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Judicial Watch • Leslie E. Kobayashi – 2010

Leslie E. Kobayashi – 2010

Leslie E. Kobayashi – 2010

Page 1: Leslie E. Kobayashi – 2010

Category:Federal Judges

Number of Pages:12

Date Created:September 12, 2013

Date Uploaded to the Library:November 11, 2014

Tags:Leslie E Kobayashi, Kobayashi, Leslie, Growth, Estate, 2010, assets, transactions, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. 112011 Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. opp. 101-111) Person Reporting (last name, first, middle initial) Kobayashi,, Leslie Court Organization USDC, District Hawaii Date Report 08/11/201 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) United States Magistrate Judge Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address United States Courthouse 300 Ala Moana Blvd. Rm. C-353 Honolulu, Hawaii 96850 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORT ANT TES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! NS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
Kobayashi, Leslie II. N-INVE TMENT ME. (Reporting individual and spouse; see pp. 17-U filing instructions.) Filers Non-Investment Income 
[{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME 
(yours, not spouses) Spouses Non-Investment Income -lf you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 2010 State Hawaii, Judiciary -Salary 
 
 
IV. REIMBURSEMENTS -transportation, /odging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. (lnclutles those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION City Bank Line Credit 
 
VALUE CODE 
First Hawaiian Bank Line Credit 
 
 
 
Name Person Reporting 
[)ate Report 
 
08/11/2011 
VII. INVESTMENTS and TRUSTS income, value, transactions  NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) (I) (2) (2) (3) 
(4) (5) 
Place (X) after each asset Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mmldd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) IRA Rollover Int./Div. -Morgan Stanley Bank -MS Liquid Asset Fund -AIM Developing Markets -Allianz NFJ SM-CAP Value Buy 01/08/10 Sold (part) 10/12/10 -Amer Cent Intl Grw Adv Buy 01/08/10 -American EuroPacafic Grw Buy 11/16/10 -Amercian America Buy 11/09/10 
IO. -Blackrock Bond PTF SVC Buy (add!) 01/19/10 
11. -Blackrock Equity Dividend Buy (add!) 01/19/10 
12. -Dryden Term Corp Buy (add!) 01/29/10 
13. -DWS Large Cap Value Buy (add!) 01/29/10 
14. -DWS Dreman Small Cap Val Buy 01/08/10 
15. -DWS RREEF Real Estate Sec Buy (addI) 01/29/10 
16. -Fidelity Adv Lvgd Cmpany Stk Buy (add!) 01/27/10 
17. -Ivy Large Cap Grw Buy 01/08/10 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,00 -$15,000 =$t5,00I -$50,000 
(Sec Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100.000 =$100.001 -$250.000 
(Sec Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25.000.000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
VII. INVESTMENTS and -income, value, transactions r1nc1udes those spouse and dependent d1ildren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) (I) (2) (I) (3) (4) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mmldd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
 
transaction) 
18. -Jennison Mid Cap Growth Buy (addI) 01/29/10 
19. -Lazard Emerging Markets Open Buy (addI) 01/19/10 
20. -Legg Mason Ptners Hiyld Buy (add!) 10/08/10 
21. -Managers AMG ESS SM/MI Buy 01/08/10 
22. -Mainstay leap Select Equity Buy 01/08/10 
23. Buy (add!) 11/09/10 
24. -Mainstay Large Cap Grw Buy 01/08/10 
25. Buy (addI) 11/09/10 
26. -MFS Limited Maturity (Mutual Fund) Buy (addl) 01/19/10 
27. -MFS Limited Maturity Buy 11/02/10 
28. -MFS Value Buy 01/19/10 
29. -Perkins MID CAP VAL INV Buy 01/19/10 
30. -PIMCO Low Duration Buy 01/08/10 
31. -PIMCO Real Return Buy 02/17/10 
32. -Prudential Jennison Buy 06/23/10 
33. -Prudential Sht Trm Corp Buy 06/07/10 
34. -Safeway Inc. (Common Stock) lncomc Gain Codes: =$1,000 less =$1,00J -$2,500 =$2,501 -$5,000 =$5,00 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$I 00,00 -$250,000 
(Sec Columns andD3) =$250.001 -$500,000 =$500,00 -$1,000,000 =$1,000,001. $5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -sso.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions (lnc/utles those spouse anti dependent clriltlren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reponing period 
(including trust assets) reponing period reporting period 
 
