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Judicial Watch • Neal P. McCurn – 2009

Neal P. McCurn – 2009

Neal P. McCurn – 2009

Page 1: Neal P. McCurn – 2009

Category:Federal Judges

Number of Pages:12

Date Created:September 12, 2013

Date Uploaded to the Library:November 21, 2014

Tags:Neal P McCurn, mccurn, Dreyfus, 2009, Market, assets, INVESTMENTS, TRUSTS, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. 111010 
FOR CALENDAR YEAR 2009 U.S.C. app.  101-11 P-. Reporting (last name, first. middle initial) Court Organization Date Repo11 
McCum, Neal 
U.S. District Court N.D.N.Y. 06/30/2010 Tiiie (Anicle IDjudges indicate active senior status; 
Sa.. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate fuU-or pan-time) Nomination, Date 01/01/2009 
Senior U.S. District Judge 
Jnitial Ammal Final [l] 
12/31/2009 
Amended Report 
 
Sb. Chambers ...-Office Address Ola Ille buls the lnformtioa c:ontllned this Report and any modlflcatloas per1ldning thereto, IDY oplnloa, compliuc:e 
with appllcsble laws and regulationo. Clinton Street 
Syracuse, 13261 
 
P.O. Box 7365 
Reviewi.Bg Oftker 
IMPORTANT NOTES: Theinst,,1ctions accompanying thisform mMStbefolloweJ. Complete allports, checking NONE box for eh part where yo11 have reportable infomudion. Sign last page. POSITIONS. (RqorliltgOllly; supp. 9-IJofjiJillginm-llCtions.) [ZJ NONE (No reportable positions.) 
o:---_ 
(/)..  
c:: ::. 
:::::.. ;.:.. rri ::._: cJ..r< 
o.,.., 
II. AGREEMENTS. (Rqorliltg indivilhull only; supp. U-16 ofjilillg inslrllCtions.) [{] NONE (No reportable agreements.) -ri fT1 -P. ex> 
 
 
 
III. NON-INVESTMENT INCOME. (Rq>0rtiltgbuliviJIUllant1spo-;:sttpp.11-u,,1fiJUtKinstr11Ctio,...J Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 
(yOWll, not spouses) $2,793.00 2009 N.Y. State Employees Retirement System Spouses Non-Investment Income -Ifyo11 ..ere trUUrieJ t111ring fllrY pomon Jftl, complet4 tJUs seca,,,.. (Dollar amount nt>t required except for honoraria.) NONE (No reportable non-investment income.) 
 
 
 
Catholic Relief Services Annuity $847 
2.2009 Catholic Church Ext Society $722 
 
 
IV. REIMBURSEMENTS-trrmsporflllion,,/ood.,.t 
(Includes those spo3e and dependenlchi/dren; see pp. 2517 filing instructions.) 
[Z] NONE (No reportable reimbursements.) 
 
 
 
 
 
 
 
Name Person Reporting 
Dale Report 
McCurn, Neal 
06130/2010 
 
 
VI. LIABILITIES. (lncl11tks dwse SJNllSI! tkpe!Uknt clliUnn; llU pp. 31-33 filing imtrllCJions.) 
[{] NONE (No reportable liabilities.) 
 
 
 
 
 
 
 
 
Name fenon Reporting 
Date Report 
 
McCnrn, Neal 
06/30/2010 
VII. INVESTMENTS and TRUSTS-Uu:ortte.va1u,tnllls4Ctions(IfW:bukst1wuofspo11se111111;kpm4Bflcltildttn;SMpp.J.uoofjl/iltgtnstrwt:tMNrs.J NONE (No reportable income, assets, transactions.) D.Description Assets Income during 
Gros....:; value end Transactions during reporting period 
(including trust assets) reporting period 
ofreporting period 
 
lv.! 
 
(l) (2) 
(I) (2) 
Value Value  
Place (X) after each asset Amount Type(e.g., 
 
Tle.g., 
exempt from prior disclosure Code div., rent, 
buy, sell, mm/ddlyy 
(A-H) 
 
buyer/seller 
Code2 Code Code 
(J-P) (A-H): 
Method 
Code int) (J-P) 
(if private transa..-tion) 
(Q-W) 
------------------------------	------ Brokerage AJOs Sis Bds Wells Fargo 
ATT Dividend 
Amer Electric Power Dividend 
Heinz Dividend 
Intl Business Machines Dividend 
Valero Energy Corp Dividend 
 
Verizon Comm Dividend YUM Brands Dividend Franklin T/F Income Interest Sold 03/06/09 market 
10. Franklin T/F Income Interest Sold 3/06/09 market 
11. NYS Donn 7/1109 Interest Redeemed 07/01/09 market 
12. Pub 4.25% 111115 Interest Sold 10/08109 market 
 
13. 14. Biotech Holders Fairport Communications (Y) None Redeemed (part) 04130/09 market 
15: Kansas City 3/1/09 None Redeemed 03/02/09 market 
16. Long Island 1211/11 None 
 
