SERVICES NONE SOLD 11/3 
121 PROCTOR GAMBLE DIVIDEND SOLD 11/3 
122 SBC COMMUNICATIONS DIVIDEND SOLD 11/3 
123 SHIP FINANCE INTERNATIONAL LTD DIVIDEND PURCHASE 4/14 
124 SONIC CORP NONE PARTIAL SALE 11/3 
125 PARTIAL SALE 11/4 
126 SPRINT NEXTEL CORP FKA SPRINT CORP) DIVIDEND PURCHASE 3/17 
127 STRYKER CORP DIVIDEND 
 
128 SUNCOR ENERGY DIVIDEND PURCHASE 
129 SYSCO CORP DIVIDEND SOLD 11/3 GROSS VALUE 
INCOME DURING END REPORTING DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
_.. 
AMT CODE (4) TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY 
(A-H) CODE METHOD 	CODE CODE (IF 
(A-H) 
PRIVATE) 
___ ---------------------------------------------------------------------	------------------------------ 
130 TBS INTERNATIONAL LTD 	NONE PURCHASE 6/29 
131 	PURCHASE 
132 SOLD 12/15 133 TYCO CORP DIVIDEND SOLD 11/3 
UNITED TECH CORP DIVIDEND PARTIAL SALE 11/3 UNUMPROVIDENT DIVIDEND PURCHASE 3/17 
136 VALERO ENERGY DIVIDEND PURCHASE 3/17 137 PURCHASE 4/1 138 VERIZON COMMUNICATIONS DIVIDEND SOLD 3/15 (SEE NOTE SECTION VllO 139 SOLD 11/3 140 VODAFONE GROUP NONE PURCHASE 12/15 
 
141 WAL MART STORES DIVIDEND PARTIAL SALE 
PARTIAL SALE 
143 PARTIAL SALE 11/3 144 WELLS FARGO NONE PURCHASE 12/15 145 WEYERHAEUSER DIVIDEND PURCHASE 3/17 146 XTO ENERGY CORP DIVIDEND PURCHASE 4/1 
GROSS VALUE 
 
INCOME DURING END REPORTING DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY 
(A-H) CODE METHOD CODE CODE (IF -P) (Q-W) -P) (AH) PRIVATE) 
---------------------------------- ----- --- ------- ---- ---- ----- 
BONDS/US GOVT TBILLS 
 
147 GENERAL ELECTRIC BOND INTEREST 
148 GMAC BONDS INTEREST PUT BOND 11/16 
149 ITT FINANCIAL CORP BOND INTEREST 
150 TREASURY BILL INTEREST PURCHAS.E 
5/12 151 REDEEMED 6/13 CASH/INVESTMENT/MONEY MARKET ACCOUNTS 152 BEAR STEARNS TEMPFUND BEAR STEARNS -IRA CASH) INTEREST 
GOLDMAN SACHS INST ASSETS FEDL PORTFOLIO DIVIDEND 
CITIBANK CHECKING ACCOUNT FOUNDATION NONE 
 
