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Judicial Watch • Marilyn L. Huff – 2003

Marilyn L. Huff – 2003

Marilyn L. Huff – 2003

Page 1: Marilyn L. Huff – 2003

Category:Federal Judges

Number of Pages:28

Date Created:February 2, 2005

Date Uploaded to the Library:November 02, 2014

Tags:Marilyn L Huff, MARILYN, Bought, Gross, 2003, assets, TRUSTS, Codes, dividend, disclosure, reporting, report, Federal Judge, income, Judge


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Report RLquired the Ethics Government Act 1978 Calendar Year 2003 U.S.C. app.  101-11 Person Reprnting (Last name, First n,me, Middle initial) Court Organization Date Report 
HUFF, MARILYN USDC, SOUTHERN DIST. CALIF. Title (Alrticle 1Il Judges indicate active senior stab.Js; ReportType (check appropriate type) Reporting Period 
magistrate ud1 indicate full-or parl-time) NomitWion. Date 11112003 
ACTIVE DISTRICT JUDGE Initial c!) Anmuat ()Final llo 2/3 l/20Q_3_ Chambe1 o:r Office Address the basis the information contained this Report and any 
940 FRONT STREET modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. 
SAN DIEGO, 92101-8901 
 
INCPORTANT NOTES: The instructions accompanying this fonn must followed. Complete all parts, checking the NONEbox for each part where you have reportabl foformation. Sign last page. POSITIONS. (Reportingindividual only; see pp. 9-13 offiling instructions) NONE -(No reportable pc1sitions.) c::> --:.n ....:: 
,,..,:..], 
 
t..O ;.-1l 
::: .., 
1:-:  IJl 
._.:: 
II. AGREEl1ENTS. {R!eponingindividual only; see pp. 14-16 filing instructions) !:) :.r:w-.._, 
;-::r=-.... NONI  (No reportable aton:ements.) -., ... 
of 
..J::. NOTIIING REPORT 
 
HUFF, MAYN lll/2004 
fil. NON-Il1VESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 filing instructions) Fileirs Non-Investment ln1i:om NONE -(Noreportablei:on-investment income.} SOURCE AND TYPE GROSS INCOME (yoms, not spouses) SpolllsE:s Non-Investment Income -(ffyou were married during any portion the reporting year, please complete this section. (dollar amount not required except for honoraria) NON] -(No reportable n)}l-investment income.) Gray Cary Ware Frcidenricb REINIBURSEMENTS -transportation, lodging. rood, entertainment. 
(includes those spouse and dependent children. See pp. 25-27 instructions.) 
[ ONJ:i: -(No such reportable rcimbwsements.) 
 
 
Name Person Reporting HUFF, MARILYN 
.FINMCIAL DISCLOS10RE REPORT 
111112004 GIFTS. (Includes those spouse and dependent children. Sec pp. 28-31 ofinstructions.) O:lffi; {No such reportable gifts.) 
 
VI. LIA.BllLITIES. (Includes those spouse and dependent children. See pp. 32-34 instructions.) NONE -(Noreportableliabillities.) CREDITOR Chase Manhattan Share real estate mortgage VALUE Union Bank Real estate mortgage 
 
Date Report 
Name Person Reporting 
11/1/2004 
HUFF, MARILYN 
-income, wlue. tnmscatiollS (includes those of1he spouse and dependent c:hildren. See pp. 34-57 filing iustructions.) 
VIL INVESTME..1T and TRUSTS 
:1crip1ion Assets ili1ding trust assclq) (X) after each asset exc:n:pt prior disclosure 
(No n:por111ble income, assets. 11111isa1ions) 
LlNONE Income during 
reporting period 
(1) (2) 
Amount Type (e.g. 
Code! div. rcnl (A-H) int.) 
Gross value end (I) 
(!} (?) 
Value Value 
Code2 Method 
(J-P) codcJ 
(Q-W) 
 