Long Island 6/1/19 	None Sold 03/31/09 market 
10e Method Codenon Reporting 
Date Report 
 
McCurn, Neal 
VII. INVESTMENTS and TRUSTS-int:ollre,..,,,_,trtlMtlclitms,1nc11111a,,_SflOIMant1dqollladclrJl4nn;11ttpp.JUIJof_,> NONE (No reportable income, assets, transactions.) 
Gross value end 
(including trust assets) reporting period 
 
 
DescriptiofA=-----i Transactionsduring reporting period 
-- ------  ----- 
(!) 
Place (X) after each asset Amount Type (e.g 
Code 
exempt from prior disclosure div., rent, 
(A-H} int) 
Code redemption) (Q-W) f 
-   -- ..................... 
 
..... ____________ 
(5) 
Identity 
buyer/seller 
(if private 
transaction) 
35. 
Agilent Tech Inc (Y) 
 
36. 
Sll}ker Corp Dividend 
 
37. 
Amer Fds Cap Wrld GI Dividend 
 
38. 
EOG Resources Dividend 
39. First Busey Coip (Y) 
40. 
Hewlett Packard Dividend 
 
41. 
Johnson Johnson Distribution 
 
 
42. Eli Lilly Dividend 
Pfizer Distribution 
44. Vodafone Group Dividend 
 
45. Xerox Dividend 
46. Bank America None Sold 01129/09 market 
47. NYS Thruway 4.5 411/09 Interest Redeemed 04/01/09 market 
48. NYS Envmmt 6/15/14 49. MTA Trans 7/1/13 50. NYS LOC Gvt 4/1113 rest None None 
St. NYS Gvt 4/1/14 None hloomc Gain Code>: (See Columns 111 .00 04) Value Codes 
(See Cotumns and Value Method Codes (See Column Cl) =$1.000 kss 450,001 -St00,000 115.000 less -s2so,001 -s;oo.ooo =S2S.000.001  SS0,000,000 =Appraisal -.,,l:Joc.>l aJue =SJ,001 -$2,500 =$100.IXH -Sl.000,000 =$15,001 -$50.000 =S500,001 -s1.ooo.ooo =Cost (Real E.smte Only) -Ohct =$2.501 -$5,000 
Ill =Sl,000.001 -SS,000,000 =$50,001 -SI00.000 =Sl.000.001 -SS.000.0UO Moce than SS0,000,000 =Assessment ESlimatcd =$5.001 SU,000 112 >More than $5,000.000 =$100.001  $250.000 =S5,000,001  $25,000,000 =Cash Market 
Amount 
 
NONE (No reportable income, assets, transactions.) 
- ---- - ----	  
Description Assets Jncome during 
Gross v;.., end r-Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
 
--(3f-j (4- 
Value Gam ldenuty 
(I) 	------ 
(2)Place (JC) after each asset exempt from prior disclosure Type (e.g., Date 
 
Value Value 
 
 
Type (e.g.,Code div., rent. 
Code2 rnm/dd/yy Code Code :Method buy, sell. 
 
buyer/seller 
 
 
 
(A-H)l 
 
(A-H) orint.) 
(J-P) 
redemption) 
(J-P) ... 
52. 
Mass WfR 811/l Interest Buy 03/06/09 market 
 
53. 
Norwalk 711112 Interest Buy 03/06/09 market 
 
 
NYS Dorat 12115116 Interest Buy 03/31/09 marlcet 
55. Envm 4.625% 6/15/33 Interest Buy 10/14/09 market 
 
56. 
Sentinel Cap Mrks Dividend 
 
57. 
Finl Sector SPDR Dividend Buy 01/29/09 marlcet 
 
58. 
lntui tive Surgical Inc 	None 
 
 
IRA Acct (Wells Fa.rgo)Stks Bnds listed below: 
60. Boston Scientific (Y) 
Eli Lilly Dividend Halliburton Dividend 
Medco Health (Y) 
64. 
Pfizer Dividend Buy 10/16109 market 
 
65. 	 
Pfizer None Buy 10127/09 market (add!) 
 
66. 	 
Simon Property Grp Dividend Buy 03118/09 market (addI) 
 
67. 	 
Simon Property Grp None Buy 06/19/09 market (addI) 
 
68. 	 
Simon Property Grp None Buy 09/18/09 market (addI) Income Gain Codes: =$1,000or I 8=$1,001-$2..>00 =$2.SOI -S5.000 D=$S.001-Sl5,000 E=$15,00I-SS0.000 (See Columns and D4) =SS0,001  SI00,000 =SI00,001-$1.000,000 =$1.000.001-SS.OOO,OOO ill =More than $5,000,000 Value Codes =SI S.000 less 415.001 $50.000 =S50,001-SIOO,OOO =$100,00t -$25-0,000 
(See Columns snd DJ) -$250.001  $500,000 =$500.IJOI 1.000.000 =$l,000.001-S5.000,000 =$5,000,001 -$25,000.000 =$25.000,001 $50,000.000 =More than $5-0.000,000 
 
