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Judicial Watch • Mark R. Kravitz – 2011

Mark R. Kravitz – 2011

Mark R. Kravitz – 2011

Page 1: Mark R. Kravitz – 2011

Category:Federal Judges

Number of Pages:9

Date Created:December 1, 2012

Date Uploaded to the Library:November 12, 2014

Tags:Kravitz, Mark R Kravitz, CAPITAL, trust, 2011, assets, transactions, TRUSTS, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Reporl Required 1he Ethics Governmenl Ac/ 1978 
Rev_, 112012 
FOR CALENDAR YEAR 2011 U.S.C app. 101-1I1) Person Reporting (last name, first, middle initial) Kravilz, Mark Court Organization District Court-Connecticut Date Report 05/08/2012 Title (Article Ill judges indicate active senior status; magistrate judges md1cate full-or part-time) U.S. Distnct Judge--Acllve Sa. Report Type (check appropriate type) Nommation Date Imt1al [Z] Annual Sb. Amended Report Fmal Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 
141 Church Street 
NewHaven, 06510 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSITJ NS. (Reporting individual only; see pp. 9-13 filing instructions.) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Trustee 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 
 
PARTIES AND TERMS Professor 	Yale Law School --$3,000 
 
 
 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income [{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honorana) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(includes those spouse and dependent children; see 25-27 offilmg mstructwns) [{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
 
Name Person Reporting 
Date Report 
Kravitz, Mark 
05/08/2012 GIFTS. (lnc/11des those spouse and dependent children; see pp. 28-31 filing instmctions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (lnc/11des those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
 
Name Person Reporting 
Dale Report 
Kravitz, Mark 
05/08/2 012 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Descnpt1on Assets Income during Gross value end Transactions dunng reporting penod (including trust assets) reporting penod reporting period Income Gam Codes =$1,000 less =$1,001 -$2.500 42,501 -$5.000 =$5.001 -$15.000 E=$15,001-$50.000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1.000.000 =$1,000,001 -$5.000.000 =More lhan $5.000.000 Value Codes =$15.000 less =$15 001 -$50.000 =$50 001 -$100.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.001 -$500.000 =$500 001 -$1.000.000 =$1.000,001 -$5.000,000 =$5,000,001 -$25,000.000 =$25.000.001 -$50.000 000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real l.stale Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =01hcr =Estimated 
 
Name Person Reporting Date Report 
Kravitz, Mark 05/08/2012 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 instructions.J NONE (No reportable income, assets, transactions.) 
Descnpt1on Assets Income during Gross value end Transactions dunng reporting period (mcludmg trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (4) (5) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type g., div., rent, mt.) Value Code2 (J-P) Value Method Code3 (Q-W) Type g., buy, sell, redemption) Date mm/dd/yy Value Code2 (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) Saugatuck Capital LLC (see note Distribution Income Gam Codes =$1.000 less =$1,001 -$2.500 =$2.501 -$5,000 =$5,001 -$15,000 =$15,00 -$50.000 
(See Columns and D4) =$50.001 -$100,000 =$!00.001 -$1.000.000 =$1.000.001 -$5.000.000 ll2 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50,000 =$50.001  $100.000 =$100.00 -$250.000 
(Sec Columns and 03) =$250.00 -$500 000 =$500,00 -$1,000.000 =$1.000.001 -$5,000,000 =$5,000.001 -$25,000,000 =$25.000.00 -$50,000.000 =More than $50.000.000 Value Mc1hod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =01her =Estimated 
 
 
Name Person Reporting 
Date Report 
Kravitz, Mark 
05/08/2012 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instmctions.J NONE (No reportable income, assets, transactions.) 
Descnpt10n Assets Income durmg Gross value end Transactions dunng reportmg period 
(includmg trust assets) reporting penod reportmg period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type g., Value Value Type g., Date Value Gam Jdentity 
exempt from prior disclosure Code div, rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
 
(A-H) mt) (J-P) Code redemption) (A-H) (if private 
(Q-W) transaction) 
35. 
--Fidelity Cash Management Account Interest 
 
36. 
--Needham Agreesive Growth fund Distnbution Buy 2/17/11 
 
 
--Spartan 500 Index Investor Class Dividend 
38. --Nova Measuring Instruments Distnbution Buy 8/3/11 
--Vanguard Sector Index Fund Distnbution Buy 3/28/11 
40. --Third Avenue Value Fund D1stribut10n 
--Amencan Capital Strategies D1V1dend Income Gam Codes =$1,000 less ll=$1,001 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50.000 
(See Columns and D4) =$50.001 -$100,000 =$100.001 -$1.000.000 =$1,000,00l -$5,000,000 =More 1han $5.000.000 Value Codes =$15.000 less =$15 001 -$50.000 =$50,001 -$100.000 =$100.00 -$250,000 
(See Columns and 03) =$250.00 -$500.000 =$500,001 -$1,000.000 =$1.000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.00 -$50.000.000 =More than $50,000.000 Value Me1hod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Olhcr =Estimated 
 
 
 
Name Person Reporting 
Kravitz, Mark 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offilinc instmctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reporting period 
(mcludmg trust assets) reporting penod ofreporting period 
Income Gam Codes $1,000 less $1,001 -$2,500 $2,501 -$5,000 $5,001 -$15,000 l-.=$15,001-$50.000 (See Columns and D4) =$50.001 -$J 00,000 =$100,001 -$1,000.000 =$1,000,001 -$5.000.000 112 More 1han $5,000.000 Value Codes =$15.000 less =$15,001 -$50,000 =$50,00I -$I 00.000 =$100.00 -$250.000 (Sec Columns and 03) =$250.00 -$500.000 $500,001 -$1,000.000 =$1,000.001 -$5,000,000 =$5 000.001 -$25,000,000 =$25.000.00 -$50.000.000 =More than $50,000.000 Value Method Codes Appra1Sal ost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other =Estnnated 
 
Name Person Reporting 
Date Report 
Kravitz, Mark 
05/08/2012 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicalepartofreporl.) 
NOTE Awbury Partners, L.P. large diversified investment partnership that managed one, overall fund manager and several investment advisors. Awbury Partners is, effect, privately held mutual fund. Neither the reporting person, his-or determines either (I) who the fund manager investment advisors are (2) what investments bury Partners purchases sells when does so. Thus, neither the reporting person, his-The value Awbury Partners investments determined quarterly the basis the value the partnerships underlying investments 
NOTE Capital Fund IV, L.P., pooled investment partnership, which not controlled either the reporting party 
NOTE Saugatuck Capital LLC and Saugatuck Capital LLC are private equity partnerships, which are not controlled either the reporting party his lfil The Capital partnership currently wholly invested Femco Holdings LLC, privately held company localed Pennsylvania, and the Capital invested Exocor, Inc., Canadian corporation. 
NOTE Trusts ##1 and which were shown previous reports, were terminated effective 02/15/06 and all the assets (which were cash) then held the trusts were distributed their entirety the beneficianes the trusts, that December 31, 2006, neither these trusts existed. The other trusts will continue numbered from avoid confusion with prior reports. Trust was termmated effective 06/21/08 and the assets within the trust were distributed kind the beneficiary the Trust. result, December 31, 2008, Trust# held assets and was terminated. Trust will not appear future reports. Trust# terminated Spetember 2010 and will not included future reports. Only Trust# will continue future reports. 
 
Name Person Reporting 
Date Report 
Kravitz, Mark 
05/08/2012 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353 and Judicial Conference regulations. 
Signature: Mark Kravitz 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544