(I) (2) (2) (I) (2) (3) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
35. -Seligman Emerging Markets 
36. Rowe Price Mid Cap Adv 
37. -Templeton Foreign Fund 
38. -TCW Total Ret Buy (add!) 01/27/10 
39. -Threadneedle Emerg Mkts Buy 01/20/10 
40. -Western Asset Core Plus Buy (add!) 11/17/10 
41. Honolulu FCU Interest 
42. McDonalds Corp. (Common Stock) Dividend 
43. Coverdell ESA Int./Div. 
44. -MS Liquid Asset Fund 
45. -MS Focus Growth Buy (add!) 01/07/10 
46. Morgan Stanley Smith Barney UTMA Account Int./Div. 
47. -MS Liquid Asset Fund 
48. -Morgan Stanley Bank 
49. -Walt Disney Hldg Co. 
50. Virtus Strategic Grw (Mutual Fund) None 
51. IRA Account lnt./Div. lntome Gain Codes: A=$1,000 less B=$1,00l -$2,500 =$2,50 -$5,000 D=$5,00l -$15,000 E=$15,00l -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,00  $1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 Jess K=$15.001 -$50,000 =$50,001 -$100,000 =$I 00,00 -$250,000 
(Sec Columns and DJ) N=$250,00 -$500,000 0=$500,00 -$I ,000,000 =$1,000,00 -$5,000,000 =$5,000,00  $25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) S=Assessment T=Cash Market 
(Sec Column C2) U=Book Value =Other W=Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent cllildren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
(including trust assets) reporting period ofreporting period 
 
Transactions during reporting period 
(I) 
(!) 
(I) 
(4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
 
 
transaction) 
52. -MS Liquid Asset Fund 
53. -Morgan Stanley Bank 
54. -Safeway Inc. (stock) 
55. -AIM Constellation Buy (add!) 02/09/10 
56. -Allianz NFJ Intl Value Buy 06/11/10 
57. Buy (add!) 11/02/IO 
58. -American Century Growth Advantage Buy (addI) 11/02/10 
59. -DWS Real Esate Sec Mutual Fund) 
60. -Enterprise Group Fund Growth 
61. -Fidelity Adv Lvgd Company Stk Buy (add!) 11/09/IO 
62. -Focus Growth Fund 
63. -IM Enterprise Growth 
64. -Invesco Constellation Buy 06/29/10 
65. -Invesco Div Secur ities Buy 06/29/10 
66. -Invesco GLB DIV Secur Buy 06/29/10 
67. -MS Capital Opportunities Buy 01/07110 
68. Buy (add!) 06/02/10 Jncomc Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Colunms and D4) =$50.001 -$100,000 =$1 00,001 -$1,000,000 =$1,000,00I -$5,000,000 =More than $5,000,000 Value Codes 5,000 less =$15,00 -$50,000 =$50,001 -$100,000 =$100,00 -$250,000 
(Sec Columns and D3) =$250.001 -$500.000 =$500,00I -$I .000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00  $50.000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Markel 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
 
