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Judicial Watch • Mark R. Kravitz – 2006

Mark R. Kravitz – 2006

Mark R. Kravitz – 2006

Page 1: Mark R. Kravitz – 2006

Category:Federal Judges

Number of Pages:11

Date Created:September 19, 2007

Date Uploaded to the Library:November 12, 2014

Tags:Kravitz, Mark R Kravitz, Partners, Distribution, Fidelity, 2006, assets, transactions, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  10/-ll Person Reporting (last name, llrst, middle initial) Kravitz, Mark Court Organization District Court-Connecticut Date Report 04/1 1/2007 Title (Article ill judges indicate active senior status; magistrate udges indicate full-or part-time) U.S. District Judge--Active Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2006 12/31/2006 
Sb. Amended Report Chambers Office Address 141 Church Street New Haven, 06510 the basis the information contained this Report and any modillcatlons pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSJTJO NS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
NAME 
Trustee Trust# (trust 
Trustee Trust#2(trustfo 
Custodian Child# 
 
 
 
::0 
II. AGREEMENTS, (Reporting individual only; see pp. U-16 ofinstructwns.) NONE (No reportable agreements.) 2006 Wiggin Dana. Payment for partnership interest and partnership real property. Amount $313,465, payable installments varying amounts through 2006. 
 
04/11/2007Kravit7., Mark 
ID. N-INVESTMENT ME. (Reporting individual and spouse; see PP. 11-u instruciwns.J Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
(yours, not spouses) MARCH2006 University Melbourne Graduate School Law, Melbourne. Australia. Teaching stipend for services Visiting Fellow, approved CA2 Chief Judge. 11,060.15 
2.2006 Wiggin Dana, post-June 2003 payments for partnership interest and partnership real property. 27,409 Spouses Non-Investment Income -If you were maied during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 
[2[J NONE (No reportable non-investment income.) 
 
 
 
 
IV, REIMBURSEMENTS -transportation, lodging.food, entertainmen (Includes those spouse and dependent children. See pp. 25-27 instructions.) 
(KJ NONE (No reportable reimbursements.) SOURCE DESCRIPTION 
 
 
 
 
Kravitz, Mark 
04/11/2007 GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
IK] 	NONE (No reportable gifts.) SOURCE DESCRIPTION 
 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
IK] 	NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION 
 
 
 
 
 
Name Person Reporting 
04/11/2007Kravitz, Mark 
VII. INVESTMENTS and TRUSTS -incom, value, transactions (Includes those the spous and dependent children. Supp. 34-60 offiling instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
{including trust assets) reporting period reporting period 
 
{I) (2) (2) 
(5) 
Place (X) after each asset Amount Type(e.g. Value Value Type (e.g. Date Value Gain Identity 
exempt from prior disclosure Code div ren Code Method buy. sell. Month Code Code buyer/seller 
(A-H) int.) (J-P) Codi: redemption) Day (J-P) (A-H) (if private 
(Q-W) trans action) Income Gain Codes: =Sl,000 less =s1,001 -s2.5oo =$2,501 -$5.000 =$5,001 -Sl5,000 =SIS.ool -$50,000 
(See Columns and D4) =SS0,001 -SI00,000 =$100,001 -$1,000,000 =Sl,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=$15,00I -$50,000 =$50,001 -SI00,000 =s100,001 -s25o.ooo 
(SeeColumns and 03) =$250,001 -$500,000 =$500,00I -$1,000,000 =Sl,000,001 -$5,000,000 =$5,000,ool -S25,0oo,OOO Value Method Codes =s25,ooo,001 -S5o.ooo,ooo =Cost (Real Estate Only) =More than SS0,000,000 =Cash Market 
(Sec Column C2) Q=Appraisal =Other =Assessment 
U=BookValue =Estimated 
 
04/11/2007 
Kravit7., Mark 
VII. INVESTMENTS and TRUSTS -income, value, transactWns (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
 
Transactions during reporting period pcri 
reporting period 
reporting including trust assets) 
 
