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Judicial Watch • Rebecca B. Smith – 2003

Rebecca B. Smith – 2003

Rebecca B. Smith – 2003

Page 1: Rebecca B. Smith – 2003

Category:Federal Judges

Number of Pages:37

Date Created:February 3, 2005

Date Uploaded to the Library:December 20, 2014

Tags:Rebecca B Smith, Rebecca, smith, 2003, TRUSTS, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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UNr;;::o TE.5 DIST?-:1CT COURT 
EAST:::RN ISTR!CT VIRGINIA 
NORFOLK, VIRGIN!.. 23t 
CHAMBERS 
REBECCA BEACH SMITH 
DISTRICT JUIJSE 
November 23, 2004 
 
 
The Honorable Mary Lisi Chair, Committee Financial Disclosure Judicial Conference the United States One Columbus Circle, N.E. Washington, D.C. 20544 
Dear 	Judge Lisi: 
 
 
RBS/mw Enclosures (4) 
 
 
Date Report 
Name Person Reporting 
10/6/2004 
Smith, Rebecca 
--income, alue. tmnscations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
VII. INVESTMENTS and TRUSTS 
Income during Gross value end Tmnsactions during reporting period 
Description Assets 
reporting period report ing period 
(including trust assets 
Place (X) after each asset exempt from prior disclosure DNONE (No reportable income assets. trans act ions) Sun Trust Bank Account (I) Amowll Code -H) (2) (I) (2) (I) not exen!ll from disclosure (2) (3) (4) (5) Type .g. Value Value Type (e.g. Date: Value Gain Identity dhrent. Code2 Mel hod buy sell Month-Code Code buyer/seller int. (J-P) Code3 merger. Day (J-P) (A(if private (Q-W) redempt ion 1-l transaction Interest IRA -BBT Account Investment Account directing (line IRA-Brokerage Account holding (lines 5-34) Hampton Roads Bankshares Inc (prior Bank Hampton Roads) Centennial Government Trust The Diamonds Trust Standard Poors 500 Depository Receipts Trust Transfer 5/12 IRA line4 Div lnt Taxable Bonds: IO. Eli Lilly 3/15/03 Senior Notes Redeem 3/17 U.S. T-Note 8/15/03 Redeem 8/15 
12. Norfolk Southern Corp. 2/15/04 Note 
13. U.S. T-Note 2/15/05 
14. U.S. T-Note 5115105 
15. Virginia 11/1/04 Housing Developmt Auth. Multi Family 
16. U.S. T-Note 1/15/05 17. Norfolk Southern Corp. 7.22% 9115106 Medium Term Notes 18. U.S. T-Note 8/15/04 	lncomer. 
73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85. 86. 87. 88. Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure ATT Corp. Tax Exempt Bonds: Fairfax Cnty 6/1/03 Gen Oblg-Pub lmpt-Series James City Cnty 12/15/04 Gen Oblg Pub lmpt FGIC Ins Chesapeake 7/1/06 WtrSwr Sys Rev Refunding-Reg. 6/1/04 Polytechnic Inst. Univ Rev Serv System Roanoke 2/1105 Gen Oblg Public Improvement 96A Illinois 111/10 Northern Toll Hwy Auth Rev Pre-Refund Upper Occoquan Sew Auth 7/1107 Reg! Sew Rev Refund Pittsylvania Cnty 711/05 Gen Obligation Pub Improvement Henrico Cnty 1/15/07 Gen Obligation-Refund Pub Improve Fairfax Cnty 611/08 Public Jmpt Refunding Ser 1999A Richmond 1/15/03 General Obligation Series Arlington Cnty 6/1/09 General Obligation Refunding Arlington Cnty 6/1/06 Gen Obligation Bonds Public Impt Montgomery Cnty 1115111 lndl Dev Auth Lease Revenue lnco111e during reporting period (I) (2) Amow1t Type (e.g. Code div. rent. -H) int.) Dividend None Interest None Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Gross value end reporting period (I) (2) Value Value Code:? Method (J-P} Code3 (Q-W) Transactions during reporting period (I) not exempt from disclosure (2) (3) (4) (5) Type (e.g. Date: Value Gain Identity buy. sell Month-Code Code buyer/seller Day (J-P) (A(if private redemption) transaction) Buy 7/14 -Redeem 6/2 Redeem 711 Part 711 Redeem Redeem 3113 Redeem 1115 
89. Henrico Cnty 5/1/10 Water Sewer Revenue Refunding Interest 
90. Richmond 7/15/07 Ind! Dev Auth Govt Faes Auth Lease Rev Interest Income/Gain Codes: Sl,000 less s1.001-s2.5oo s2.so1-ss.ooo _____ =S5.001=s15.ooo____E -:.sS:oo1-s50.o00--i 
(Sec Colunms and D4} $50,001-$100.000 $100,001-$1.000,000 $1.000,001-$5,000.000 =More than 55,000,000 Value Codes: IS.000 less $15,001-$50,000 $50,001-$100.000 $100,001-$250,000 
(See Columis and D3) $250,000-$500.000 $500.001-$1.000,000 $1,000,001-$5,000,000 $5.000,001-$25.000,000 $More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment CashiMarket 
(See Colunm C2) Book Value Other Estimated ___ 
---------------------- -------------------------------------- 
 
