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Judicial Watch • Marjorie O. Rendell – 2011

Marjorie O. Rendell – 2011

Marjorie O. Rendell – 2011

Page 1: Marjorie O. Rendell – 2011

Category:Federal Judges

Number of Pages:12

Date Created:December 1, 2012

Date Uploaded to the Library:December 09, 2014

Tags:rendell, Marjorie, Marjorie O Rendell, Growth, 2011, Market, assets, transactions, TRUSTS, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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111 Government Act 978 
Rev. 112012 
FOR CALENDAR YEAR 2011 U.S.C app.  101-1 Person Reporting (last name, first, middle initial) Rendell, Marjorie Court Organization USCA -3CA -Philadelphrn Date Report 08/06/2012 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Circuit Court Judge (Active) Sa. Report Type (check appropriate type) Nommat1on Date lmt1al [Z] Annual Sb. [{] Amended Report Final Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 
U.S. Court Appeals 601 Market Street, Room 21613 Philadelphia, 19106-1598 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instmctions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Director Kimmel Center for the Performing Arts 
Member, Board Overseers School Nursing, University Pennsylvania 
 
 
IJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) [{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income [2] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. (Include; those spouse and dependent children; see 25-27 filing instructions.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED ABA Subcommittee Civic Education 03/30/2011 03/31/2011 Washington, D.C. Attend meeting Train, Hotel Taxis American Bar AssociatJon 05-19-201105/22/2011 Chicago, panel -Appellate Practice Institute Train, Hotel Food Taxis 
 
Practicing Law Institute 06/03/2011 -New York, Teaching CLE Tram, Hotel, Taxis Food 06/04/2011 National Conference 0113/2011 -Tampa, panel Airfare, Hotel Taxis Bankruptcy Jgs. 10/15/2011 
 
08/06/2012 
Rendell, Marjorie GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing 
instructions.) NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE Cape Savings Bank, Cape May, Mortgage rental property 
 
 
 
 
08/06/2012 
Rendell, Marjorie 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing insrructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reporting period 
(including trust assets) reporting penod reporting penod 
 
(I) 
(2) (I) (I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from pnor disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) QUALIFIED Adams Harkness Small Cap None Income Gam Codes: =$1.000or less =$1,001 -$2,500 42.501 -$5.000 =$5.001 -$15.000 =$15,001 -$50.000 
(See Columns and D4) =$50.001 -$I 00,000 =$100.001 -$1,000.000 =$1.000,001 -$5,000,000 =More than $5,000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.00I -$100,000 =$100.001 -$250.000 
(See Columns and 03) =$250.001 -$500.000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25,000.00 -$50,000,000 =More than $50,000.000 Value Method Codes Q=Apprmsal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) U=Book Value V=Other W=Estnnatcd 
 
 
08/06/2012 
Rendell, Marjorie 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent c1ti1dren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reporting penod 
(including trust assets) reporting penod ofreporting period 
 
(2) (I) (2) (2) (3) (4) 
(5) 
Place (X) after each asset Amount Type (e.g., Value Value Type g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (1fp1ivate 
(Q-W) transaction) Income Gam Codes =$1.000 less =$1,001 -$2,500 =$2.501 -$5,000 0=$5.001. $15.000 415.001 -$50.000 
(Sec Columns and D4) =$50,001  $100,000 =$100,00I -$1.000,000 Iii =$1.000,001 -$5.000.000 112 =More than $5.000.000 Value Codes J=$15.000or lcss =$15.001 -$50.000 =$50,001 -$!00.000 =$!00.001 -$250.000 
(Sec Columns and 03) =$250.00 -$500.000 =$500,00 -$1.000.000 =$1.000.001 -$5.000,000 =$5.000,001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=01her =Estimated 
 
 
08/06/2012 
Rendell, Marjorie 
VII. INVESTMENTS and TRUSTS --income, va1ue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reportmg period reporting period 
 
(I) 
(2) (I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gam Codes. 41.000 less 41,001 -$2.500 c=$2.501 -$5.000 D=$5.001 -$15,000 E=$15,001 -$50,000 
(See Columns and 04) 450,001 -$100,000 =$100,001 -$1.000.000 =$1.000,001 -$5.000.000 112 =More than $5,000,000 Value Codes J=$15.000 less K=$15,001 -$50.000 L=$50.00 -$I 00.000 I00.00 -$250.000 
(See Columns and 03) N=$250.00 -$500.000 0=$500,001 -$1.000.000 =$1.000.001 -$5.000,000 =$5.000.001 -$25,000,000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real estate Only) =Assessment T=Cash Market 
(Sec Column C2) U=Book Value V=Othcr =l:.stm1atcd 
 
 
08/06/2012 
Rendell, Marjorie 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 14-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income dunng Gross value end Transactions during reporting period 
(includmg trust assets) reportmg period reporting penod 
 
(I) (2) 
(2) 
(I) 
(2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
Code 
(A-H) int.) Code3 redemption) (A-H) (if private 
(Q-W) 	transaction) 
52. 	 
Donated (part) 
 
53. 	 
Donated 
 
 
(part) 
GlaxoSmithKline PLC Dividend 
55. Hotchkis Wiley Large Cap Value Dividend Income Gam Codes =$1.000 less 41.001  $2.500 =$2.501 $5,000 =$5,001 -$15,000 415.001 -$50.000 
(Sec Columns and D4) =$50.001 -$100.000 =$100.001 -$1.000.000 =$1.000,001 -$5,000.000 =More than $5.000.000 Value Codes =$15.000 less 415.001 -$50.000 =$50.001 -$100.000 =$100.00 -$250,000 
(Sec Columns and D3) =$250.001 -$500 000 =$500.00  $1.000.000 =$1.000.001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.00 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Rendell, Marjorie 
08/06/2012 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
De;cription Assets Income during Gross value end Transactions dunng reporting period 
(including trust assets) reporting period ofreporting period 
 