 Value Method Codes 	QApimisal =Cost (RC3l Estate Only) =Assessment (See Columo C2} =Book Value =Olher Estimated 
 
Name Person Reporting 
Date Report 
McCurn, Neal 
06/3012010 
VII. INVESTMENTS and TRUSTS -btt:ome. l10lw, tltursactions (lnet1Ules1Mseofspo11sun11cllildrm;-,,,,. 1U1JofjUillg in.stnu:tit>nJ NONE (No reportable income, assets, transactions.) 
----------- 
Description Assets 
Income during Gross value end 
Trnnsactions during reporting period 
(including trust assets) 
reporting period reporting period 
(1) 
(2) 
(I) T--(2) 
(5) 
Amount 
Type (e.g., 
Place (X) after each asset 
Code 
div., rent, 
exempt from prior disclosure 
(A-H) int.) 
69. 
Simon Property Grp 	None 
 
70. 
UDR Inc Dividend 
 
 
Value Code2 (J-P) Value Method Code3 (Q-W) Type(e.g., buy, sell, redemption) Date mm/dd/yy 
Buy (add!) 12/18/09 Buy (add!) 02/02/09 
 
Value 
Code2 (J-P) 
Gain 
Code 
 
(A-H) 
Identity buyer/seller (if private transaction) 
marlcet 
market 
71. 	 
Wyeth Dividend Merged 10/16/09 marlcet (with line 64) 
 
72. 
Amer Express 12130/11 Interest 
 
 
Franklin Mutual Disc Dividend 
Amer Fds-New Economy Dividend 
75. 
FNMA 4.5% 9124124 	None Buy 09/14/09 market 
 
76. 
Individual Accounts held listed follows: 
 
77. Savings Bonds 	None 
 
78. 
Dreyfus Emerging Leaders Dividend 
 
 
Dreyfus MidCap Value Dividend Buy 07127/09 marlcet (addI) 
80. Dreyfus MidCap Value None 09/21/09 rnarlcet 
(add!) 
81. 	 
Dreyfus MidCap Value None Buy l/10/09 market (add!) 
 
82. 	 
Dreyfus Appreciation Dividend Buy 04/03/09 market (addI) 
 
83. 
Dreyfus Appreciation None Buy 04/30/09 market (add!) 
 
84. 
Dreyfus Appreciation None Buy 07/01/09 market (addI) 
 
85. 
Dreyfus Appreciation None Buy 08118/09 market (add!) 
 
 
 
-------1 Income Gain Codes: A-Sl, OOOor less =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =Sl5,00l -$50,000 (Sec Columns 1111d D4) -sso.001 -s100.ooo =SI00,001 -Sl.000.000 =Sl.000,001-S5.000,000 =More tban $5,000,000 
Value C00es s1s.ooo lcos $15.001-$50.000 =$50,001 -Sl00.000 =Sl00,001 -$250,000 
 
(Sec C.olumn and DJ) S250.00 -$500,000 =S500.00l -Sl.000.000 =Sl.OOO.OOl -S5.000,000 =S5,000,001 -$25,000.000 =S25.ooo.001 -S5o.ooo,ooo =More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessrnenl T=CasbMmet 
 
 
(Sec Column C2) :::Book Value Y00ther =Estimated 
---------- - 
 
VII. INVESTMENTS and TRUSTS---> ...i-. (11dlMladtost!ofspo111111tkpmden1clu/4mr;-pp. J-uooffl/btgbtstrctioru.J NONE (No reportable income, assets, transactions.) 
 
 
 
 
Name Penon Reporting 
Date Report 
McCurn, NeaJ 
06130/2010 
VII. INVESTMENTS and TRUSTS -ilN:o-. w11w, (lndiuks t1wseof.,,,,,_-c1t;uepp. 3ut1ofbtstnu:tJMJ NONE (No reportable income, assets, transactions.) 
103. Syracuse Police fed Credit Union CDs BaseA/C Interest 
104. MT Bank Syracuse Checking A/C Interest 05. Metlife Bank Money Mrk A/C Interest 
 
 
 
 
 
 
 
Name hnea Reporting 
Date Report 
McCurn, Neal 
06/30/2010 
VIU. ADDITIONAL INFORMATION EXPLANATIONS. r11UllakponofRqHNt> 
Shares Wyeth (Line 71) reorganized into shares Pfu.er (line 64) 
 
 
 
 
 
 
 
 
 
 
 
 
NIUDe Peno Reporting 
Date Report 
McCurn, Neal 
06/3012010 
IX. CERTIFICATION. certify that infonnation given above (inclnding information pertaining spouse and minor dependent cllildttn. uy) accunte, true. and complete the best knowledge and belief, and that any Information not reported was withheld because met applicable statutory provisions permitting non-disclosure.. further cerdfy that earned i11come from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conferoce regulations. 
AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
 
 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544