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Judicial Watch • Philip S. Gutierrez – 2007

Philip S. Gutierrez – 2007

Philip S. Gutierrez – 2007

Page 1: Philip S. Gutierrez – 2007

Category:Federal Judges

Number of Pages:9

Date Created:November 18, 2008

Date Uploaded to the Library:October 26, 2014

Tags:Philip S Gutierrez, GUTIERREZ, funds, American, Growth, filing, 2007, INVESTMENTS, spouse, transactions, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[Z] NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
(11 
II. AGREEMENTS. (Reporting individual only; see pp.14-16 filing instructions.) 
[Z] NONE (No reportable agreements.) 
 
.,..,_ 
 
 
 
GUTIERREZ, PHILIPS 
05/09/2008 
III. NON-INVESTMENT COME. (Reporting individual spouse; see pp. 17-24 
 
instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME 
 
(yours, not spouses) 2007 Los Angeles Superior Court 39,215.74 Spouses Non-Investment Income you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 2007 Ontario -Montclair School District 
 
 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) 
 
 
GUTIERREZ, PIDLIP 
05/09/2008 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. (Includes those spouse and dependent cliildren; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE Bank America Credit Card 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 0=$5,001 -Sl5,000 E=$15,001 -$50,000 
(See Columns and 04) F=$50,001 -SI00,000 G=$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes J=$15,000 less K=$15,001 -$50,000 L=$50,00 100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) Book Value V=Other W=Estimated 
 
 
GUTIERREZ, PHILIPS 
0510912008 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1.000 less =$1,001 -$2,500 c=$2.501  $5,000 D=$5,001  $15,000 =$15,001  $50,000 (See Columns and D4) F=$50,001  $100,000 =SI00,001  $1,000,000 =Sl,000,001 -$5,000,000 H2=More than $5,000,000 Value Codes 	J=$15,000 less =$15,001 -$50,000 L=$50,001 -$100,000 M=SI00.001-$250,000 (See Columns and D3) N=$250.001 -$500,000 0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 
 
GUTIERREZ, PHILIP 
05/09/2008 
VII. INVESTMENTS and STS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) 
Place (X) after each asset exempt from prior disclosure 
Lincoln Financial Group (Lincoln National Corp.) 
reporting period reporting period 
(I) (2) {I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
36. -American Funds Bond -Class 2/R Dividend 
-American Funds Global Growth Inc. Dividend 
38. 
-American Funds Growth Dividend 
 
39. 
-American Funds Growth Income Dividend 
 
40. 
Banc America Investment Services, Inc. 
 
41. 
-Janus INTECH Risk Managed Growth Dividend (JRMGX) 
 
42. 
-Columbia Marsico Growth Fund (NMGIX) Dividend 
 
 
-Eaton Vance Large Cap Value Fund Dividend (EH STX) 
44. -Columbia Large Cap Value Fund Dividend (NVLEX) 
-Delaware Growth Opportunity Fund Dividend (DFCIX) 
46. 
-Goldman Sachs Mid Cap Value Fund Dividend (GCMAX) 
 
47. 
-Alger Small Cap Growth Fund (ALSRX) Dividend 
 
48. 
-Wells Fargo Advantage Small Cap Dividend Disciplined (SCOVX) 
 
49. 
-Artisan International Fund (ARTIX) Dividend 
 
50. 
-Harbor International Fund (HAINX) Dividend -PIM Total Return Fund (PTT AX) Dividend Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 I-$50,000 =$50,001 -$100,000 =$I 00,00 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(See Column C2) =Book Value V=Other =Estimated 
 
 
Date Report 
Name Person Reporting 
GUTIERREZ, PIDLIP 
05/09/2008 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
52. -BlackRock High-Yield Bond Fund (BHYAX) Dividend 
53. -Columbia Cash Reserves (NCRXX) Dividend 
54. Metlife Variable Universal Life Fixed Fund Interest lncome Gain Codes: =S1,000 less =Sl,001 -$2,500 c=$2,501 -$5,000 D=$5,00l -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =SI 5,000 less K=$15,001 -$50,000 L=$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) N=$250,001 -$500,000 0=$500,001 -$1,000,000 =Sl,000,001 -$5,000,000 P2=$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(See Column C2) Book Value =Other W=Estimated 
 
 
 
05/09/2008 
GUTIERREZ, PHILIP 
Vlli. ADDITIONAL INFORMATION EXPLANATIONS. (1ndica1e par1ofRepor1.J 
 
 
GUTIERREZ, PHILIP 
05/09/2008 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544