Date Report 
Name Person Reporting 
Smith, Rebecca 
10/6/2004 
-income, alue, transcations (includes those the spouse and depe ndent children. Sec pp. 34-57 filing instructions.) 
VII. INVESTMENTS and TRUSTS Description Assets (including trust assets) Income during reponing period Gross value end reporting period Transactions during reponing period 
(I) (2) (I) (2) (I) not exe111>t from disclosure (2) (3) (5) 
Place (X) after each asset eenipt Amow1t Type (e.g. Value Value Type (e.g. Date: Value Gain Identity 
from prior disclosure Code div. rent Code2 Method buy, sell, Month-Code:? Code buyer/seller 
(A-H) int.) (J-P) Code3 (Q-W) metbCr. redemption) Day (J-P) (A(if private 1-1 transaction) 
91. Chesterfield Cnty 1/15/14 G.O. Pub. lmpt Bds Interest 
92. 93. Lynchburg lndl Dev Auth Hlthcare 1-1--05 Middle Riv Regl Jail 5-15-12 Interest None Buy Buy 6/18 12/30 
94. PrinceWilliamCnty, WaterSewer 7-l-12 Interest Buy 5/21 
95. Arlington Cnty, Gen Oblig 2-1-13 Interest Buy 12/10 
96. 97. Alexandria, Cos Public lmpv 6-15-1 Taxable Bonds: Interest Buy 6/3 
98. Eli Lilly Co. Senior Notes 311 S/03 Interest Redeem 3/17 
99. FHLB 10/15/03 Interest Redeem 10/15 
100. Illinois Bell Telephone Debentures 2/1/04 Interest 
IOI U.S. T-Note 5115104 Interest 
102. U.S. T-Note 2115/05 Interest 
 
103. 104. 105. U.S. T-Note 5115105 Virginia Higher Edi lnstns-A 611105 U.S. T-Note 7/15/06 Interest Interest Interest 
106. U.S. T-Note 10/15/06 Interest 
107. Virginia Housing Dev Auth Comwlth Mtg /(/07 Interest Redeem 9/2 
108. U.S. T-Note 8/15107 Interest ncome/Gain Codes: $1,000 less $1.001-$2,500 s2501.s5000 
(See Columns and 04) $50,001-$100.000 $100,001-$1.000,000 $1.000,001-$5,000.000 H.:? =Moreth S5,000,000 Value Codes: $15.000 less $15,001-$50,000 $50,001-SIOO.OOO $100,001-$250.000 
(See Colurms and 03) $250,(KJ0-$500.000 $500.001-$1,000,000 $1,000,001-$5,(XlO,OOO S5.000.001-S25.000,000 $25,000.001-$50,000,000 $More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate 01dy) =Assessment =Cash1Markct 
(See Colunm C2) =Book Value Other =Estimated 
 