Name Person Reporting 
Date Report 
Kobayashi,, Leslie 
08/11/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes tlwse spouse and dependent clii/dren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
(!) 
(2) (I) 
(I) 
(2) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
69. -MS Dividend Grwth Securities Buy (addI) 01/07/10 
70. -MS Focus Growth Buy 01/11/10 
71. Buy (addI) 06/02/10 
72. -MS Global Dividend Grwth Sec B(tkn MSDW) Buy (add!) 01/11/10 
73. -MS Strategist Fund (tkn MSDW) Buy (add!) Ol/11/10 
74. Buy (add!) 06/22/10 
75. -MSDW Dividend Growth 
76. -MS Global Advantage Fund 
77. -MS Global Dividend Grwth Sec 
78. -MS Mid-Cap Grwoth 
79. -MFS Value Buy (addI) 11/09/10 
80. -MS Limited Maturity Fund (Mutual Fund) 
81. -MSDW Dividend Growth Fund 
82. -MSDW Small Cap Growth Fund 
83. -MSDW Aggressive Equity Fund 
84. -MSDW Competitive Edge Fund 
85. -MSDW Oppotumity Fund Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001-$100,000 =$100,001-$1,000,000 =$1,000,001 -$5,000,0oo H2=More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 P2=$5,000,001 -$25,000,000 =$25,000,001 -$50.000.000 =More than $50,000,000 Value Mchod Codes =Appraisal R=Cost(Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end Transactions during reporting period (including trust assets) reporting period 
{l) (1) {l) 
(5) 
(3) 
(4) 
Place (X) after each asset Amount Value Value Type (e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code 
Code buyer/seller 
Code2 Method buy, sell, mm/dd/yy Code 
(A-H) (if private 
(A-H) (J-P) Code3 redemption) (J-P) 
 
transaction) 
86. -MSDW Growth Securities 
87. -MSDW Global Dividend Growth 
88. -MSDW Competitive Edge Bip 
89. -Perkins Mid Cap Val Div Buy (addI) 12/01/10 
90. -Pimco Low Duration Buy (addI) 11/30/10 
91. -Pimco Small Cap Value 
92. -Phoenix Al-Cap Growth 
93. -Phoenix Engermann Growth 
94. -Salomon Yid 
95. -Strategist Fund 
96. General Electric Co. (stock) None 
97. ING ESII Annuity None 
 
98. CollegeBoundfund (Not self-directed) None 
99. Wachovia Securities-Franklin Bank Certificate Deposit Interest Matured 01/15/10 
100. indyMac Bank Certificate Deposit Interest Buy (add!) 01/15/10 
IOI. Amer Exp Centurion Certificate Deposit Interest Buy 10/28/10 
102. Honolulu Waterwater Sys Bond None Buy 10/28110 lncomc Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50I -$5,000 D=$5,00l -$15,000 =$15,00t -$50,000 (See Columns and D4) =$50.001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 
Value Codes =$15.000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
 
(See Columns and D3) =$250.001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50.000.000 =More than $50,000,000 
Value Method Codes =Cost (Real Estate Only) =Cash Market =Appraisal =Assessment 
(Sec Column C2) Book Value =Other =Estimated 
 
 
 
 
 
Name Person Reporting 
Date lteport 
Kobayashi,, Leslie 
08/11/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes tlwse spouse and dependent c11i1Jren; PP 14-60 tJ/filin1:instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
(I) (2) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code2 
Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) 
(A-H) (if private 
transaction) 
(Q-W) 
103. Equally Weighted SP 500 None Buy (addl) 01/14/10 
104. Sold (part) 01/29/10 
105. Buy (add!) 02/22/10 
106. United States Savings Bonds Series None 
107. Wells Fargo Bank Interest Income Gain Codes: =$I ,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,00t -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$I ,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$I 5,000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$100,00 -$250,000 
(Sec Colunms and D3) =$250.001 -$500,000 =$500,00 -$I ,000,000 =$I .000.00 -$5,000,000 =$5,000,00 -$25.000.000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value McLhod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Markel 
(Sec Column C2) Book Value =Other =Estimalcd 
 
 
 
 
Date Report 
Name Person Reporting 
08/11/2011 
Kobayashi,, Leslie 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepar/ofreporl.) 
 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Leslie Kobayashi, 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544