Type (e.g. 
buy.sell. Illl:lgeJ. n:delqltiou) 
Transactions during reporting period 
lfntl eiccmpt from disclosure 
(S) 
Date: Moncb-Day Value Codc2 (J-P) Gain Code (A Identity buyerl.seUeir (Jfpffillte 
tnmsaction) Rent 
Bog Inv., San Diego, ;ons{LP) None Dissolved 7/8 Fidelity Spartan Cal Interest Sold 8122 Dividend 
Sun Qil Mc:Gee (Oryx Energy) Occ. Petroleum Ren1:al J1roperty, S.D., 
Welll .argo Checking-SDCA 
Nationvide Life 
 
 
10. 
mGeneral 
 
11. 
Gra).r,C11ry Profit Sharing  Total Value 
 
12. Dividend Dividend Rent Interest 
None Interest Interest 
 
Sold 7/18 Following listof assets. 
 
eneficial Share) 
Dividend 
13. ScheidofAssets Transactions 
14. TrustB 
15. Fidelity Brokeragelink Account: 
16. u.s.t1CllS. Strips 5/8120 
17. Cos 
18. Fid1 :lit Cash Reserves 	l11comc./Ci1in Codes: 
- 
uiue Crn;.k. Interest 
None 
None Interest 
 
 $1.001-$2501 S.:,501-$5.00il 5J101-S50.!t0f 100 .1io1.  tof ,om: Sl.000.0lll-$5,{l[)(JJlOO  Mllrc 1hau :.5.0(J!r,Otl:l ,lJ{l -$50.00:I  S5f1.(J(l-$10l1Jl{1t 
 
Name Person Reporting Date Report 
HUFF, MARILYN 11/i/2004 
Vll INVESTMEll and TRUSTS -income, wlue, transcations (includes those the spouse and ent children. See pp. 34-57 filing instnx:tiOllS.) Income d11ri11g Gross value end Tra11sactions during reporting period 
Description Assets reporting period reporting period 
(incllJCling trust a.selS) 
lfnot exempt !Tom disclosure 
(I) {2) (I) (2) (I) w{X) after each asset cx1:mpt prior disclosure 
Date:Value Value Value Gain TdentityorAmount Type 
div. 
(e.g. Code2 
Method 
buy.sell,Code M011thCode2 clde buyeriseUcr 
rem. 
(JP) Code3 me1gi:r,n:dCtllJlion) 
int.)(AHl 
Day 
(J-P) (A 
(Q-W) (if private tmnsaction) 
 
19. 20. 21. 22. Columbia Liberty -INTEL -Sta!bucl Baron A.ssct Fund 
23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. 35. OTHER ASSETS 40l{k) PR:OiFIT SHARING Fi Fid1:lit:f Managed Income P!Jrt -Kaufmann Fund (Fed) -Neubelger Berman Guardian -Strung Common Fund -Corn Federa11 Express -Spartar1 U.S. Equity s;,00:1 less Dividend Dividend None None Bought 6.13 Dividend Interest Dividend None Dividend Dividend Dividend Dividend Dividend 
None 
None 
A-Dividend Dividend 
 
=S:/)1lS:.SOf1 $5,0fl-Sl5.000 IS.OGl-SS0.000 S!5.t0L s:;:r fO:O r.,.; $1rJu.O()lS2.lf..Oil(; 1 
 
 :iisw:.on l-, :Jt  .noo ;;1.)i.... .r::::.mw r:;. s::;.oo..JH,1 ssJ1H),t;ur1  M::iL 1n.u S5.,::!100,DIF1 
Date Report 
Name Person Reporting 
HUFF, MARILYN 
111112004 
VIL INVES and TRUSTS -income, va.1ue, transcations  
Gross value end repllrting period 
Description Assets (including trust assets) 
Plae1::,ooo !5.liOl-SS0.000 
Scl Cliittm:ri:, and Dd:.:; $5(1.{l3 l-:> (J).(IO(I .O!K ks::  !J;HlG,!J(li UJfJ(l,lllOG 15,0(li-$5(1,lJ{l.J  l,OOu.(lOl-5.0ilc,tl.l(t S5c.oo:.srntui:i;;  More limn S5.()(JC1Jlll!J s1nD.otn-ss0,oor1 :.:: -1,oor:-s;o:;otJ: :5:.Jl1,(J0i i.00{1,(J(I(.. 
 