 
--income. value. transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
VIL INVESTMENTS and TRUSTS Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
(!) (2) (I) (2) (1) not exenlt from disclosure (2) (3) (4) (5) 
Place (X) after each asset exempt Amowit Type (e.g. Value Value Type (e.g. Date: Value Gain Identity 
from prior disclosure Code dh. rent. Code! Method buy. sell, Month-Code Code buyeriseller -HJ int.) (J-P) Code3 (Q-W} merger. redemption Day (J-P) (A(if private J.I transaction) 
109. Monsanto Co. 2/5/08 Interest 
110. Entergy Miss Inc. 4/1/08 Interest 
111. Virginia l/1/13 Dev Auth Multi-Fam Hsg None Redeem 511 
112. Southtrust Bank Interest 
113. Dividend 
114. Rental Property#, Norfolk, Rent 
115. C.A. Associates, 2%, Norfolk, Dividend 
116. GJF Currituck Beach Associates, Dividend 
117. IRA -Equi-Vest Dividend 
118. Deferred Annuity -Equitable Life Ins. Co. Dividend 
119. IRA-Brokerage Acct directing and holding (lines Dividend 
120-142) 
120. American Funds Washington Mutual Investors Fund 
 
121. 122. American Funds Investment Company America Calamos Growth Fund 
 
123. 124. 125. 126. Federated Kaufman Fund First Eagle Sagen Global Fund Ing International Value Fund Lord Abbett Mid Cap Value Fund Sold 8/14 Income/Gain Codes: Sl,000 less $1,001-$2,500 $2,501-$5.000 $5,001-$15.000 Sl5,00l-S50,000 
(See Colunm and D4) SS0,001-$l 00.000 SI00,001-Sl.000,000 =$1.000,001-$5,000.000 =More than ,000,000 Value Codes: $15.000 less $15,001-$50,000 $50,001-$100.000 $100,001-$250.000 
(See Columns and D3) $250,000-$500.000 $500.001-$1,000.000 $1,000.001-$5,000,000 P:? $5.000.001-$25.000,000 $25,000,001-$50.000,000 =$More than $50.000,000 Value Method Codes Appraisal =Cost (Real Estate Only) =Assessment CashiMarkct 
 
 
 
--income. value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
Vll. INVESTMENTS and TRUSTS 
127. 128. 129. 130. 131. 132. 133. Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Managers Special Equity Fund Oakmark International Small Cap Fund Pirnco Foreign Bond Fund Pimco Pea Renaissance Fund Pimco Short Term Fund Pimco Total Return Fund Royce Micro-Cap Fund Income during reporting period Gros value end reponing period Transactions during reponing period 
(I) Amow1t Code (A-H) (2) Type (e.g. div. rent. int.) (1) Value Code2 (J-P) (2) Value Method Code (Q-W) (1) Type (e.g. buy.,sell, merger. redemption) Sold Sold not exet from disclosure (2) (3) (4) (5) Date: Value Gain Identity Month-Code:! Code buyer/seller Day (J-P) (A(ifprh-ate J.l transaction) -8/14 8/14 
134. 135. Royce Pennsylvania Mutual Fund Scudder Dreman High Return Fund Sold 8/14 
136. UBS Pace Money Market Investment Fund 
137. American Funds Growth Fund America Buy 8/14 
138. AXA Rosenberg U.S. Small Capitalization Fund Buy 1117 
139. 140. 141. 142. 143. 144. First Eagle Overseas Fund First Eagle Gold Fund Morgan Mid Cap Value Fund Invesco Leisure Fund Brokerage Account directing and holding (lines 144-178) Resource Management Tax-Free Fund, Inc. Interest Buy Buy Buy Buy 8/14 8/14 1117 11/7 
 
