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Judicial Watch • Paul L. Maloney – 2010

Paul L. Maloney – 2010

Paul L. Maloney – 2010

Page 1: Paul L. Maloney – 2010

Category:Federal Judges

Number of Pages:18

Date Created:October 26, 2011

Date Uploaded to the Library:November 18, 2014

Tags:Paul L Maloney, Maloney, Pension, DOJ, Growth, 2010, assets, transactions, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. 112011 Report Required the Ethics Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Maloney, Paul Court Organization District Court, Date Report 0511312011 Title (Article III judges Indicate active senior status; magistrate judges indicate full-or part-time) District Judge-Active Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 0110112010 12/31/2010 Chambers Office Address 410 Michigan Ave. Kalamazoo, 49007 the basis the Information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 
 
PAR TIES AND TERMS 1995-2007 State Judicial Pension calculated based years service-Commenced Drawing Pension January 2010 1995-2007 Berrien County Pension calculated based years service-Commenced Drawing Pension January 
 
Paul 
 
 
 
III. N-INVES TMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) 2010 State Michigan Judicial Pension $48,624.00 
2.2010 Berrien County, Pension $15,500.00 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount no/ required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2010 Teacher, River Valley School District 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[ZI NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 filing instructions.) 
[{] 	NONE (No reportable liabilities.) CREDITOR 
 
VALUE CODE 
 
 
 
 
 
 
Date Report 
05/13/2011 
Maloney, Paul 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.) 
Gross value end 
Transactions during reporting period Description Assets Income during 
(including trust assets) reporting period ofreporting period 
(I) (2) (!) (2) (I) 
(5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50I -$5,000 =$5,00 -$15,000 =$15,00I -$50,000 (See Columns and D4) =$50,001 -$100,000 =$!00,001 -$1,000,000 =$1.000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00I -$I 00,000 =$100,00I -$250,000 (Sec Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Cost (Real Estate Only) =Cash Market =Appraisal =Assessment 
(See Column C2) =Book Value =Other =Estimated 
 
 
 
 
 
Date Report 
Maloney, Paul 
05/13/2011 
VII. INVESTMENTS and TRUSTS income, a1ue, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
18. --TCWTotal Return Dividend Buy (addl) 01/05/10 
19. --UBS Bank USA Dep Acct Interest 
20. --UBS Pace Money Market INV Fund Class Dividend Buy (addl) 01/05/10 
21. --Ivy Large Cap Growth Dividend Buy 01/05/10 
22. Brokerage Account 
23. --Apple Computer common stock Dividend 
24. --UBS Deposit Acct Int.fDiv. 
25. Brokerage Account 
26. --S 500 Index Fund Dividend Sold 01/14/10 
27. --Dividend Growth Securities Dividend Sold 01/14/10 
28. --MS Global Dividend Growth Security Dividend Sold 01114110 
29. --MS Global Dividend Growth Security Dividend Sold 01/14/10 
30. -Pace Govt Sec Fixed Income Investment Fund Class Dividend Buy 01/13/10 
31. -Pace Large Company Growth Equity Investmnt Fund Class Dividend Buy 01/13/10 
32. -Pace Intl Emerg Mkts Equity Class Dividend Buy 01/13/10 
33. --Lrg Comp Value Equity Fund Class Dividend Buy 01/13/10 
34. -Pace Intl Equity Fund Class Dividend Buy 01/13/10 Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,50 -$5,000 =$5,00I -$15,000 =$15,00 -$50,000 
(See Columns and 04) =$50,00 -$100,000 =$100,00 -$1,000,000 =$1,000,00I -$5,000,000 =More than $5,000,000 Value Codes =$I5,000 less =$15,001 -$50,000 =$50,00 -$100,000 =$100,001 -$250.000 
(Sec Columns and D3) =$250.001 -$500,000 0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00I -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estotc Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value Other =Estimated 
 
 
VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
(I) (2) (I) (2) (I) (2) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code 
exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dcl/yy Code2 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction) 
(Q-W) Income Gain Codes: ,000 less =$1.001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$1 5,00 -$50,000 
(See Columns and 04) =$50,00 to0.000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes 5.000 less =$15,001 -$50,000 =$50,001-$!00,000 =$100,001 -$250,000 
(Sec Columns and 03) =$250.001 -$500,000 =$500,00 ,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =Mure than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
Name Person Reporting 
Date Report 
Maloney, Paul 
05/13/2011 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP J4-6o filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
(I) 
(2) 
(3) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
52. --Nationwide Fixed Acct Int./Div. 
53. --Newberger Genesis Fund Dividend 
54. 403bAccount 
55. --New Perspective Fund Dividend 
56. --Capital World Growth Dividend 
57. --US Govt Securities Dividend 
58. Fifth Third Bank Account Interest 
59. DOJ Federal Credit Union Interest 
60. 403b(7) Account 
61. --New Perspective Fund Dividend 
62. --Capital World Growth Dividend 
63. --US Govt Securities Dividend 
64. --AIM Dividend Buy 01/28/10 
65. Sold 04/28/10 
66. --Invesco Growth Fund Dividend Buy 04/01/10 
67. --Pimco Total Return Fund Dividend Buy 01/28/10 Income Gain Codes: =$1,000 less =$1.00 -$2.500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(Sec Columns and D4) =$50,001 -$100.000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15.00 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and D3) =$250.001 -$500,000 =$500,001 -$1,000,000 =$1,000.001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
Name Person Reporting 
Date Report 
Maloney, Paul 
05/13/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
 