s:-::.o(;c,u: 
P.i. ,u:: !.Om;.OC .Sj,(JO(JJim S5_iqL;JH; l-5. J}OU,l}(H; 
!->ii S,,..)f1.. rn.sr. 5:5L1J.11Jn.00:1 
Name Person Reporting I>.itc Report 
HUFF, MARILYN 1111noo4 
-income, value, transcations (includes those the spouse and dendent children. See pp. 34-57 filing mslructioa.) 
VIL INVESfl1E.N:S and TRUSTS Income during Gross value end Transactions during reporting period 
De=ip!ion Assets 
n:portin:: period reporting period 
(inclooillll tru.t assets) fnlt exempt from disclosure(l) (2) (1) (I) 
Plalioo) 
(Q-W) 
91. Veri1ty, lnc. None 
92. LSI ll..ogic (C-Cube) None Sold 7/18 
trarisaction) 
93. 
Wells Fargo SDCA Interest 
 
94. 
Wells Fllrgo SDCA Interest 
 
95. 
Aimintl. Cl.B Dividend 
 
 
7118 
96. Vanguaird Windsor Dividend Sold 
7/18 
97. Vang11llrd Equity Dividend Sold 
Sold 
7/18 
98. Vanguard Growth Income Dividend 
99. Leap Wireless None 
100. Cymerlnc. None Sold 7/18 
101. Schwab Custodial Money Mar :ef: Interest 
102. NASDAQ IOO (BB) None 
103. Vanguard Windsor Dividend 
104. Sch,111ab CustDdial Money Mari :el Interest 
 
105. Fidelity Growth Income Dividend 
106. Dividend 
 
 
107. Diarnoids Trust Series None 
108. NASDAQ (MB) None Sold 7117 incomc.ijaf11 Code S.;. r...ntur.m.., ans 50.00i-Siiltl,IJU(l .... .OfiC lc-s.; s::;u oui-ssno .1m! 5:s _{,I! l(),m .). :Oo::JCJIO; 1.._;:irrr1.w;;J: t(j aii1c =-5 ,00 S2a500 Jl{ll-lJJ(J(lJj!){;  1:,U(I -$50,(lf.(J $5U(1JJ(1 J-$ [.(JIJ(t,OUO t.:::; (};-.:.tf f:::;; r1nly 11j11:i S2,50i-$5J)Q(1 l.OOl1.00!-S::.tiO(JJ>0.1 CiSD,tWl-$!00.0IJd $5,0[11.15,01.tO i-12 More thall lOO,!Jtl!l S!5.00l-50.U0:1 
 
Page of> 
Date Report 
Name Person Reporting 
HUFF, MARILYN 
1111112004 
-income, value, transcations (includes tltose the spouse and dependent children. See pp. 34-57 filing instructions.) 
VIL INVESTMEN!S and ffiUSTS (irn :scription Asset. ;!uding trust assets) 
Pia fro (X) after CllCb asset exen11t prior disclosun: 
109. 110. Sun 1::rosystems Sun 1::rosystcms Income during (I) (2) Gross value end reporting period (1) (2) (I) Transactinns during reporting period Ifoot exempt fiom di.ClosWI! 
Amoutll Code (A-H) Type (e.g. div. n:nt. inl) Value Code2 (J-P) Value Method Code3 (Q-W) Type (e.g. buy, sell, merger, redemption) Date: Month-Day Value Code2 (J-P) Gain Code {Am Identity b11yer1scller (if private transaclinn) 
None Buy 7118 
None Sold 6/17 Interest Sold Pricd..1 :gacy 
None Buy 7/18 
112-3Comn 
None 
113. Cc1mn 
-Sold 
None BuySold 512 
114. 
Salix 1armaceuticals Interest 
115. 
SBC 
 
116. 
 
