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Judicial Watch • Ralph R. Erickson – 2007

Ralph R. Erickson – 2007

Ralph R. Erickson – 2007

Page 1: Ralph R. Erickson – 2007

Category:Federal Judges

Number of Pages:7

Date Created:November 4, 2008

Date Uploaded to the Library:October 15, 2014

Tags:Aetna, Erickson, Ralph R Erickson, Ralph, Insurance, shares, vanguard, 2007, spouse, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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sect;; 
 
A010 Govemmenl Act of1978 
Rev. 112008 
FOR CALENDAR YEAR 2007 U.S.C. opp. 101-lll) Person Reporting (last name. first, middle initial) Erickson, Ralph Court Organization District North Dakota Date Report 05/06/2008 Title (Article lll judges indicate active senior status; magistrate judges indicate full-or part-time) District Judge--Active Sa. Report Type (check propriate type) Nomination, Date Jnitial [ZJ Annual Final Reporting Period 01/01/2007 2/31/2007 
Sb. Amended Report Chambers Office Address Quentin Burdick Courthouse 655 Jst Ave. N., Ste. 410 Fargo, 58102-4952 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have 110 reportable information. Sign last page. POSIT} NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) Personal Representative Estate Trustee Trust ,..._, 
C:I ,-;--; ::;,:: 
:::;... 
o:;-;; 
..0 
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....,,, ,,, +:: ...J 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 
 
PARTIES AND TERMS 1/15/88 401K Ohnstad Twichell, P.C. 2115193 NDPERS County Retirement Plan J/02/05 NDPERS State Judicial Retirement Plan 12/31/96 457(b) Plan State North Dakota 
 
 
 
Date Report 
Erickson, Ralph 
 
05/06/2008 
II}. N-INVE STMENT ME. (Reporting individual and spouse; see pp. 17-14 offiling instructions.) Filers Non-Investment Income 
[ZJ NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME 
(yours, not spouses) Spouses Non-Investment Income I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 12/31/07 Self-employed Optometrist 
 
 
IV. REIMBURSEMENTS -transportation, /odging,food, entertainmenL (includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) University Notre Dame Sept. 9-10, 2007 Notre Dame, Guest Lecturer ITEMS PAJD ORPROVIDED Transportation, food, hotel 
 
 
 
Date Report 
Erickson, Ralph 
 
05/06/2008 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[ZJ NONE (No reportable gifts.) 
SOURCE 
DESCRIPTION VALUE 
 
 
 
VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 offiling instructions.) 
[{] NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
Date Report 
Erickson, Ralph 
05/06/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.; 
NONE (No reportable income, assets, transactions.) 
Description Assets 1ncome during Gross value end Transactions ring reporting period 
(including trust assets) reporting period reporting period 
 
(2)(l) (2) (3) (5) 
(1) 
Place (X) after each asset Amount 
Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code Method buy, sell, Month-Code Code buyer/sellerexempt from prior disclosure 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private (Q-W) transaction) 
AWSHX Dividend 
AGR (X) None merger LSI 04/07 
Lsi Logic Corp. None 
Income Gain Codes: :=:$ ,000 less B=Si,0-01-$2,500 =$2,501 -$5,0-00 =$5,001 -$15,000 =$15,001 -$50,0-00 (See Columns and D4) =$50,0-01 -$10-0,000 =$100,001 -SJ,00-0,000 =$1,000,001 -$5,000,00-0 =More than $5,000,000 Value Codes = 5,000 Jess st5,0-0I -$50,00-0 =$50,001 -SI00,00-0 100,001 -$250,00-0 
(See Columns and 03) =$250,001 -$500,000 =$500,00 -S1,000,000 =Sl,000,001 -S5,000,000 =$5,00-0,001 -$25,000,00-0 =$25,00-0,00 -$50,000,0-00 =More than $50,000,000 =Appraisal (Real Estate Only) =Assessment Cash Market 
(See Column C2) =Book Value =Other =Estimated Value Method Codes =C.o 
L____ 
 
Date Report 
Erickson, Ralph 
05/06/2008 
vn. INVESTMENTS and STS -income, value, transactions (Includes those spouse and dependent children; see PP-34-60 filing instructions.) NONE (No reportable income, assets, transactions) 
Description Assets Jncome during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) 
(2) 
(3) (4)(!) 
Place (X) after each asset exempt from prior disclosure 
18. 	Vanguard 500 Index Admiral Shares Fund esEP lRA 
Amount Code (A-H) 
Type (e.g., div., rent, int.) 
Dividend 
19. 
Vanguard 500 Index Admiral Shares Fund Dividend -SEP IRA 
 
20. 	 
Vanguard 500 Index Signal Shares Fund Dividend 
2]. Fidelity Investors Diversified Int. Fd. Alerus Dividend SEP FDVJX 
22. 
Northern lnsrutional Funds Prime Int./Div. Obligations Alerus SEP 
 
23. 
Federated Capital Reserve Fund, State Bank Dividend Trust (X) 401K 
 
 
Value Code (J-P) Exchanged 
Value Method Code (Q-W) Type (e.g., buy, sell, redemption) 
buy Exchanged buy 10/07 
Date Month-Day Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) 
5107 
 
10/07 
3/31 
24. ING Aetna 457(b) ING (Aetna) Index Plus Large Cap. Div.lnt. 
25. ING Aetna 457(b) Fidelity VIP Growth Portfolio 109 Div.lnt. 
26. ING Aetna 457(b) T.Rowe Price Gr-lnit-449 Dividend 
27. ING Aetna 457(b) Oppenheimer Global Pt-lnit--432 Dividend 
28. Gate City Savings--Savings Account Interest 
29. Digital Broadcast Corporation None 
30. Phoenix Life Insurance Policy Trust lnt./Div. Guardian Insurance-Life Insurance Cash Value) Dividend 
32. Guardian Insurance (Cash Value) Dividend 
33. Guardian Insurance (Cash Value) Dividend 
34. Jackson National Life -Life Insurance) Interest Income Galn Codes: =SJ,000 less =$1,001 -$2,500 =$2,50 -$5 ,000 D=$5,001-Sl5,000 E=$15,00! -S50,000 
(See Columns and 04) =S50,00! -SI 00,000 =$100,001 -Sl,000,0oo =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -SI00,000 =$100,001 -$250,000 
(See Columns and D3) =S250,00J -S500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 p=$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment :o::oCash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
Erickson, Ralph 
05/06/2008 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (!11dicatepartofReporL) 
Sec. Line All assets the estate have been distributed and the estate closed. 
Sec. Vll Line 15. Oppenheimer Real Asset Fund was sold December 19, 2006. This sale was inadvertantly left off the 2006 report. 
Sec. Vll Line 14. Pimco Commodity Real Return Strategy Fund was purchased with proceeds from Oppenheimer Real Asset fund Dec. 2006. This purchase 
 
was inadvertantly left off the 2006 report. 
 
Sec. Vll Lines through 20. Vanguard 500 lndex Admiral shares were exchanged for Vanguard 500 Index Signal Shares -This was book transaction with gain Joss. 
 
 
 
 
Date Report 
Erickson, Ralph 
05/06/2008 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544