------- Income/Gain Codes: $1,000 less $1,001-$2.500 $2,501-$5,000 $5,001-$15,000 =$15,00l-S50.000 
(See Columns and 04) $50,001-$100.000 $100,001-$1.000,000 $1.000.001-$5,000.000 More than ,000,000 Value Codes: $15.000 less $15,001-$50,000 $50,001-$100.000 $100,001-$250,000 
(See Columns and D3) $250,()()().$500.000 $500,001-$ 1.000,000 Pl. $1,000,001-$5,000,000 $5,000.001-$25.000,0()() $25,000,001-$50,000,000 
=$More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) Assessment Cash1Market 
(See Colum1 C2) =Book Value =Other Estimated 
------------ ---- 
--------------------. 
Date ReportName Person Reporting 
vn. INVESTMENTS and TRUSTS -income, value. transcations (includes those the spouse and dependent children. Sec pp. 34-57 filing instructions.) 
Description Assets (including trust assets) Income during reponing period Gross value end n:poning period Transactions during reponing period not exen111 from disclosure 
(1) (2) (I)(2) 
(2) (3) (4) (5) Place (X) after each asset 
Type (e.g. 
Value Value Date: 
(e.g.exempt 
Amow 
Type 
Identity 
Gain 
Value 
buy. sell, from prior disclosure 
Method 
Month-Code2 Code buyer/seller 
Code2 
Code 
div. rent 
(A-H) int.) (J-P) Code3 (Q-W) merger. redemption) Day (J-P) (Al-1 (if private transaction) 
145. Equities/Stocks: 
 
Sold 
Dividend 
General American Investors Preferred 
146. 
147. Aflax Inc 
148. BBT Corp. 
149. Berkshire Hathaway Inc. 
150. Boston Scientific 
151. Canadian Pacific Railway Ltd. Dividend 
Dividend 
Dividend 
Dividend 
Dividend 
Sold 1130 
 
None 
Sold 
Conagra Food Inc. 
152. 
153. Fedex Corp 
154. General Electric 
155. Georgia Gulf Corp. 
156. Harley Davidson Inc. 
157. Johnson Johnson 
158. Microsoft Corp. 
159. Nestle 
160. Pogo Producing Co. 
161. Procter Gamble Co. Dividend 
None 
None 
None 
None 
Dividend 
Dividend 
Dividend 
Dividend Sold 
Sold 1/31 
Sold 614 
Sold 7/8 
Dividend 
162. Progressive Corp. Ohio 
1oc--m 1,000 less Sl.001-$2,500 $2,501-$5.000 $5,()()1-$15,000 5,00l-S50.000 (See Colunms and D4) $50,001-$100.000 SI00,001-$1.000,000 $1.000.001-$5.000.000 =More thanS5,000,000 ValueCodes: $15,000 less $15,001-$50,000 $50,001-SIOO.OOO $100,001-$250,000 
(See Colunms and D3) $250,000-$500.000 $500.001-$1.000,000 $1,000,001-$5,0C)(J,()(J() $5,()()0,001-$25.000,000 $25,000,001-$50.000,000 $More than $50,000,000 Value Method Codes Appr.iisal =Cost (Real Estate Only) Assessment CaslL;Market 
(See Column C2) =Book Value =Other =Estimated 
 
---------------------- 
---------- Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income during reporting period (I) (2) Amow1t Type (e.g. Code div. rent. -H) int.) Gross value end reporting period (I) (2) Value Value Code Method (J-P) Code3 (Q-W) Transactions during reporting period (I) not exempt from disclosure (2) (3) (4) (5) Type (e.g. Date: Value Gain Identity buy. sel MonthCode2 Code buyer/seller merger. Day (J-P) (A(if privateredemption) l-1 transaction) 
163. Southern Co. Dividend 
164. Wal Mart Stores Inc. None 
165. 166. 167. Weingarten Realty Wisconsin Energy Corp. Anheuser Busch Cos, Inc. Dividend Dividend Dividend Buy 12119 
168. 169. 170. 171. 172. Caterpillar Inc. Gillette Company Nextel Communications Inc. Oracle Corp. Plum Creek Timber Co., Inc. Dividend Dividend Dividend Dividend Dividend Buy 5114 Buy 7110 Buy 5120 Buy 7129 Buy 718 
173. Royal Dutch Pete Co. Dividend Buy 1113 
174. Co. Dividend Buy 4/22 
175. Tax-Exempt Bonds: 
176. 177. 8/1/13 Pub Sch Auth Rev Portsmouth 8/1/14 Pub lmptG.O.= Interest Interest= 
178. Fairfax Cnty 4/4/16 Wtr Auth Rev= Interest 
 