{I) 
{I) 
{2) 
Value 
Amount 
Type (e.g. 
Value 
Place {X} after each asset 
Code 
Method 
div., rent, 
Code2 
exempt from prior disclosure A-H) 
Code3 int.) 
{J-P) 
(Q-W) 
{2) 
Type {e.g. Date buy, sell, Month redemption) Day 
{5) 
Value Gain Identity 
Code2 Code buyer/seller 
(J-P) (A-H) (if private 
transaction) Inco Gain Codes: =Sl,000 less B=St,001 -$2,500 =S2,501 -S5,000 0=$5,001 -SIS,000 =$15,001 -$50,000 
(See Columns and 04) =$50,00 -SI 00,000 G=SJ00,001 -Sl,000,000 =St,000,001-S5,000,000 =Mor than S5,000,000 Value Codes J=$I 5,000 Jess K=Sl5,00I -$50,000 =$50,001 -$100,000 =SI 00,00 -$250,000 
(See Columns and 03) =$250,00  $500,000 =$500,00 1,000,000 =Sl,000,001-$5,000,000 P2=S5,000,001 -S25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =Mon: than $50,000,000 =Cash Market 
(See Column C2) Q=Appraisal V=Other =Assessment =Book Value =Estimated 
 
 
04/11/2007 
Kravitz, Mark 
VII. INVESTMENTS and TRUSTS income, value, transactWns (Includes those the spouse and dependent children. See pp. 34-60 filing inctions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during reporting period 
(I) (2) 
Amount Type (e.g. Code 
div., rent, (A-H) int.) 
c::-----1 
------. - 
Gross value end 
reporting period 
(I) 
Value Code2 (J-P) (2) Value Method Code3 
(Q-W) 
(I) Type(e.g. buy, sell. redemption) 
Transactions during reporting period 
 
(2) Date Month Day 
(3) Value Code2 
(J-P) 
(4) 
Gain 
Code (A-H) 
(5) 
Identity buyer/seller (ifprivate transaction) Income Gain Codes: =Sl,000 loss =Sl,001 -$2,SOO =$2,501 -S5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 00,00 -SI ,000,000 =Sl,000,001 -$5,000,000 =Morothan $5,000,000 Value Codes =$I 5,000 loss =$15,001 -SS0,000 =$50,001  $100,000 =S100,001 -$250,000 
(See Columns and DJ) =$250,001 -$500,000 =$500,001  $1,000,000 =$1,000,001 -$5,000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,000,00  550,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
 
(Seo Column C2) =Appraisal =Other =Assessment =Book Value =E:itimated 
 
04/11/2007 
Kravitz, Mark 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 ofjiJing instmctions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
--Fidelity Cash Reserves 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (1) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code! buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
{Q-W) transaction) Interest 
--Fidelity Cash Management Account Interest 
--Fidelity New Markets Income Fund Distribution 
55. -Fidelity Small Cap Stock Fund Distribution 
--Fidelity Mid Cap Stock Fund Distribution 
--Fidelity Short Term Bond Fund Distribution 
58. --Fidelity Fifty Fund Distribution 
--Alpine Real Estate Equity Fund Distribution 
60. --Marsico Growth Fund Distribution 
61. --Sound Shore Fund Distribution 
62. --Third Avenue Value Fund Distribution 
bought 02/06 
64. 
--Vanguard Inter-Term Bond Index Fund Distribution 
Trust# 
65. --A wbury Partners (see note Distribution 
66. --Conn. General Revolving Rev Bonds Interest 
redeemed 03/16 
67. --Fidelity Cash Management Account Interest 
68. --Third Avenue Value Fund Distribution Income Gain Codes: 1,000 less =s1,001. s2.5oo C=S2.50 -SS.000 0=$5,001 Sl5.000 =$15.001  SS0.000 
(See Column> and 04) F=S50.00l SIOO.OOO G=SIOO.OOl -Sl.000.000 =Sl.000.001 -S5.000,000 =More lhan SS.000,000 Value Codes =SI 5.000 less =SI 5.001  SS0.000 =SS0.001  SI00.000 =SI00.001. S250,000 
(See Columns and 03) =S250,00I  $500.000 =S500.00I SI .o00.000 =Sl.000,001  S5,000,000 =S5,000,00  $25,000.000 Value Method Codes =s25,ooo.oo  s5o.ooo,ooo =Cosl {Real Eslale Only) =More lhan S50,000,000 =Cash Market 
{See Column C2) =Appraisal V=Olher =Assessment =Book Value W;Estimaled 
 
