Marjorie O Rendell Financial Disclosure Report for 2006
Category:Financial Disclosure
Number of Pages:12
Date Created:August 31, 2007
Date Uploaded to the Library:November 13, 2013
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Government Act 1978 Rev. J/2007 FOR CALENDAR YEAR 2006 U.S.C. app. JOI-I Person Reporting (last name, first, middle initial) 'Rendell, Marjorie Court Organization USCA -3CA -Philadelphia Date Report 05/14/2007 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Circuit Court Judge (Active) 5a. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2006 12/31/2006 cer 5b. Amended Report Chambers Office Address U.S. Court Appeals 601 Market Street, Room 21613 Philadelphia, 19106-1598 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing OffiDate IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI NS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Chair venue the Arts, Inc. Director Regional Performing Arts Center Chair, Board Overseers School Nursing, University Pennsylva3. Board member Penn Medicine II. AGREEMENTS. (Reporting individual only; see pp. 14-16 ofinstructwns.) (KJ NONE (No reportable agreements.) PARTIES AND TERMS FINANCIAL DISCLOSURE REPORl' 05/ 14/2007 'Rendell, Marjorie Ill. 0N-INVESTMENT INCO ME, (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income [Kl NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yolirs, not spouse's) Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complere this section. (Dollar amount not required except for hanoraria.) NONE (No reportable non-investment income.) AND TYPE 1.2006 Philadelphia Sports Media L.P. -TV Sports Commentator Commonwealth Pennsylvania -earnings for services Governor City Philadelphia -pension IV, REIMBURSEMENTS -transportation, lodging.food, entertainment (Includes those spouse and dependent children. See pp. 25-27 a/instructions.) NONE (No reportable reimbursements.) SOURCE DESCRIPTION Turnaround Management Association (TMA) TMA Annual Conference, March -25, 2006, Phoenix, (keynote speaker); hotel, air fare, ground transportation, meals American Bankruptcy Institute (AB!) AB! Conference, 4/20 23, 2006, Washington, D.C. (speaker -Judges Roundtable); train fare, taxi fares National Association Chapter Thirteen Trustees (NACTI) NACTT Annual Meeting, June -July 2006, Denver, (speaker -BAPCAP Panel); hotel, air fare, ground transportation National Conference Bankruptcy Judges (NCBJ) NCBJ Annual Conference, November -4, 2006, San Francisco, (speaker two panels); hotel, air fare, ground transportation, meals 05/14/2007 'Rendell, Marjorie 05/14/2007 'Rendell, Marjorie GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) NONE (No reportable gifts.) SOURCE VALUE honorary golf membership -See VIII Torresdale-Frankford Country Club 0.0 honorary golf membership -See VIII West Shore Country Club 0.0 honorary golf membership -See Blue Ridge Country Club 0.0 VIII VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) NONE (No reportable liabilities.) CREDITOR Cape Savings Bank, Cape May, DESCRIPTION Construction/permanent loan rental property VALUE CODE 05/14/2007 'Rendell, Marjorie VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those the spouse and dependent children. see PP 14-60 offiting instrucuons.J NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period Place "(X)" after each asset exempt from prior disclosure (I) Amount Code (A-H) (2) Type (e.g. div., rent, int.) (I) Value Code (J-P) (2) Value Method Code3 (Q-W) (I) Type (e.g. buy, sell, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) Schwab Adv Cash Reserv Prem Cash Dividend Federated 1-3 year Gov't Sec. Dividend Adams Harkness Sm. Cap Dividend Buy 02/02 Brandywine Dividend DFA one year fixed Dividend DFA U.S. Micro Cap 9-10 Small (form. Dividend 9-10 Small) DFA Large Cap Value Dividend PartSell 08/02 DFA Emerging Mkts Core Equity Dividend DFA Intl Value Dividend Buy 10/26 10. DFA Small Cap Value Dividend Buy 10/26 11. Dodge Cox stock Dividend PartSell 08/02 12. FAM Value None Sell 08/02 FAM Value None Sell 10/26 14. Fasciano Dividend 15. First Eagle Overseas Dividend Buy 08/02 16. Hotchkis Wiley Large Cap Value Dividend 17. Janus Fund Dividend Inco Gain Codes: 1,000 less =Sl,001 -$2,500 =$2,501 -$5,000 45,001 -Sl5,000 =Sl5,00I -$50,000 (See Columns and 04) =$50,001 SI00,000 =SI00,001 -$1,000,000 =Sl,000,001 -S5.ooo.ooo =More than S5,000,000 Value Codes =$15,000 less =$15.001 -$50.000 =$50,001 -$100,000 =$100,001 -S250,000 (See Columns and 03) =$250,001 -S500,000 =$500,001 -SI,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than SS0,000,000 =Cas Market (See Column C2) Q=Appraisal =Other =Assessment =Book Value =Esti mated 05/14/2007 'Rendell, Marjorie VII. INVESTMENTS and TRUSTS -income, value, transacuons r1nc1udes those the spouse and dependent children. see PP 34-60 filing instructions.> NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period Place "(X)" after each asset exempt from prior disclosure (I) Amount Code (A-H) (2) Type (e.g. div., rent, int.) (I) Value Code (J-P) (2) Value Method Code3 (Q-W) (I) Type (e.g. buy, sell, redemption) (2) Date Month -Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 18. Janus Overseas Fund Dividend 19. Royce Opportunity Dividend Part-Sell 10/26 20. Royce Value Plus Dividend Buy 10/26 21. Morgan Stanley Emerging Mkts. Dividend 22. Morgan Stanley lnt's Equity Dividend 23. William Blair Cap Growth Dividend 24. Hotchkis Wiley Mid-Cap Value Dividend 25. Stoneridge Small Cap Dividend Part Sell 02102 26. Third Avenue Intl Value Dividend Buy 08/02 27. Thornburg Intl Value Dividend Buy 08/02 28. Westcore Intl Frontier Dividend 29. Julius Baer Int'! Equity Dividend 30. West.core Mid-Cap Oppty Dividend 31. West.core MIDCO Growth Dividend 32. Schwab Adv Cash Reserv Prem Cash Dividend (form cash) 33. FirstEagle SoGen Global Class (form. Dividend SoGen Int'!) 34. William Blair Growth Dividend Income Gain Codes: =$1,000 less =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 5,00 $50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001 Sl,000,000 =$1,000,001. $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 SI00,000 =$100,001 $250,000 (See Columns and D3) =$250,001 -S500,000 =$500,001 Sl.000,000 =Sl,000,001 -$5,000,000 =$5,000,001 $25,000,000 Value Method Codes =$25,000,001 $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market (See Column C2) =Appraisal V=Other =Assessment =Book Value =Estimated 'Rendell, Marjorie 05/14/2007 VII. INVESTMENTS and STS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: 1,000 less =Sl,001 -$2,500 =$2,501 -S5,000 =$5,001 -$15,000 15,00 -$50,000 (See Columns and D4) =$50,001 -SI00,000 G=SI 00,00 1,000,000 =SI,000,001 -$5,000,000 =More than $5,000,000 Valu Codes 15,000 less =SI 5,001 -$50,000 =$50,001 -$100,000 =SI00,001 -$250,000 (See Columns and D3) =$250,001 -$500,000 =$500,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Val Method Cod =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market (See Column C2) Q=Appraisal =Other =Assessment =Book Value =Estimated 05/14/2007 'Rendell, Marjorie VII. INVESTMENTS and TRUSTS :.. income, value, transactions r1ncludes those the spouse and dependent children. see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during Gross value end Transactions during reporting period reporting period reporting period (l) (2) (I) (2) (l) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity Code div.? rent, Code Method buy, sell, Month- Code Code buyer/seller (A-H) int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private (Q-W) transaction) 52. Dodge Cox stock Dividend 53. Morgan Stanley Int'! Equity Dividend Beckman Coulter Dividend 55. Coca Cola Dividend 56. Federal Nat'! Mortgage Assoc. Dividend 57. General Electric -common stock Dividend 58. McDonalds Corp. Dividend Gift 11/17 59. GlaxoSmithKline (form. Dividend SmithKlineBeecham) 60. Wal-Mart Stores, Inc. Dividend 61. Baron Growth Dividend PartSell 10/18 62. Brandywine Dividend 63. DFA Emerging Markets Core Equity Dividend 64. DFA Tax Managed Intl Value Dividend Buy 10/18 65. DFA Tax Managed Intl Value Dividend Buy 08/02 66. DFA Tax Mgd Small Cap Value (form. Dividend Part Sell 08/02 5-10 Value) 67. DFA Tax Mgd Mktwide Value Dividend 68. DFA Micro Cap (form. 9-10 Micro Dividend Part Sell 10/18 Gift Income Gain Codes: 1,000 less =Sl,001 -S2,500 =S2,501 -$5,000 =$5,001 -Sl5,000 15,00 -$50,000 (See Columns and 04) =$50,001 -$100,000 =SI00,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =SI 5,001 -$50,000 =S50,00I -SI00,000 =SI00,001 -$250,000 (See Columns and 03) =$250,001 -$500,000 =$500,00 1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than SS0,000,000 =Cash Market (See Column C2) =Appraisal V=Other =Assessment =Book Value =Estimated 'Rendell, Marjorie 05/14/2007 VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure 69. Dodge Cox Stock Income during Gross value end Transactions during reporting period reporting period reporting period (I) (2) (I) (2) (I) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller (A-H) int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private (Q-W) transaction) Dividend Part Sell 10/18 70. Dodge Cox Stock Dividend Part Sell 08/02 71. First Eagle Overseas CL! Dividend 72. Hitchkis Wiley Large Cap Value Dividend Janus Fund Dividend 74. Janus Mid Cap Value Dividend 75. Janus Overseas Fund Dividend 76. Julius Baer Intl Equity Dividend Morgan Stanley Int'] Equity Dividend Fasciano Fund Dividend Royce Opportunity Fund Dividend 80. Schwab Money Market Cash Dividend 81. Sound Shore Dividend 82. Third Avenue Intl Value Dividend 83. Westcore Midco Growth Dividend 84. Westcore Growth Fund Dividend 85. Westcore Intl Frontier Fund Dividend Buy 10/18 Income Gain Codes: 1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and D4) F=$50,001 -SI00,000 =SI00,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes =Sl5,000 less =$15,001 -$50,000 =$50,001 -$100,000 =SI00,001 -$250,000 (See Columns and D3) =$250,001 -$500,000 =$500,001 -Sl,000,000 =Sl,OOO,OOl -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market (See Column C2) =Appraisal V=Other =Assessment =Book Value W=Estimated 'Rendell, Marjorie 05/14/2007 VII. INVESTMENTS and TRUSTS -income, varue, transactions (Includes those the spouse and dependent children. see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure 86. William Blair Large Cap Growth Income during Gross value end Transactions during reporting period reporting period reporting period (I) (2) (I) (2) (I) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity Code div., rent, Code Method buy, sell, Month Code Code buyer/seller (A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private (Q-W) transaction) Dividend 87. 86. Federated Short Term Muni Bond Fund Dividend 88. Shroder Muni Bond Fund Dividend DuPont -common stock Dividend DFA Tax Mgd U.S. 5-10 Value Dividend PartSell 04/19 91. Dodge Cox Stock Dividend Part Sell 04/19 92. Janus Overseas Fund Dividend 93. Fasciano Dividend Part Sell 04/19 96. First Eagle SoGen Global Class (form Dividend SoGen Int'!) Sound Shore Dividend Schwab Money Market Fund Dividend Westcore Growth Fund Dividend 98. Rental property Ocean City, (2000 Rent $645,000) Income Gain Codes: 1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =S5,00I $15,000 =$15,001 $50,000 (See Columns and 04) F=S50,00 -$I 00,000 =$100,001 -$1,000,000 =Sl,000,001 $5,000,000 =More than $5,000,000 Value Codes 15,000 less =$15,001 -$50,000 =$50,001 $100,000 =SI00,001 -$250,000 (See Columns and D3) =$250,001 -$500,000 =$500,001 $1,000,000 =Sl,000,001 $5,000,000 =$5,000,001 $25,000,000 Value Method Codes =$25,000,001 $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market (See Column C2) Q=Appraisal V=Other =Assessment =Book Value =Estimated 05/14/2007 'Rendell, Marjorie VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicale parto/Report.) Part GIFTS Honorary golf memberships with Torresdale-Frankford Country Club, West Shore Country Club, and Blue Ridge Country Club: If! were become member these clubs, certain that initial fees and ongoing fees would several thousands dollars; however, use these memberships infrequently, and estimate the value me, based use, less than thousand dollars. Part VII. INVESTMENTS and TRUSTS GIFTS -Item line was contribution the llFund (managed the Schwab Fund for Charitable Giving). 05/14/2007 'Rendell, Marjorie IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. 501 seq., U.S.C. 7353, and Judicial Conference regulations. Signature AND CRIMINAL FILING INSTRUCTIONS Mail signed original and additional copies to: Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544