 
-income, ,alue, transcarions (includes those the spouse and dependent children. See pp. 34-57 filing instrucrions.) 
VII. INVESTMENTS and TRUSTS 	Income/Gain Codes: ,000 less $1,001-$2,500 $2,501-$5.000 s.5.001-s1s.ooo-E-s1sm1-s5o.ooo --i (See Columns and 04) $50,001-$100.000 $100,001-Sl.OOO,OOO $1.000,001-$5,000.000 More than ,000,000 S15.000 les. 5,00I $50,000 $50,001-$100.000 SI00,001-$250,000 
(See Columns and D3) $250,000-$500.000 $500.001-S1,000.000 $1,000,001-$5,000,000 $5,000,001-$25.000,000 $25,000.001-$50.000,000 =SM ore than $50.000,000 
Value Codes: 
Value Method Codes Apprdisal =Cost (Real Estate Only) Assessment CaslvMarkct (See Column C2) =Book Value =Other Estillllted 
-------------- -------- 
AMENDED 
Report Requirrd the Ethics 
A0-10 Goernment Act 1978 
Rev. 1/2004 
Calendar Year 2003 U.S.C. app.  101-111) Person Reporting (Last name, First name, Middle initial) Smith, Rebecca Court Organization Eastern District Virginia Date Report 10/6/2004 Tille (Article 111 Judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge (Active) Chambers Office Address United States District Court 600 Granby Street Norfolk, Virginia 23510 ReportTypc (check appropriate type) Nomination, Date Initial @Annual Anal Reporting Period 1/1/2003 12/3112003 the basis the infonnation contained this Report and any modifications pertaining thereto, is. opinion, compliance with applicable laws and regulations. Reviewing Officer POSffiONS. (Reporting individual only; see pp. 9-13 filing instructions) NONE -(No reportable positions.) Spouses Non-Investment Incom -(Ifyou were manied during any portion the reporting year, please complete this section. (dollar amount not required except for honoraria) NONE -(No reportable non-investment income.) 
AND TYPE 2003 	Self-employed (dental laboratory) 
IV. REilv.1BURSEMENTS 	-transportation, lodging, food, entertainment. Oncludcs those spouse and dependent children. See pp. 25-27 ofinstructions.) 
 NONE -(No such reportable reimbursements.) 
 
 
 
 
 
VI. LIABillTIES. 
 NONE (No reportable liabilities.) 
 
 
Date Report 
Name Person Reporting 
Smith, Rebecca 
10/612004 
-income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
VII. INVESTMENTS and TRUSTS Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure DNONE (No reportable income, assets, transactions) SunTrust Banlc Account IRA -BBT Account Investment Account directing (line IRA-Brokerage Account holding (lines 5-34) Income reportin (1)  AltlllDlt Code (A-H) during period (2) Type (e.g. div. rent. int.) Interest Div Int reporting period (1) Value Code (J-P) Gross value end (2) Value Method Code3 (Q-W) (1) Type (e.g. buy, sell, merger, redemption) Transfer ransactions during reporting period not exempt from disclosure (2) (3) (4) (5) Date: Value Gain Identity MonthCode2 Code buyer/sellerDay (J-P) (A(if private transaction) -5112 IRA line4 Hampton Roads Bankshares Inc (prior Banlc Hampton Roads) Centennial Government Trust The Diamonds Trust Standard Poors 500 Depository Receipts Trust Taxable Bonds: 
10. Eli Lilly 3/15/03 Senior Notes Redeem 3/17 
11. U.S. T-Note 8115/03 Redeem 8/15 
12. Norfolk Southern Corp. 2115/04 Note 
13. U.S. T-Note 2115/05 
14. U.S. T-Note 5/15/05 
15. Virginia 11/1104 Housing Developmt Auth. Multi Family 16. U.S. T-Note 11/15/05 17. Norfolk Southern Corp. 7.22% 9/15/06 Medium Tenn Notes 18. U.S. T-Note 8115/04 Income/Gain Codes: $1,000 less =Sl,001-$2,500 $2,501-$5,000 $5,001-$15,000 $15,001-$50,000 
(See Coluims andD4) -SS0,001-$100,000 $100,001-$1.000,000 =$1,000,001-$5,000,000 =More lhan $5,000,000 
2.. Value Codes: $15,000 less $15,001-$50,000 S50,00l-Sl 00,000 SI00,001-$250,000 
(See Colwms and 03) $250,000-$500,000 SS00.001-Sl,000,000 =Sl,000,001-$5,000,000 S5,000.00l-S25,000,000 $25,000,001-$50,000,000 SMore than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estall: Only) Assessment CasbiMarlcet 
 
