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Judicial Watch • Phillip S. Figa – 2006

Phillip S. Figa – 2006

Phillip S. Figa – 2006

Page 1: Phillip S. Figa – 2006

Category:Federal Judges

Number of Pages:16

Date Created:March 21, 2008

Date Uploaded to the Library:October 16, 2014

Tags:Phillip, Phillip S Figa, court, 2006, INVESTMENTS, spouse, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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NONE (No reportable positions.) 
POSITION NAME Member, Board Visitors Weinberg College Arts Sciences, Northwestern University Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 u.s.c. app.  101-111) Person Reporting (last name, first, middle initial) Figa, Phillip Court Organization District Court -Colorado Date Report 09/20/2007 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge --Active Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2006 12/31/2006 
Sb. Amended Report Chambers Office Address 901 19th Street, Chambers A638 Denver, 80294 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Dae 
 
IMPORT ANT NOTES: The instructions accompanying this form m:ist followed. Complete all parts, checking the NONE box for each part where you have t10 reportable information. Sign last page. POSJTJ NS. (Reporting individual only; see pp. 9-13 instructions.) 
 
 
JI. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) NONE (No reportable agreements.) 2003 Bums Figa Will, P.C. Buy-Out Agreement, control 
 
 
 
III. NON-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 
(yours, not spouses) Burns Figa Will, .C. Buy-Out Payment 15,000 Spouses Non-Investment Income -I/you were married during any portion the reporting year, coon;ilete ihis section. 
(Dollar amount nol required excepl for honoraria.) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 2006 Bums Figa Will, P.C. --Salary 
 
JV, REIMBURSEMENTS -transportation, lodging.food, entertainment 
(Includes !hose spouse and dependenl children. See pp. 25-27 inslructions.) NONE (No reportable reimbursements.) 
SOURCE DESCRIPTION Cornell Law School -February 16-19 Moot Court Competition (lodging, food, transportation) 
 
 
 
 
Name Person Reporting 
Date Report 
Figa, Phillip 
0912012007 GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
[KJ NONE (No reportable gifts.) 
 
 
VJ, LJABJLJTJES. (Includes those spouse and dependent children. See pp. 32-33 Instructions.) [KJ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
Name Person Reporting 
Date Report 
Figa, Phillip 
09/20/2007 
VII. INVESTMENT and income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
 
Transactions during reporting period (including trust assets) reporting period reporting period 
(J) (2) (I) 
2) 
(I) 
(2) 
(4) 
(5) 
Code 
exempt from prior disclosure Place (X) after each asset 
Amount Type (e.g. Value 
Value 
Type (e.g. 
Date 
Value 
Gain 
Identity 
Code3 
redemption) 
Day 
(A-ti) int.) (J-P) div., rent, Code 
Method 
buy, sell, 
Month 
Code2 
Code 
buyer/seller 
(ifprivate 
(J-P) 
(A-H) 
transaction) 
(Q-W) 
Nonresidence Condominium 
State oflsrael Bonds Interest 
Arapahoe Plaza JJI LLC Dividend Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(Sec Columns and D4) F=$50,00I -SI00,000 =$100,001 -Sl,000,000 =S!,000,001-$5,000,GOO =More than $5,000,000 Value Codes 15,000 less =$15,001 -$50,000 =$50,00 I00,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -S500,000 =$500,001 -SI ,000,000 =S!,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal =Other =Assessment :=:Book Value W=Estimated 
 
 
Name Person Reporting 
Date Report 
Figa, Phillip 
09/20/2007 
VII. INVESTMENTS and STS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
Date Report 
Figa, Phillip 
09/20/2007 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes those the spouse and dependent children. see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
{l) (2) (I) (2) (1) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
35. 
--PFORX Dividend 
36. 
--PZFVX Dividend 
--GFAFX Dividend 
38. 
--FDVIX Dividend 
39. 
--VFSTX Dividend 
 
40. 
--AVFIX Dividend 
41. 
--MHCAX Dividend 
42. 
--PMCIX Dividend Income Gain Codes: 1,000 less B=Sl ,001 -S2,500 =$2,501 -$5,000 =$5 ,001 -$15,000 =$15,00 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00I -$I 00,000 =$100,001 -$250,000 
(See Columns and D3) =S250,00I -$500,000 =$500,001 -$1,000,000 =Sl ,OOO, OOl -S5,000,000 s5,ooo,001 -s25,ooo,ooo Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =Mor, than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Other =Assessment =Book Value W=Estimated 
 
 
Date Report 
Figa, Phillip 
09/20/2007 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReport.) 
Section VII --Regarding IRA (lines 25-31), proceeds from the sale shares ofVTSAX (In. 27), VGSLX (In. 28), VISVX (In. 29) and VGTSX (In. 31) were used purchase shares VBTLX (In. 25) and VSEQX (Jn. 26); consequently, gain was realized 
 
 
Date Report 
09120/2007 
Figa, Phillip 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Figa, Phillip Court Organization District Court --Colorado Date Report 0912012007 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge --Active Sa. Report Type (check appropriate type) Nomination, Date Initial 181 Annual Final Reporting Period 01/01/2006 1213112006 
Sb. Amended Report Chambers Office Address 901 19th Street, Chambers A638 Denver, 80294 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Dae 
 
IMPORTANT NOTES: The instructions accompanying this form must fol/owed. Complete al/parts, checking the NONE box for each part where you have t10 reportable information. Sign last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Member, Board Visitors Weinberg College Arts Sciences, Northwestern University 
II. AGREEMENTS. (Reporting individual only; see pp.14-16 instructions.) NONE (No reportable agreements.) 2003 
 
 
 
Date Report 
Figa, Phillip 
09/20/2007 
 
III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
(yours, not spouses) 2006 Bums Figa Will, P.C. Buy-Out Payment 15,000 Spouse1 Non-Investment Income -If you were married during any portion the reporting ye,,r, cotl?lete