None Buy 7115 
Lightware 
117. TIVO None Buy 
118. TIVO None Sold 
119. REM: Nooe Buy 
120. REMEC None Sold 
121. 122. Bellsou Bellsou Dividend Dividend 
123. CiSCl) None Sold 
obe Inc.Au .anch (U.S. West) None Distribution Dividend Sold 
 
2110 
6120 
6123 
7/9 
1211 
8/11 
tn.:::ome/C.iam Cndt:.c,: SJ.DI){ less l.5.00 -S5G.lt0t! fScc C.1i.,m11s and D4) S.5UlUJ $Hll,00(1 $!0ti,!1--l.000,0LJf1 
 
Si5,0(li: less --5:-15. >f1 -S5Ci.OCI(! 
 
Name Person Reporting Date MARILYN 111112004 
A.. -income, value, llllllsl;ations (include$ those oflhe spouse and dependent children. See pp. 34-57 filing itLtructions.) 
Description Assets 1[i11cludinti trust as.cts) 
:Place wp:r after each asset enlpt from prior disclosure 
Lucc:nt 
127. 
128. Agerie Systems 
129. Extreme Networks 
130. Cateipilfar 
131. II-IV,, Im:. 
132. Appte 0Dmputer 
133. Broadcom Carp. 
134. Avaya, inc. 
135. Tems Instruments 
136. iManage: (iPrint) Interwoven 
137. Applied Micro Circuit 
 
Income during reporting period 
() 
Amount Type (e.g. 
Code div. rent. (A-H) int.) 
None 
None 
None Dividend 
None 
None 
None 
None Dividend 
None 
None 
 
Gross value end n:porting period 
(2) (l)(1) 
Value 	Type (e.g. buy, sell, Value 
Mctllod (JP) Code2 
Code3 	merger,redemption) 
{Q-W) 
Sold Sold Portion Sold Sold Portion Sold 
Sold Sold 
Sold  Merger Sold 
 
Transactions during reporting perid Ifnot exempt ftom disclosure 
Date: 
Mondt-Pay 
7/18 
7/18 
7/18 
7/18 
8111 
7128 
6130 
7/28 
11/10 
8111 
Value C.odc (J-P) 
Gain Code (AA Identity buverl:selleir (if.private transaction) 
 
138. Home Depot Dividend Sold 1118 
139. Dell Computer None Sold 7118 
140. World S:avings Interest 
141. Qualicomm Dividend Sold 7/18 
... 
142. SPDR None Sold 7118 
-.. 
143. Propt:rty, San Diego Co., 1raisal Date Rent Buy 8/29 
8/181{)3 
None Buy 6113 
tncomc!Cafn. Code::.: ,OOU ics 1,00 i-$2.5();; =S5,0lil-15.0rt0 S511.0IJ ;.;J 00,0llO $10(:,011- i.O!lfl,(JOO  $;L000.0Gl-S5,0DU,1lrm More 1han 55,(10!tlO 
s.1.:,um: .:SS 15,00 -S-50,UH( :c5t,uo1.s;101i.tl0(.1 -:;1ouJJi-$:seriod 
Dcscriprionof1ssets 
R.POrling period n.;mrting period 
(inc:luding trust assets) 
Ifnot exempt ftom diclosure 
(I) 
(3) (4) (S) 
Place (X) after each as.et excmpt 
Value Type (e.g. 
Value 
Date: Value Gain Identity 
Amount 
T)PC 
bey. sell. om prior dioclosure MonthCode2 Code 
buyer/selkT 
Method 
Code2Code 
div. 
rent 
(A-H) int.) {J-P) Code3 (Q-W) m:rger, rcdcn1Jtion) Day (1-P) (AH (ifpri1llte transaction) 
145. 146. Altria Gen1:ntech None None Sold Bought 7118 6113 
147. Geni:nu:ch None Sold 7/18 
148. 149. 150. Gen1:ral Motors Ge1mal Motors Gern:ral Electric None Bought Sold Bought 6/16 7118 6116 
151. Gem:ral Electric Dividend Sold 7/18 
152. Pfizc:f None Bought 6113 
153. Pfizc:r Sold 7118 
154. 155. 156. 157. Neu1rocine Neurocine Nasdaq Nasdaq --- None None Bought Sold Buy Sold 6/17 7/18 6112 7/17 ,(l!)(J le> S2.5lll-)5_01)(1 S5,f)(ll-SI 5_0(10 SLJIOl-SS0.[10;; ll)[IJ)( UX.tfJ!lC  SUJOfJ,O(Ji-5,00:.ll()(J Mon: than $DIDONAL ThTFORMA TION EXPLANATIONS 
Name Person Reporting Date Report 
FINAJCIAL DISCLOSURE REPORT 
HUFF, MARILYN H/112004 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) ac1:::urate, true. and compl1te the best knowledge and belief, and that any infomiation not reported was withheld because met applicable statutmy provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance v.1.th the provisions of5 U.S.C.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature Dare 
NOTE: AliY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE nus REPORT SUBmCT CNIL AND CRIMINAL SANCTIONS (5u.s.c. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Commttee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
Calendar Year_ 2003 	Person IRep1orting (Last name, First 11,ame. Middle initial) HUFF, MIARIL Title _{Artil:le Ill Judges indicate ac:tive senior stat us; 
magistr.m::jwi indicate full-or pa1rttime) 
 
