Kristi K. DuBose – 2006
Category:Federal Judges
Number of Pages:7
Date Created:September 14, 2007
Date Uploaded to the Library:October 12, 2014
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SELF l_NITIATED UNITED STATES DISTRICT COURT SOUTHERN DISTRICT ALABAMA AMENDMENT UNITED STATES COURTHOUSE 113 ST. JOSEPH STREET MOBILE, ALABAMA 36602 KRISTI DUBOSE UNITED STATES DISTRICT JUDGE (251) 690-2020 May 14, 2007 Honorable Ortrie Smith Chair Committee Financial Disclosure Administrative Office Courts One Columbus Circle, Washington, 20544 Re: Financial Disclosure Dear Judge Smith, Thank you for your letter May 2007, advising the need for additional information order for financial disclosure complete. Specifically, per your instruction, need amend Part VII, page line asJolloVs:;_.-. Merrill Lynch -IRA Mutual Funds: Munder Midcap Core AEW Real Estate Fund American Growth Fund AOIO Government Act 1978 Rev. 112007 FOR CALENDAR YEAR 2006 U.S.C. app. JOI-I middle initial) DuBose, Kristi Person Reporting (last name, Court Organization U.S. District Court S.D. Date Report 04/10/2007 rst, Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge Active Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2006 12/31/2006 cations Sb. Amended Report Chambers Office Address 113 St. Joseph Street Mobile, 36602 the basis the information contained this Report and any modifipertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-IJ ofinstructwns.) NONE (No reportable positions.) Trustee Revocable Trust II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) [!] NONE (No reportable agreements.) Date Report DuBose, Kristi 04/10/2007 Ill. N-INVESTMENT ME, (Reporting individual and spouse; see pp. 17-14 instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) SOURCE AND TYPE (yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 2006 self-employed -utility power products distributor IV, REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) DESCRIPTION DuBose, Kristi 04/10/2007 V GIFTS. (Includes those spouse and dependent children. See pp. 28-3I instructions.) DESCRIPTION VALUE VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) NONE (No reportable liabilities.) CREDITOR First Gulf Bank -Fairhope, line credit for UPI, Inc. (personally guaranteed) Merrill Lynch letter credit for escrow account 04/10/2007 DuBose, Kristi VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Cod.e Income during reporting period Gross value end reporting period (I) Amount Code (A-H) (2) Type (e.g. div., rent, int.) (I) Value (J-P) (2) Value Method Code (Q-W) (I) Type (e.g. buy, sell, redemption) (2) Date Month Day Transactions during reporting period (3) (4) (5) Value Gain Identity Code Code buyer/seller (J-P) (A-H) (if private transaction) Regions Bank-CD Interest Region Bank Interest Region Bank IRA Interest Treasury Bonds Interest buy month treasury Merrill Lynch-Municipal Bonds Interest Merrill Lynch-IRA Colonial Properties Dividend Hatfield and Company Rent Utility Power Incorporated Dividend 10. Hartford Inflation Plus Mutual Fund Dividend Revocable Trust 12. 13. 14. 15. 16. 17. Income Gain Codes; =$1,000 less =Sl,001 -$2,500 =$2,501 -$5,000 0=$5,001-$!5,000 =$15,001 -$50,000 (See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 (See Columns and 03) =$250,001 -$500,000 =$500,001 -Sl,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market (See Column C2) =Appraisal V=Other =Assessment =Book Value =Estimated 04/10/2007 DuBose, Kristi VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate parto[Report.) Part VII #11-The Revocable Trust unfunded Part VII #4( d)(2) these are purchased monthly basis DuBose, Kristi 04/10/2007 IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. 501 et. seq., U.S.C. 7353, and Judicial Conference regulations. Signature NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app. 104) FILING INSTRUCTIONS Mail signed original and additional copies to: Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544