 
155 CITIBANK INTEREST CHECKING A/C INTEREST 156 MSIF MONEY MARKET INTEREST 157 CITIBANK CHECKING ACCOUNT NONE 
 
158 CITIBANK ASSET ACCOUNT NONE 159 CITIBANK CASH RESERVE ACCOUNT INTEREST 160 CITIBANK INTEREST CHECKING ACCOUNT# INTEREST OPENED ACCOUNT 12/16 161 BEAR, STEARNS ACCOUNT NONE SEE NOTE SECTION VIII) 162 NEUBERGER BERMAN INSTL LIQDTY SER INSTL CASH DIVIDEND OPENED ACCOUNT 3/11 GROSS VALUE 
INCOME DURING END REPORTING DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
--------- 
______.. ____ (4) 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY (A-H) CODE METHOD CODE CODE (IF -P) (A-H) PRIVATE) 
---- ------------------.. ------------ ----- ------------ --- _____ ,.._ ---- 
163 BLACKROCK FUNDS MONEY MARKET DIVIDEND OPENED ACCOUNT 4/29 
164 CLOSED ACCOUNT 11/30 
165 DEUTSCHE BANK ALEX BROWN MONEY MARKET INTEREST 
166 FOUNDATION COMMON STOCKS ABBOTT LABORATORIES DIVIDEND 
167 ALTRIA GROUP INC DIVIDEND 
168 ANHEUSER BUSCH COS INC DIVIDEND 
169 BANK AMERICA DIVIDEND 
170 DYERSBURG CORP NONE 
171 GENERAL ELECTRIC DIVIDEND 
172 MBNA (SEE NOTE SECTION VllO DIVIDEND SOLD 11/18 
173 UNITED TECHNOLOGIES CORP DIVIDEND 
174 INVESTMENTS NON-PUBLIC COMPANIES ARIZONA SNOWBOWL (AKA SUNWEST HOLDINGS) (SEE NOTE SECTION VllO NOTES SE6TION NONE DISTRIBUTION 3/22 
 
175 ENTERTAINMENT ACQUISITION (SEE NOTES SECTION VIII) K-1 DISTR 
176 CARTOON CUTS (SEE NOTE SECTION VllO NONE 
 
 
 
TRANSACTIONS DURING REPORTING PERIOD 
GROSS VALUE 
INCOME DURING END REPORTING 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD 
 
-- -------------------------- 5)( 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY (A-H) CODE METHOD CODE CODE (IF 
PRIVATE)P) (Q-VV) (AH) 
-------------------------------------------------------------------------------------------------------- 
177 ROCHE SPORTS LLC (SEE NOTES SECTION VIII) 
178 COSMOS PARTNERS FKA EVALUATION ASSOCIATES) (SEE NOTE SECTION VIII) 179 
180 
181 
182 MOORINGS/NAUTICAL HOLDINGS MOORINGSNIKING) (SEE NOTES SECTION VIII) 
183 NEW RIVER/BEAVERTOWN (SEE NOTE SECTION VllO 
184 TAMPA BAY DEVIL RAYS (SEE NOTES SECTION VIII) 
185 FRESH DIRECT 
186 OFFIT HALL (SEE NOTE SECTION VIII) 
187 OPUS MEDIA PARTNERS SEE NOTE SECTION VIII) 
188 BEAR STEARNS MERCHANT BANK (SEE NOTES SECTION VIII) 189 
190 K-1 DISTR DISTRIBUTION NOTE PROCEEDS ADDITIONAL SALE PROCEEDS DISTRIBUTION 1/14 1/14 3/23 6/15 
NONE NONE K-1 DISTR DISTRIBUTION 4/1 
NONE ADDITIONAL INVESTMENT 6/28 INT/DIV/ K-1 DISTR ADDITIONAL INVESTMENT RETURN CAPITAL ADDITIONAL INVESTMENT 1/21 1/21 3122 
 
 
 
Kimba Wood 
___ DESCRIPTION ASSETS ... -------------------------------------- INCOME DURING REPORTING PERIOD ------ GROSS VALUE END REPORTING PERIOD --- TRANSACTIONS DURING REPORTING PERIOD ----------- (4) 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY (A-H) CODE METHOD CODE CODE 
PRIVATE) 
 
192 ADDITIONAL INVESTMENT 5/13 
193 RETURN CAPITAL 5/13 
194 ADDITIONAL INVESTMENT 7127 
195 RETURN CAPITAL 7127 
196 DISTRIBUTION 7127 
197 ADDITIONAL INVESTMENT 9/30 
198 DISTRIBUTION 9/30 
199 ADDITIONAL INVESTMENT 11/1 
200 BIRDS EYE FOODS FKA AGRILINK) NONE 
(SEE NOTE SECTION VIII) 
201 ADVANCED ORGANICS NONE RETURN CAPITAL 10/26 
(SEE NOTES SECTION VIII) 
202 BORDER MEDIA NONE 
(SEE NOTE SECTION VIII) 
203 AEARO Fl