ACTIVE DISTRICT JUDGE Chambc:rs c>r Office Address 940 FRONT STREET SAN DIEGO, 92101-8901 Court Organization 
USDC, SOurnERN DIST. OF.CALIF. ReportType (check appropriate type) Nomination, Date Initial Annual QFlml the basis the information c0ntained this qXirt and any modifications pertaining.thereto, is, opinion, compliance with applicable laws arul regulations. DateofReport .S/1312004 
1/1/2003 1213112003 
IMPC>RTANT NOTES: The instructions accompanying this fonn must followed. Complete all parts, checking the NONE box for each part 
when you haw n:portmblc information. Sign last page. POSJm08. (Reporting iniU!lt c1n1y; sec pp.: 9-13 ot: filing instructions) 
 NONI -o-rcporad,1e0 c:::> .s:: :XJ 
(,) ::c 
r..,, o--< 
(/):Z:c:l> 
::oz ....I 
rrr1! 
 
nr-rn 
- 
:::! 
(7)  
 
FINANCIAL DISCLOSUREREPORT Name Person Reporting HUFF, MARILYN Date S/1312004 
Ill NON-INVESTMEriflr INCOME. (Reporting individual and spouse; see pp. 17-24 filing instructions) Filers ]on-Investment I1ru:om NONE;  (No reportable non-investment income.) (yaws. not spouses) Spouses Non-Investment Income -(Ifyou were married during any portion the reporting year, please complete this section. (dollar amount not required c:icccpt for bonoraria) NONE: (No reportable non-investment income.) 
 Gray Cary Ware Frcidcnricb 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 ofinstructions.) hll NONE -(No such reportabl1: reimbursements.} 
...... Gl.FlS.. (Iru;Ies those tc1 spouse and dependent children. See pp. 28-31 ofinstructions.) 
 NONE_ (Nosuchreporlabl1cgifts.) LIAJBILTI1ES. (Includes those spouse and dependent children. Sec pp. 32-34 instructions.) NONE (No reportable liabilities.) 
CREDITOR Chase Manhattan Share real estate mortgage Union Bank Real estate mortgage 
FINAN:IAL DISCLOSUiRE REPORT Name Person Reporting Date Report NONF -.A. Dl:scription Assets ) S2S0 00$500,00fJ $500,0fll-S Lo00,000 11,00fl.001-$5,00(1,000 $5.1100,001-$:?5.000,000 S25,000-,UO!-S50,0llfJ.OOll SMore than S50,00!l,OOO Val Metlwd Code,: Apprnisal -Cost (Rea: E.rtunity 
Fidelity Fn:cdom 2010 
 
JanusAdv. Balanced 
Fidc:lity Managed Income Porlt 
mnn Fund (Fed) 
Net .rger Berman Guardian 
-Amoinll Code (A-H) 
Type (e.g.div. n:nt int.) 
Dividend 
Dividend 
None 
None 
Dividend 
lnteRst 
Dividend 
None 
Dividend 
Dividend 
DiVidend 
DiVidend 
DiVidend 
 