Date Report 
Kravitz, Mark 
04/11/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 ofFUJng instructions.) NONE (No reportable income, assets, transactions.) 
Des crip tion Assets Income ring oss value atend Transactions during reporting period 
(inclu ding trus assets) reporting period rep orting period 
 
(2) 
(I) (2) 
(2) (4) (5) 
Value Value 
Place (X) after each set 
Amou Type (e.g. pe(e.g. Date lue 
Identit 
div., rent. 
Code2 Method 
exempt from prior disclosure sell, Month 
Code2 Code buyer/seller int.) 
(J-P) Cod 
Day 
(if private 
0-P) (A-H) 
trans action) 
(Q-W) 
69. --American CenturyUltra Fund Distribution gift 01101 gift from grandmother 
70. 71. Trust# --Awbury Partners (see notes) Distribution 
72. --Conn. General Revolving Rev Bonds Interest redeemed 03/16 
73. 74. --Oracle Common Stock --Spartan 500 Index Dividend Distribution 
75. --Fidelity Cash Reserves Dividend 
76. --Third Avenue Value Fund Distribution bought 01/17 
77. --Fidelity Contrafund Distribution bought 01/14 
78. --Fidelity Cash Management Account Interest Inco Gain Codes: =$1,000 less =Sl,001 -$2,500 =$2,501 -SS,000 =$5,001 -Sl5,000 =$15,001 -S50,000 
(See Column and D4) =$50,001 -$100,000 =SI00,001-Sl,000,000 =Sl,000,001-S5,000,000 =More than $5,000,000 Value Codes =$15,000 less =Sl5,00I -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and 03) =$250,00 -$500,000 =$500,00 -$1,000,000 =Sl,000,001-$5,000,000 =$5,000,00 -$25,000,000 Value Method Codes =$25,000,001-$50,000,000 =Co (Real Eslate Only) =More than $50,000,000 =Cash Market 
(See Column C2) ppraisal V=Other =Assessment =Book Value =Estimated 
 
 
 
Date Report 
Kravib:, Mark 
04/1112007 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReport.) 
NOTE Awbury Partners, L.P. large diversified investment partnership that 
 
fund manager and five investment advisors. Awbury Partners is, effect, privately held mutual fund. Neither the reporting person any trust which trustee controls 
determines either (I) who the fund investment advisors are (2) what investments Awbury Partners purchases sells when does so. Thus, 
neither the reporting person trusts which trustee has any control regarding the investments Awbury Partners. The value 
Awbury Partners investments quarterly the basis the value the partnerships underlying investments. 
NOTE Janus Olympus Fund, which was held IRA# merged into Janus Orion Fund 10/31/06, which why the investments for 2006 are listed Janus Orion. 
NOTE Trusts ##1 and which were shown previous reports, were terminated effective of02/15/06 and all the assets (which were cash) then held the trusts were distributed their entirety the beneficiaries the trusts, that December 31, 2006, neither these trusts existed. They are shown this report because they did exist during portion of2006 and they had been shown prior reports. They will not shown beginning with the 2007 report. 
NOTE The Bank America stock derived from the merger MBNA and Bank America. 2005, this trust sold all the MBNA/Bank America shares with the exception 1.3 shares valued $72.55. 
NOTE The shares Embarq Corp. were distributed spinoff from the sale Sprint lieu fractional shares. 
 
 
 
Date Report 
Kravitz, Mark 
04/11/2007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honorarla and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544