 
Date Report 
Name Person Reporting 
Smith, Rebecca 
10/612004 -income, value. transcations (includes those oflhc spouse and dependent cllilJn.IL See pp. 34-57 ofliling instmctions.) 
VII. INVESTMENTS and TRUSTS 
19. 20. 21. 22. 23. 24. 25. 26. 27. 28. Description Assets (including trust assets) Place (X) after each asset cicempt from prior disclos111e Sara Lee Corp. 6/19/08 Mediwn Term Note Virginia 1/1/07 Housing Dev.Auth. Comwlth Mtg Rev-Series U.S. T-Note 8115/07 U.S. T-Note 10115106 Burlington Northn Santa 511103 Equip Tr-CTF U.S. TSY Inflation Index Notes I/IS/08 Chandler AZMUN PPTY Cotp. ?11103 U.S. TSY Inflation Index Note l/15/10 FNMA S/20/0S Gateway Bank FSB 12127/04 Income during reporting period (I) (2) Amowit Type (e.g. Code div. re111. (A-H) mL) Gross value end reponing period (I) (2) Value Value Code:? Method (JP) Code3 (Q-W) (I) Type (e.11. buy. sell, merger, redemption) Redeem Redeem Redeem Redeem Transactions dwi1111 rcponing period (2) Date: Month-Day 9/2 Sii 711 11120 Ifnot exct from disclo(3} Value Code2 (J-P) Gain Code (A sure Identity buyer/seller (if private transaction) 
29. Utilicorp United Inc. 10/1/04 
30. GNMA 6115/03 P.T. Redeem 3/17 
31. TSY Inflation Index Notes 7-lS-13 Buy 8/lS 
32. FFCB 12-11-09 Bt.iy 10/20 
33. Raven Hills Higher 8-1-06 Buy 8/19 
34. Providian Natl 0-25-04 Buy 1/30 
35. 36. Fann-VA BBT Account None Interest lncomc1Gain Codes: (Sc Coiurnn,: and 04) J.OOli icss $50.00!-$100.0ll(t Sl.OOi-S.500 S100.001.s;1.oor,.oc S1.501-S5.0tKI $1.00U.O 1-SS.(l.JU.000 S5.00! -$15.lf.JO H:? More than 55.UOO.Ol)(I ------------, :.: SJ5.00l-SSO.OOll  S.UO -50.00n s;o.001-> 100.wr1 -1uo.oo;.c250.ooo 
;:, CD!U:n11::. anJ n:- ,,,. SSl.llOn-S:U-:).(JOil SUC.(J(!J.s;;_()(l S:l.OOl-S.500 S.SOl-$5.000 ss.001-s:s.ooo Sl5.U0l-S50.00Q 
(See Colunm,; auc D4) $50.i)OJ-SIOU.OUll S:J0(1.0[ll-$1.00. 000 S:.OOti.00 l-$5.flOO.OIJ(J H::! More that: $5.ll()(i.000 
.:. :.luo Caries: .1 -$15.00D le;;,. .oo l-5n.onJ $50.UOl 100.00( rvl l01.00l -S:!5U.OOD 
15tl:.llOlSl.no1J.H11( 
 10.t1r1i-S25.om:.rnio ::-5JJort tkrn S,5iJ,0Uii.llfl(1 
-i-1  .arn ::..-.:11u1...:j 
. 
Dale Report Name Person Reporting 
Smith, Rebecca Bpage 7of10 
10/6/2004 -income, ,11Jue, transcations (includes those the spouse and dependent children. Sec pp. 34-57 offfiing instructions.) 
vrr. INVESTMENTS and TRUSTS 
Description Assets !nconie during reponing period Gross value end reporting period Transactions during reporting period 
 