Value Code2 (J-P) 
Value Method Codc3 (Q-W) 
 
(3) 
(2) 
T)pC (e.g. 
Date: 
Value 
buy. sell, 
Month 
Code2 
merger, 
Day 
(1.P) 
Bought 
6113 
 
(4) Gain Idenlllty Code buyerlsclk:r 	(A-(ifprillllltc lnlllSllctiml) 
 
 
None 
Stn Common Fund 
 
None T34. 
35. Express 	Dividend 	Dividend 
36. Spii U.S. Equity 
 
---------- --------------. -------_._ ___ ---------------------------------------------, 
Income/Gain Codes: ,Oll(t less =Sl,OOl-$2.SOCI =$2,501-$5,000 SS,(MJl-$15,000 $15.CIOlSSO.OOO (Sci. Columns and 04) sso.om-s100.ooo $100,001-$1.000,000 $1,000.00 -SS ,OOIJ,000  Mon: than SS,000,000 
Value Cod:s: 	 Sl5,000or less = S!S,001-$50,000 $50,001-$100,000 100.00 !S.!50,000 (See.Colum1is and 03) S150,.000-$500,00() $500,001-Sl.OOO,OOO J,OOO.OOJ-S5,000,000 S5.000,0IJl-$25.000,000 
 
P:l S25,000,0tll.S!i0,000,000 SMllre than S:50,000,000 Valli! McU1od Codes Appraisal Cos! (Re.al E.,tatc Only) ---Ssment CaivMarkcl (Serp. 
None 
Dividend 
 
Assets listed 
below 
- 
 
Dividend Corp. (Coastal) 
 
Dividend 
46. Exlton Mobil Corp. 
 
Dividend 
47. :XO Smith Kline 
48. Eli Ullly 
 
Dividend 
50. 
 
Dividend 
-Aleoa 
 
Dividend 
51. 
Pin Total Return 
 
52. 
V111. ard Bond Index 
 
53. 
Man 
 
54. 
SBIcc .ornm. 
 
 
 
Interest 
-lritercst 
Dividend 
Dividend Income/Gain Codes: Sl,000 les Sl,001-S2.500 $2,501-$,000 S5,00l-Sl5,000 Sl5.00!-S51l.OOO 
(See Colwrnis and 04) $50,0()J,-SI00,000 $100,001-Sl.OOO,OOO $1,000.00l-SS,000,000 =More lltan S5.000,000 Value Coo:s: Sl5,000 orlcss $15,001-S!O,OOO $51J,OOl-$100,000 lok Value Othet 
 
tnelJC1, FINANCJ:AL DISCLOSURE REPORT 
Date 
 
Name Person Reporting 
HUFF, MARILYN VIL INVlSTMENTS and TRUSTS -income, wine, trauscations (includes those the spouse dependellt children. See pp. 34.57 filing inslructions.) 
 Page41>f9 
iescriplion Assets 
Income during 
 
Gross value end Transactions during reporting pcrioCl 
n:porling period 
 
reporting period 
(ii [lludingtrust assets) 
- 
oot cxempl ftom 
(I} 
(1) 
(S) 
Value Type (e.g. 
(X) after each asset exempt 
 
Value 
Dale: Value Gain Idenlity 
Amount 
Type (e.g. 
 
Code2 Method buy, sell, prior disclosure 
 
Monlh Code buyer/seller 
Code 
div. rent. 
DayCode3 (J-P) (A (if private int.)(Afl) 
 
{J.P) 
... 
(Q-W) tmnsaction) 
SS. foneGrOup 
56. Realty 
57. Vai 1gu 1ard Windsor 
58. DlFA U.S. 9-1 Small Micro Cap 
Dividend 
Dividend 
Dividend 
Dividend Sold Portion 10/6 
Dividend 
AC:onI Jnt./Li.Dcrty  
60. LgCap Int. 
- 
61. OFAlnt Lg. Cap. Val. 
62. DFi 11.SmCapVal 
63. .iard Wrld Int Growth 
64. Gui 
65. Sch Money Market 
66. Ho1ne !Depot 
67. All(Media One) (USW) 
68. Cor 
69. ATTWireless 
70. Longle:IfSmall Cap 
71. urcl Short Tenn CRP 
72. vaii lglllmlGNMA 
----------------------- ------------------- 
Dividend 
Dividend 
Dividend 
Dividend 
None 
Interest 
Dividend 
Dividend 
Dividend 
None 
Dividend 
Interest 
lntt:rcst T 
 
