Lawrence M McKenna Financial Disclosure Report for 2003
Number of Pages:6
Date Created:February 2, 2005
Date Uploaded to the Library:November 13, 2013
Autogenerated text from PDF
Calendar Year 2003 Person Reporting (Last name,first, middle initial) MCKENNA, LAWRENCE Title -(Article /I/judges indicate active se.nior status; magistrate judges indicate full-or part-time) District Judge (Senior) Chambers Office Address United States District Court 500 Pearl Street (1640) New York, N.Y. 10007 Court Organization Date Report Southern District New York 05/14/2004 Report Type (check type) Reporting Period 01/01/2003 -Nomination, Date 12/31/2003 Initial Annual Final the basis the information contained this Report and any modllication1 pertaining thereto, oplnloa, compliance with applicable laws and regulatiou. Reviewing Officer Date IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checlcing the NONE box for._ each section where you have reportable information. Sign the lastpage. POSmON NAME ORGANIZATION ENTITY NONE (No reportable positions.) ADMINISTRATOR ESTAT CJ) ... ::0 II. AGREEMENTS (Reporting individual only: see pp.l 4-16 Instructions.) fTI r-.,, DATE PARTIES AND TERMS Cf)Z c:> NONE (No reportable agreements.) ......., ::o:z! ..... .,, rrt 5 NON-INVESTMENT INCOME DATE (Reportillg individual and spouse; see pp. 7-24 InstructioM.) SOURCE AND TYPE NONE (No reportable non-investment income.) GROSS INCOME (yours, not spouse's) Self-employed (lawyer) Namcof PersonR.eponing Date ofReport ' MCKENNA, LAWRENCE 05/14/2004 IV. REIMBURSEMENTS transportation, lodging, food, entertainment. (Includes those spouse and dependent children. See pp. 25-28 /nstructionsJ SOURCE NONE (No such reportable reimbursements.) DESCRIPTION GIFTS -(Includes those spouse and dependent childnm. See pp. 29-32 Instructions.) NONE SOURCE (No such reportable gifts.) DESCRIPTION VALUE VI. UABILITIES (Includes those spouse and dependent children. See 33-35 Instructions.) CREDITOR DESCRIPTION VALUE CODE* NONE (No reportable liabilities.) CITIBANK LOAN VAL CODES:J=S15,000 less 0=$500,001-S1,000,000 K=Sl5,00!-$50,000 1,000,001-$5,000,000 L=SS0,001 $100,000 P2=$5,000,001-$25,000,000 M=SI00,001-$250,000 P3=S25,000,001-SS0,000,000 N=S250,001-$500,000 P4=$50,000,00I more Name Person Reporting Date Report MCKENNA, LAWRENCE 05/14/2004 (Includes those spouse and VII. Page INVESTMENTS and TRUSTS -income, value, transactions dependent children. See pp. 36-54 Instructions.) Description (including trust assets) Pia "(X)" after each asset exempt from prior disclosure. MERCK (Common (Stock Invest . Plan) CISCO SYSTEMS. (Common) AVAYA (Common) Inc/Gain Codes: ,000 less (Col. Bl, 04) F=SS0,001-$100,000 Val Codes: J=SlS,000 less (Col.Cl,03) 0=$500,001-$1,000,000 Val Mth Codes: Q=Appraisal (Col. C.2) U=Book Value Income during reporting period (1) (2) Amount Type Code (e.g. (A-H) dividend, rent 8=$1,001-$2,500 G=S 100,00I-S1,000,000 K=S 15,001-$50,000 Gross value Transactions during reporting period end reporting period (1) Value Value Type Code Method (e.g., buy, (J-P) Code sell, partial (Q-W) sale, C=$2,501-S5,000 =$1,000,001-$5,000,000 not exempt from disclOSW"C (2) (3) (4) (5) Date: Value Identity Month-Code buyer/seller 0=$5,001-$15,000 E=Sl5,001-S50,000 H2=$5,000,001 more L=S50,001-Sl 00,000 M=Sl 00,001-$250,000 N=$250,001-SSOO,OOO =$1,000,001-$5,000,000 P2=SS,000,00 l-$25,000,000 P3=$25,000,001 SS0,000,000 P4=$50,000,00 more R=Cost (real estate only) S=Assessment T=Cash/Market V=Other W=Estimated (Includes those qJOuse and Name Person Reporting Date Report McKENNA, LAWRENCE 05/14/2004 VII. Page INVESTMENTS and TRUSTS -income, value, transactions Description Assets (including trust assets) Income during Gross value Transactions during reporting period reporting period end reportin -period (1) (2) (1) Amoun (1) not exempt from disclosure Yalue Value Place "(X)" after each asset (3) (4) (5) Code (e.g., Code Method (e.g., buy, exeittP.l from prior disclosure. Gain Identity (A-H) dividend, (J-P) Code sell, partial Date: Value Code rent (Q-W) sale, Month-Code buyer/seller interest) merger, Day (ifprivate (A-H) redemption) transaction) DNONE (No reportable incomc,assets, transactions.) FIDELITY CASH RESERVES AGERE (Class (Common AGERE (Class (COillmon) Interest None None FIDELITY STRUCTURED MIDCAP GROWTH (Fund) -22 PHARMACIA (Common) MONSANTO (Common) None Dividend Dividend EASTMAN KODAK (Common) (Stock Invest. Plan) H.J. HEINZ (Common) (Stock Invest. Plan) MEDCO HEALTH (Common) Dividend Dividend None Buy Buy Spin-off 5/23 5/29 8/19 FORD MOTOR (Preferred) Dividend Buy 7/7 PFIZER (Common) Dividend Spin-off 4/16 FIDELITY STRUCTURED MIDCAP (Fund) FIDELITY GROWTH rNCCJIE: (Fund) SPARTANNYMtJNI INCCl!E (Fund) None Q:j.vidend Dividend Buy Buy -Buy 2/10 5/29 5/29 FIDELITY CONTRA FOND (Fund) Dividend Buy 11/10 lnc/Gam Codes: $1,000 lessI (Col. Bl, 04) F..$50,001-$100,000 B=Sl .001-$2,SOO 0=$100,001-$1,000,000 Cc$2,501-$5,000 Hlc$1,000,001-S5,000,000 0=$5,001$15,000 H2=$5,000,001 more E=Sl5,001-$50,000 Val Codes: (Col. Cl, 03) J=$15,000 less 0=$500,001$1,000,000 K=Sl 5,001-S50,000 L==$50,001-$100,000 M=Sl00,001-$250,000 N=S2S0,001-$500,000 1=$1,000,001-$5,000,000 P2=S5,000,001-$25,000,000 P3=$25,000,001-$50,000,000 P4=$50,000,001 more Val Mth Codes: Q=Appraisal R=Cost (real estate only) S=Assessmcnt T-Cash/Market (Col. C2) U=Book Value V=Othcr W=Estimatcd VIII. ADDmONAL INFORMATION EXPLANATIONS. (Indicate part report.) certify-that all the information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and C0111Plete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which section 501 et. 5u.s.c. 7353 Note: Any individual who knowingly and wilfully falsifies fails file this report may be-subject civil and criminal sanctions o.s.c. App. Section 14).