Melinda Harmon Financial Disclosure Report for 2003
Category:Financial Disclosure
Number of Pages:14
Date Created:February 2, 2005
Date Uploaded to the Library:November 13, 2013
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November 12, 2004 Judge Mary Lisi, Chair Connnittee Financial Disclosure 08/26/2004 THU 10:04 :M. HARMON MELINDA HARMON UNITED STATS DISTRICT JUCIG.E SOUTHll:RN l:llSTRICT TEKA UNITEEI l!ITa.TBIS COURTtlOUlilt 515 RUSIC: -'VENUE HOUSTON, TEXAS 77002 August 26, 2004 SaF INITIATED DMENT Ms. Dorothy Abell Financial Reports Article Judges Divjsion Via facsllnilc transmittal: 292-502-l 899 Dear Dottie, you instructed, attaching new page inserted into Judge Harmoio.'s Thank you again for your consideration and usistance. Veey truly yours, Taylor, Secretary Mclinda Hmmon United States District Judge En.closure 08/26/2004 THU 1004 lt:. HARMON @002 VII. Page INVESTMENTS and TRUSTS -inoome, value, transactions (Includes those spouse and dependent children. Sse pp. 3654 lnstryidions.) SB..F INITIATED NONE (No reportable income, assets, transactions.) Trust (mnlinued) International Business Machines Morgan Chase Johnson Johnson Marsh McClennan Cos., Inc. McGraw HDI Cos. Inc. Medco Health Solutions, lrac. Spfn..Off 8/19/03 Merck Co.; Inc. Merrill lynch Co., Inc Microsoft Corporation Pepsico Incorporated Pfizer Incorporated *Phillip Morris Exchange 1/27/C13 Procter Gamible Co. Rockwell Collins. Inc. Rockwell Automation, Inc. FINAl"'iCIAL DISCLOSURE REPORT A0-10 Government Act 1978 Rev.1/2004 Calendar Year 2003 U.S.C. app. 101-111) Court Organization Date Report Person Reporting (Last name, First name, Middle initial) Hatman, Melinda United States District Court 813/2004 Title (Article Judges indicate active senior status; ReportType (check appropriate type) Reporting Period magistrate judges indicate run-or 1?311-time) Nominatioi1, Date 1/1/2003 District Judge, Active luitial @Armual Final 12/3112003 Chambers Office Address the basis ofthe infbrmation contained this Report and any United States Courthouse modifications pell'laining thereto. is, opinion, compliance with applicable laws and regulations. 515 Rusk, Suite 9114 Date Houston, Texas 77002 IMPORTANTNOTES: The Instructions accompanying this form must followed. Complete all parts, checking the NONE box. fur each part where you have reportable infonnation. Sign last page. POSmONS. (R.cporting tndivictuat only; sec PP 9-13 otfiling instructions> NONE -(No reportable positions.) Executrix (Reporting individual only; see pp. 14-16 filing instructions) Il. AGREEMENTS. Ii!! NONE -,, (.I) r-::i:.. o:!J c:: Cl);;:e C::l> ::o ml"Tle":I o.,: -,, (=) J"IJ ... ... NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 filing instructions) Filer's Non-Investment Incom GIFTS. NONE (Includes those spouse and dependent children. See pp. 28-31 ofinstructions.) -(No such reportable gifts.) SOURCE VI. LIABILITIES. (Includes those ofspouse and dependent childrm. Sec pp. 32-34 instructions.) DNONE -(No reportable liabilities.) Northwestern Mutual Life Secured Note BankOne Credit Card CrcditCard Fleet Credit Card Capital One CrcditCard Bank One Credit Card - Name Person Reporting Date Report MELINDA HARMON ust 2004 VIL Page INVESTMENTS and TRUSTS -income, value, transactions Includes those ouse and endent children. See NONE (No reportable income, assets, transactions.) Trust (continued) Common Account continued HSBC Holdings ING Group Koninklijke PhDips Electrs Kookmin Bank Corp Korea Electric Pwr Misc South Korea Index Mitsubishi Cori>. Mitsubishi Tokyo Finl Morgan Stanley India INVT Nestle News Corp LTD ADR New Nokia Corp Novartis Buy 4/11/03 Sell Sell Buy Buy Buy Buy Sell Buy :.u=BookValue Name Person Reporting Dale Report MELINDA HARMON 2004 VII. Page INVESTMENTS and TRUSTS --income, value, transactions Includes those spouse and ndent children. See 36-54 Instructions. not exempt from disclosure NON.E (No reportable income, assets,. transactions.) Trust (continued) Common Account NTT Docomo, Inc. Sell 12/18/03 Telekomunikasl Pan American Beverages Petroleo Brasileiro Petrobras Sponsored ADR Sell (cash1me 6/12/03 5/08/03 Petroleo Brasileiro Spons ADR REP Ord SHS Posco Buy 