 
=Sl5.001::SsD.OOOJ incomc/Giain Codi:s: Sl,0-00 less Sl,001-$2.SDO =S2,501-$5.000 =SS,OOJ-SIS,000 
(SeeCol11mns andD4) SSO;llOJ-SI00,000 $100,001-$1.000,000 S!,OOO.OOlSS,000,000 Mmi:tban$5.000,000 Value Codes: Sl.5,llJOOorless $15,001-$50,000 SS0,001-SJOOJlOO $100.001-$250,000 
(Columns and S.!50.0(l{-SSOiJ,OOCJ $500,001-$1,0!)(),000 Sl,(l{)l.001-S5,000,000 $5.000.001-S:!.S.IJOO,OOD S25,0UO,OO l-S50,000.000 SMor than S50,000,000 Valu Method Codes Appraisal -Casi (Real Estate Only) Asse;;sment Cash!Mark::t 
 Colok Value 
 
vu. INVE:ST11ENTS and TRUSTS. -income, value, tnn1scations(includes those oftlu: spouse and dependent children. See pp. 34.57 offilinginstructiou.) {ncome during Gross value c:nd Transactions during RpOrting period 
iscription Assets reporting period nporting period 
trust assets) 
 
--A. (X) aftereach asset eJten1>f:Plac fiom priordisclosun: AmOIDlt Code (A.Hl (2) Type (e.g. div. renL int.) Value Code2 (J-P) (2) Value Method C-Ode3 (Q-W) (1) Type (e.g. bay, sell, lllelgCf, tion) Ifnot CXC1Jfll from disclosure (2) Date: Montl1Day Value Codc2 (J-P) Gain Identity Code buycrlseller (A (If pd1111te Jf transactio11) 
73. Van iTd HI-Yid Corp. Interest 
74. 15. 76. 17. 78. 79. Vangu:mi Ex. Mkt. Ind. -TR1 Price Sci Tech -Van.guanfREIT OF) Sm. Cap. Val111e -DFA Large Port --.. ---DFA 6-10 Small Cap. Port Dividend None Dividend Dividend Dividend Dividend -.. 
80. 81. 82. 83. 84. 85. 86. 87. 88. 89. Van,guard Short Tenn Bond lmfcstor -ENI>O!F ASSETS IRA-MLH -Sci Cal Mut Fund 1wa -l.:F Partners We:lls Fargo Checking SOC.A -Fargo SDCA -WF Panncrs -GC Ventures OCVF (A-E) Invest. Partners -GelVF 1(F-I)lnvcst Partners Falci tor Software (Netwk Peri11heral} Interest Interest None Interest Interest None Interest Dividend Interest T-TT Bought -Sold Portion Sold 10/6 7118 718 --------------- ____ -- -.. ----- h1come/G1sin Codes: =SJ ,00{! less {See Col111mns and 04) S50JJOii-SlOO,OOV Value Codi:$: Sl5,CIOO less (Sc.oe Columns and D3)  S2SO,OUO-S500,000 SJ,001-$2.SOO SlOO,OOJ-Sl.000,000 Sl5,00l-$50,00IJ SS00,001-Sl.OOO,OOCJ S2,50l-S5.01Xl =Sl,OOf1.00J-$S,OOfJ,ODO SSO,OOl SlOC,000  $1,ilOO.llOl-5,000,000 SS,001-$!5,00D =Mon: llumS5.000,000 SIOO.lXl!-S:!.50,000  SS.000.00!-5;:?5.000.CJOO Sl5.00J-SSO,OOO Vail._. Me1hod Code S25,000,00l-S$0,000.00:l Apprai;;;il ,,. Cost (Real Estalc Only) $More titan SS0,000,000 -Assessment  CashMarkct 
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