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Judicial Watch • Patrick M. Duffy – 2011

Patrick M. Duffy – 2011

Patrick M. Duffy – 2011

Page 1: Patrick M. Duffy – 2011

Category:Federal Judges

Number of Pages:9

Date Created:December 1, 2012

Date Uploaded to the Library:October 12, 2014

Tags:Patrick M Duffy, DUFFY, Patrick, Estate, 2011, Market, assets, transactions, TRUSTS, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 FOR CALENDAR YEAR 2011 U.S.C. app. JOI-I Person Reporting (last name, first, middle initial) Duffy, Patrick Court Organization U.S. District Court Sa. Report Type (check appropriate type) Nomination Date Imti [{] Annual Sb. Amended Report Final Date Report 04/27/2012 Reporting Period 01/01/2011 12/31/2011 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Court Judge Chambers Office Address 
P.O. Box 835 
Charleston, 29402 
 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSIT} ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Director 	Doonbeg Foundation 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
04/27/2012 
Duffy, Patrick 
 
Ill. N-INVES TMENT ME. (Reporting individual and spouse; see pp. 7-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) 2011 Charleston School Law $24,780 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS --transportation, lodging, food, entertainment. (Includes those spou;e and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE Carolina Association for Justice DATES August 4-6, 2011 LOCATION Hilton Head Island, PURPOSE Professional Association Convetion ITEMS PAID PROVIDED Convetion Registration and Hotel Room 
 
 
 
Duffy, Patrick 
04127/2012 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE Bank America 	Credit Line 
 
 
 
0412712012 
Duffy, Patrick 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 fillng ins1r11ctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
 
(A-H) int.) Code3 redemption) (J-P) (A-H) (if private 
transaction) 
(Q-W) Income Gam Codes =$1.000 less 41,001 -$2,500 c=$2.501 -$5,000 D=$5,001 -$15,000 415,001 -$50,000 
(See Columns and D4) F=$50.00!  $100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000.000 Value Codes 415.000 less =$15,001 -$50,000 L=$50,001 -$100,000 =$100.001 -$250.000 
(See Columns and D3) N=$250.00 -$500,000 =$500,00 ,000,000 =$1.000,001 -$5,000,000 =$5.000,001 -$25,000,000 =$25.000.00 -$50,000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) U=Book Value V=Othcr W=Estimated 
 
 
04/27/2012 
Duffy, Patrick 
VII. INVESTMENTS and TRUSTS -income, va111e, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offiting instr11ctions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reportmg period 
(including trust assets) reporting period reporting period 
 
Place (X) after each asset 
Amount 
(2) (!) (2) {l) (2) (3) (4) (5) 
Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
 
Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private exempt from prior disclosure 
transaction) 
18. Brandywine Blue Fund 
None 
19. Columbia Mid Cap Value 
Dividend 
20. Credir Suisse Commodity Return Strategy 
09/12/11 Buy 
Dividend 
Fund 
21. 
Dodge Cox income Fund Dividend 
22. 
Dodge Cox Intl Stock Fund Dividend 
23. 
DWS Small Cap Value Fund Inst! Dividend 
24. 
Fidelity New Insights Inst! Dividend 
25. 
Hartford Dividend Growth Dividend Income Gam Codes: =$1.000 less =$1,00 -$2.500 c=$2,501 -$5,000 D=$5.001-$15.000 =$15,001 -$50.000 
(See Columns and D4) F=$50.00l -$100,000 =$100,00 -$1,000.000 =$1,000,001 -$5,000,000 =More than $5.000.000 Value Codes J=$15.000 less K=$15,001 -$50,000 =$50.00 -$I 00.000 =$I 00.00 -$250.000 
(See Columns and D3) =$250.001 -$500,000 =$500,00 -$1,000.000 =$1.000.001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) U=Book Value V=Other W=Esttmated 
 
 
04/27/2012 
Duffy, Patrick 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those spouse and dependent children; see pp. 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting penod ofreporting period 
(I) (2) (I) (2) (I) (2) (3) (4) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) {if private 
transaction) 
Thornburg Invt Value Dividend 
36. 
Virtus Frgn Oppts CII Dividend 
 
37. 
Virtus Real Estate Secs Dividend Income Gam Codes =$1.000 less =$1,001 -$2,500 c=$2.501 -$5,000 0=$5.001-$15,000 E=$15,00I -$50,000 
(See Columns and 04) f=$50,001 -$100,000 G=$100,001 -$1,000.000 Ill =$1.000,001 -$5.000.000 =More than $5,000,000 Value Codes J=$15,000 less K=$15,00I -$50,000 L=$50.00I 100.000 =$100,001 -$250.000 
(See Columus and 03) N=$250.00 -$500.000 0=$500,001 -$1,000.000 =$1.000,001 -$5.000,000 =$5.000,001 -$25,000,000 =$25.000.001 -$50.000,000 P4=More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) S=Assessment T=Cash Market 
(See Column C2) U=Book Value V=Othcr W=Estimated 
 
 
 
Name Person Reporting 
Date Report 
 
04/27/2012 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children: see PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(includmg trust assets) reporting penod reporting period 
 
(I) (2) (2) (3) (5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) mt.) (J-P) Code3 redemption) 
(Q-W) 
(A-H) (if private transaction) Income Gam Codes =$1.000 less =$1,001 -$2.500 =$2.501 -$5,000 0=$5.001-$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50.001 -$100,000 =$100,001 -$1,000.000 =$1,000,001 -$5,000,000 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50,001 100.000 =$100.001 -$250.000 
(See Columns and 03) =$250.001 -$500.000 =$500.00 -$1,000.000 =$1.000.001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other W=Est1matcd 
 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicate partofreport.) Line General Electric was erroneously listed 2009 report. was sold 11/21/2008, value income 
Line 37, Morgan Core Bond Fund Select should have been listed 2009 report partial sale. 
Line 38, Morgan Money Market Institutional should have been listed 2009 report partial sale. 
Line 39, Morgan High Yield Fund Select should have been listed 2009 report partial sale. 
Line 40, Lord Abbett Total Return Fund should have been listed 2009 report partial sale. 
Line 41, Oppenheimer Cmd Strat Ttl Return CLY should have been listed 2009 report partial sale. 
Line 48, Oppenheimer Intl Bond Fund should have been listed 2009 report partial sale. 
Line 45, Virtus Frgn Oppts Fund should have been listed partial sale. 
Line 15, I-26/78 Associates, LLC was purchased 12/30/1988 for the sum of$60,000. 
 
 
IO. the 2009 report: 	Line 19, Mass Mutual Annuity 
Line 22, Asset Allocation Fund Inv. 
Line 23, Morgan Growth Fund Inv. 
Line 24, AIM Leisure Fund Inv Class 
Line 25, Aim Tech Fund Investor Class 
Date Report 
Duffy, Patrick 
04/27/2012 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Patrick Duffy 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544