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Judicial Watch • Lewis A. Kaplan – 2006

Lewis A. Kaplan – 2006

Lewis A. Kaplan – 2006

Page 1: Lewis A. Kaplan – 2006

Category:Federal Judges

Number of Pages:13

Date Created:September 10, 2007

Date Uploaded to the Library:November 07, 2014

Tags:PtRedempt, Kaplan, Lewis A Kaplan, Lewis, Distribution, 2006, assets, INVESTMENTS, TRUSTS, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


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AOlO Government Act 978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-1I Penon Reporting (Jut name, lint, middle initial) Kaplan, Lewis Coart Orpaintloa U.S. District Court, S.D.N.Y. Date Report 7/12/2007 Title (Article jadges indicate active senior status; magistrate judges indicate fall-or part-time) United States District Judge Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2006 1213112006 
Sb. Amended Report Cbamben Oftlce Address U.S. Courthouse 500 Pearl Street New York, 10007 the buia the information contained this Report and any modilicatlom pertaiaiag thereto, ii, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORT ANT NOTES: The instructions accompanying this fon11 must befollowed. Comple# aUparts, clleckillg the NONE box/or eachpart w/lett! yo11 /lave reportable lnfollfUdlon. Sign last page. POSITI NS. (Rqx1ing inllMdlull only; seepp. 9-13 ofimlnu:liorls.) NONE (No reportable positions.) Partner 	Handy Place Investment Partnership 
Trustee 	Trust u/w/o ,....., -;-! 
(J) --- ,,....,,,, 
C:l ,-; 
a:::: 
II. AGREEMENTS. (RqHWting intlivilhulJ only; see pp. U-16 instructions.) 	... c:::. 
(/) :: - 
[2ij NONE (No reportable agreements.) 	::::O-_Jrrl )>.,, ..,, fTl +:. 
 
7/12/2007 
Kaplan, Lewis 
III. NON-INVESTMENT COME. (Rt!pOltbtg illiivilbull 11114 spo-; seepp. 17-24 o/btstnu:titnts.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 
 
$15.44 coltlpkt4 t1tis section. 
 
(yours, not spouses) 
Various Pension retirement plan pmts -pension plans for benefit retirees Random House, Inc. 
12-14-06 Class action settlement payment 
 
 
IV. REIMBURSEMENTS -transpo1on, lodging, food, entatalnment. (Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) 
 
 
Travel, lodging and meals attend meeting Section Council, Dana Point, CA, 8/2006 GIFTS. (IJU:buks tlwse tospome 1111 cllilllttlr. Seepp.18-31 o/btstnu:tiolu.) 
[Kl NONE (No reportable gifts.) 
 
 
 
VI. LIABILITIES. (IJU:liula t/tose spouse dependent children. Seepp. 31-33 instnlcdon) 
[Kl NONE (No reportable liabilities.) 
 
7/12/2007 
Kaplan, Lewis 
VII. INVESTMENTS and TRUSTS -1--. Nbu, lnlllHctiollS (IuWes oft11e SJ>OflM 111111 Upa4mt cllilllntt. Stt pp. 34-611 offtlbtgbr.strucdou.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (JC) after each asset exempt ftom prior disclosure Income during reporting period Gross value end reporting period Tnmsactions during reporting period 
(1) (2) (I) (2) (I) (2) (3) (4) (S) 
Amount Typc(e.g. Value Value Typc(e.g. Date Value Gain Identity 
Code div., rent, Code2 Method buy, sell, Month Code2 Code! buyer/seller 
(A-H) int) (J-P) Code3 redemption) Day (J-P) (A-H) (if private 
(Q-W) ttansaction) Citibank accounts Interest Kinderhook CSD Interest None NYS Pwr Ser S.875 Interest None NYS Pwr S.375 Interest PtRedempt 1-3 Sell 4-25 NYSPwrASerGPS.S Interest None SerF S.S Interest PtRedempt 1-3 Trust Ser Interest PtRedempt 2-27 PtRedempt 3-27 
10. PtRedempt 4-25 
 
11. 
PtRedempt 7-25 
 
12. 
PtRedept 8-25 
 
13. 
PtRedempt 12-26 
 
14. 
PtRedempt 12-29 
 
 
 
IS. 1986 EES lim pin None None 
16. HandyPlace Invest Part None None 
17. Westchester S.6 Interest None Income