(I) (I) 
(I) (3) 
(5) 
Place (X) after each asset Amount Type g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
69. Westcore Int! Small Cap Dividend 
70. Westcore Mid-Cap Value Dividend 
71. Westcore M1dco Growth Dividend 
72. William Blair Mid Cap Growth Dividend 
73. William Blair Small Cap Growth None 
74. William Blair Large Cap Growth Dividend 
75. 
76. Beckman Coulter, Inc. 77. Dividend Donated (part) Sold 0910111I 
78. Coca Cola Dividend Donated 
79. Federated Short-Interim Dur Muni Dividend Sold 06/24/11 
80. Janus Perkins Mid cap Value None Sold 01/31/1I 
81. McDonalds Corp 82. 83. Dividend Donated (part) Donated (part) Donated 
84. Schwab Advisor Premmm Cash Reserve Dividend 
85. Jncome Gam Codes =$1.000 Jess =$1,001 -$2.500 =$2,501 -$5.000 =$5.001 -$15,000 =$15,00 -$50.000 
(Sec Columns and 04) =$50.001 -$100,000 =$100,001 -$1,000,000 tll =$1,000,001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 Jess =$15,001 -$50.000 =$50.00 -$I 00.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.00 -$500.000 0=$500,001 -$1,000.000 =$1.000.001 -$5,000,000 =$5 000,001 -$25,000,000 =$25.000.00 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value Y=Other =Estimated 
 
 
Name Person Reporting 
08/06/2012 
Rendell, Marjorie 0.Page 9of12 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing 
instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreportmg period 
 
(1) (2) (I) 
(3) (4) (5) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy Value Code2 (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) 
86. 
 
87. 
Baron Growth (Y) 
 
88. 
DFA Emergina Markets Core Equity (Y) 
 
89. 
DFA Int! Value (Y) 
 
 
DFA One Year Fixed (Y) 
Federated Gov Ultrashort Duration (Y) 
Hotchkis Wiley Large Cap Value (Y) 
Janus Overseas (Y) 
Metropolitan West Total Return (Y) 
95. Morgan Stanley Int! Equity (Y) 
Royce Opportunity Fund (Y) 
Royce Value Plus (Y) 
98. Schwab Adv Cash Reserve Prem Cash 
(Y) 
Third Avenue Int! Value (Y) 00. Turner Core Growth (Y) Turner Small Cap Equity (Y) 
102. Westcore Mid Cap Opportunity (Y) Income Gam Codes (Sec Columns and 04) Value Codes (Sec Columns and D3) Value Method Codes (Sec Column C2) =$1,000 less F=$50.00I -$100,000 =$15.000 less =$250.00 -$500.000 =$25.000.001  $50.000.000 =Appraisal =Book Value 41.001 -$2.500 =$100,001 -$1,000.000 =$15,001 -$50.000 =$500,00 -$1,000.000 =Cost (Real Estate Only) =Other =$2.501 -$5,000 =$1.000,001 -$5.000.000 =$50,001 -$100,000 =$1.000,001 -$5,000,000 =More than $50.000.000 =Assessment =Estimated =$5,001 -$15,000 =More lhan $5,000,000 =$100.001 -$250.000 =$5,000,001 -$25,000,000 =Cash Market =$15,001 -$50,000 
 
 
Rendell, Marjorie 
08/06/2012 
VII. INVESTMENTS and TRUSTS -income, va111e, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reportmg period reporting period 
(I) (2) (!) (2) (I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) mt.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
103. Westcore Midco Growth (Y) 
104. Adams Harkness Small Cap Growth (Y) 
105. Brandywine Fund (Y) 
106. Dodge Cox Stock (Y) 
107. Morgan Stanley Int! Equity (Y) 
108. Rental property Ocean City, Rent 
109. Income Gam Codes =$1.000 less =$1,001 -$2.500 =$2,501 -$5,000 =$5,001  $15,000 415,001 -$50,000 
(Sec Columns and 04) 450.001 -$100,000 =$100,001 -$1,000.000 =$1,000,001 -$5.000.000 =More than $5.000,000 Value Codes 415.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.00I -$500.000 =$500,001 -$1,000.000 =$1.000.001 -$5,000,000 =$5.000,001  $25,000.000 =$25.000.00I -$50.000,000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Othcr =Estimated 
 
 
Name Person Reporting 
Date Report 
08/06/2012 
Rendell, Marjorie 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate partofreport.) 
AMENDED: Part VII, Line -William Blair Growth was accidentally omitted from 2011 Federal Disclosure Report. appeared the 2010 Federal Disclosure Report Section VII, Line 42. has been included the amended version. AMENDED: Part VII, Line -Janus Perkins Mid Cap Value was not completely sold 2010; should have been indicated the 2010 Federal Disclosure Report Section VII, Line Sold (Part) -Value Code (J). 
Part IIIB -Spouses Non-Investment Income, Lines 1-4: will not reporting these items shown 2010. 
Part VII -Investments and Trusts, Lines 02-37: Judge Rendell combined her two IRAs during 2011. These assets are representative all assets shown her two IRA accounts from 2010. 
Part VII -Investments and Trusts, Lines 39-73: These assets were part Judge Rendells account During Calendar Year 2011, this account was split, with these holdings transferring Judge Rendell. 
Part VII -Investments and Trusts, Lines 75-83: These assets represent transactions Judge Rendells account before assets were moved her personal 
,,,_,,,  
account. The residual cash balance represented line #83. 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544