12/12/03 Roche Holding Ltd. Royal Dutch Petroleum SAP Aktiengesellschaf Shiseido ltd Glaxosmithkline PLC Sony Corp ADR New7f74 Sell 12/18/03 enta AGADR Taiwan Semiconductor Mfg Ltd Buy 9/03/03 'TDK Corp .rrf .,. .,-. -.L Value MethOd Codes: (real estak only)"' srit ::,:' r'-., V=Otl'ler ::. ,,: W=Estimated : Name Person RE!llOrting C:ate Report FJNANCJAL DISCLOSURE REPORT MELINDA HARMON VIL Pag INVESTMENTS and TRUSTS income, value, transactions (Includes those ouse and endent children. See 36-54 Instructions. NONE (No reportable income, assets, transactions.) Trust (continued) Common Account2 continued Telecom Italia SPA Telefonos Mexico Thom son Total Fina Elf Unibanco Uniao Bancos, Brasilieros Globa UBS Unilever Vondefone Grau PLC Buy Sell 2/18/0 12/18/03 WMC Resources, LTD Cash and Account Great Hall Investment Funds Tax Free Bonds Account3 TEXAS UNIV REVS FING SYS .QN 4.749% B/E CPN 4.750% DUE 5/15/2007 TEXAS WTR DEV BDR -REVOLVING FD-SR LIEN SER B/E 4.375% CPN 4.300% DUE 7/15f2006 Vaiue Method Cot!es: 'Q:Appsa' R:Cost(real.esiateoolyl :S-AsiieSsinent U=Bool:Vaiue Name Pellon Reporting Date Report MELINDA HARMON 2004 NONE (No reportable income, assets, transactions.) Trust (continued) Bonds Account (eontlnued) TRAVIS CNTYTX HSG FIN CORP SIN GLE FAM MTG REV COMPOUND INT REGD MBIA DUE 11/1512016 Fort Worth Wtr Swr Rev Ref lmpt 4.95% B/E DUE 2/15/2010 Cash and Account -Great Hall Investment Funds Tax Free IRA#1 Exxon Mobil DIV Redempllan Adj Partial RedeqJllon Partial Redempllan 1/08/03 1/08/03 1/17/03 AIM Aggressive Growth Fund Money Funds . cr...AppraJsat U=Book Value ... l=Olller Name Person Reporting Date Report MELINDA HARMON ust3,2004 'VIL Page INVESTMENTS and TRUSTS --income, value, transactions Includes those ouse and ndent children. See 36-54 Instructions. not exempt from disclosure NON.E {No reportable income, assets, transactions.) 31RA#2 DIV Mone Funds AIM Aggressive Growth Fund IRA#3 Money Funds Triumph Resources Zweig Close End Fund AIM Aggressive Growth Fund Alliance Premier Growth Fund 5-None Real Estate Rent Dallas, Tx, Parcel Real Estate Rent Dallas, Tx, Parcel ;_.,: ';..,-:-;.'i Jc; . Name Person Reportlng Date Report MELINDA HARMON ust3, 2004 NONE (No reportable income, assets, transactions. Mineral Royalty Interest Royaty Exxon Mobil Div 10AMGP None T Div Northwestern Mutual Life "65 Life" policy Div Northwestern Mutual Life 55 Life" policy Div Northwestern Mutual Life "65 Life" Div U=Book Value S-nt Value Method Codes: Name Person Reporting Date Report MELINDA HARMON 2004 ADDffiONAL INFORMATION EXPLANATIONS VII (1) Trust#l. Common stock, Account The values and amoun listed reflect /15 interest the trust, which consis:ts ofthree different accounts. Each the three accounts also contains money market fund component The interest has decreased from 3/14 3/15 due the birth new beneficiary 2003. *Altria Group Inc. was exchanged for Phillip Morns **This money market component was left off inadvertently the 2002 Report. VII(5) Participant's share invested the Index Equity Fund, mutual and self-managed account investing Dreyfus Appreciation Mutual !und. VII (6-7) Undivided 1/8 interest two pieces property Dallas, Texas. Date appraisal, December 1994. VII(9) 1/4 interest mineral royalty inherited August 1999, paid through decedent" VII (11, 12, 13, 14) Throughinadvertance, these four life insurance policies were omitted allprevicius reports. Name Person Reporting Date Report FiNANCAL DISCLOSURE REPORT MELINDA HARMON August 2004 IX. CERTIFICATION certify that all information given above (including infonnation pertaining spouse and minor dependent children, any) accurate, true, and complete the best _my knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the atcceptance gifts which have been reported are compliance with the provisions U.S. app. 501 et. Seq., U.S.C. 7353 and Judicial Conference Regulations. ".'.tlf!':> -.. JJ'"- -_,. Signature August 2004 NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C, App., 104.) ._ iFiLING INSTRUCTIONS: '>1 : ':Man.. ditiona1 oopies 'io:_: .... 'co:fuhii-rii;i.:" Administrative Offiee the United States CouttsSuite 2-301 One Columbus Circle, N.E. Washington, 20544