 
 
 
Date Report 
Maloney, Paul 
05/13/2011 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Paul Maloney 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
AOJO Government Act 1978 
Rev.112011 
FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Maloney, Paul Court Organization District Court, Date Report 08/17/2011 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) District Judge-Active 5a. Report Type (check appropriate type) Nomination, Date Initial [{] Annual 5b. Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address 410 Michigan Ave. Kalamazoo, 49007 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
/MPO ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. PQSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) 
NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 
 
PAR TIES AND TERMS 1995-2007 State Judicial Pension calculated based years service-Commenced Drawing Pension January 2010 1995-2007 Berrien County Pension calculated based years service-Commenced Drawing Pension January 2010 
 
 
Maloney, Paul 
 
 
 
III. N-JNVES TMENT ME. (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) 2010 State Michigan Judicial Pension $48,624.00 
2.2010 Berrien County, Pension $15,500.00 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2010 Teacher, River Valley School District 
 
 
IV. REIMBURSEMENTS -transportation, lodging.food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
 
 
 
 
 
 
Date Report 
Maloney, Paul 
05/13/2011 GIFTS. (Includes tlwse spouse and dependent children; see pp. 28-31 
 
instructions.) 
 
NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 instructions.) 
 
[{] NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
 
 
Date Report 
Maloney, Paul 
05/13/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those ofspouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(1) (2) (I) (2) (I) 
(3) 
(4) (5) 
Place (X) after each asset Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Brokerage Account# --Allianz NFJ Dividend Value Dividend --Allianz NFJ Small Cap Value Dividend --Amer Cent Growth ADV Dividend --Blackrock Inflat Prot Bond Dividend Buy (addI) 01/05/10 --Blackrock Equity Dividend Dividend Sold 01/05/10 American Euro Pacific Growth Dividend Sold (part) 01/05/10 --American America Dividend Sold 01/05/10 --ING Global Real Estate Dividend Sold 01/05/10 
10. --Perkins Mid Cap Val INV lOa.--Jennison Mid-Cap Growth Dividend Dividend 
11. --JP Morgan HIBRG MKT NEU Dividend Sold 01/05/10 
12. --Lazard Emerging Markets Open Dividend Sold 01/05/10 
13. --Pimco Low Duration Dividend Buy (addI) 01/05/10 
14. --Pimco Total Return Dividend Buy (addl) 01/05/10 
IS. --Thornburg Intl Value Dividend Sold (part) 01/05/10 
16. --Van Kampen Small Cap Growth Dividend Sold 01/05/10 
17. --First American Real Estate SEca Dividend Sold 01/05/10 IncomcGainCodcs: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,001 -$!00,000 =$100,001 -$250,000 
(Sec Columns and 03) =$250,00I -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000.000 More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
Date Report 
0511312011 
Maloney, Paul 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Gross value end Transactions during reporting period 
 
Description Assets 
Income during 
(including trust assets) reporting period reporting period 
(I) (2) (1) (2) (I) (2) (3) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001-$1,000.000 =$1,000,00 -$5.000.000 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,00 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50.000,000 =More lhan $50,000.000 Value Mc!hod Codes =Appraisal =Cost (Real ES!atc Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =01hcr =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP J4-6o filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period. 
(including trust assets) reporting period reporting period 
 
(I) (2) (I) (2) (2) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code 
Code buyer/seller 
exempt from prior disclosure div., rent, Code Method buy, sell, mrn/dd/yy Code 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction) 
(Q-W) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 0=$5,001-$15,000 =$15,00 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,00 -$250,000 
(See Columns and DJ) =$250,001 -$500,000 =$500,00 1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
Date Report 
Maloney, Paul 
05/13/2011 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
(1) (2) 
(I) (2) (I) (3) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1,000 less =$1 ,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,00 -$I 00,000 =$100,00 $250,000 
(Sec Columns and DJ) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5.000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50.0oo.ooo More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
Name Person Reporting 
Date Report 
Maloney, Paul 
05/13/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Paul Maloney 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544