(including uust assets) 
(I) (2) (I) (I) 
(2) Place (X) after each asset exempl Amow11 Type Value Value Type (e.g. Date: 
(C. 
Value Gain 
Identity 
buy. sell.from prior disclosure Code di. rent. Code2 Method MonthCode2 Code buyer/seller 
109. Monsanto Co. 215108 
110. Entergy Miss Inc. 411/08 
111. Virginia 11/1113 Dev Auth Multi-Fam Hsg 
112. Southtrust Bank 
113. 
114. Rental Property #I, Norfolk, 
115. C.A. Associates, 2%, Norfolk, 
116. GJF Currituck Beach Associates, 
117. IRA-Equi-Vest 
118. Deferred Annuity -Equitable Life lns. Co. 
119. IRA-Brokerage Acct directing and holding (lines 
120-142) 
120. American Funds Washington Mutual Investors Fund 
121. American Funds Investment Company America 
 
merger. Day 
(A-H) inL) (J-P) (ode (J-P) (A-(if private redemption) 
(Q-W) transaction) lnlerest Interest 
Redeem Sil Interest Dividend Rent Dividend Dividend Dividend Dividend Dividend 
122. 
Calamos Growth Fund 
 
123. 
Federated Kaufman Fund Sold 8114 
 
124. 
First Eagle Sogen Global Fund 
 
125. 
Ing International Value Fund 
126. Lord Abben Mid Cap Value Fund 
r----------.. ---.. ----____ hiconw1Gin Codes: $1.00(1 lc,s l.OUl-S2.50C s::.so 1-$5.000 15.CJOl-$15.UOO ..001-$5(;.(JOO 
(Sec Colunu1; and 04) SSO.OO-SlOO.Om1 .h!Oli.001-$1.0or,.O :md Do;) !SO.OOJ-$im!.rl00 illl(r.OOl)l.00(1,000 Sl.OOtJ.001-$!.0rJU.00(1 Mort tlm1S5J!OO.OOO 550.m1-s111u.oun 5.100.(101-s25l.t from disclo{2) (3) (4) Date: Value Gain MonthCode2 Code Day (J-P) (A-7114 sure (S) Identity buyer/seller (if private transaction) 
68. Eastman Kodak Co. 
69. 70. 71. 72. General Motors Corp. Johnson Johnson Merck Company Inc. Verizon Communications Part Sale Sold 7/14 7/14 
 
-s1.001-s2,5oo $2.501-$5.000 $5,001-$15,000 =SI 5,00l-S50.000 (Sec Colunms and 04) $50,001-S 00.000 Income/Gain Codes: Sl,000 less SJOO,OOJ-$1.000.000 Sl.000.001-$5,000.000 More lhan S5,000,000 $15.000 less $15 ,001-$50,000 $50,001-SI00,000 $100.001-$250,000 
(See Columns and 03) $250,000-$500.000 $500.001-SI ,000.000 Sl.OOO,OOl-$5,ooo,ooo Value Codes: $5,000.00l-$25.000,000 $15,000.001-$50.000,000 SMorc than $50,000,000 Value Melhod Codes =Appraisal =Cost (Real Estate Only) Assessment CaslvMarkcl (See Column C2) =Book Value =Other Estinated 
------------------------ 	Income/Gain Codes: $1,000 less $1,001-$2,500 $2,501-$5.000 =$5,001-$15,000 =Sl5,00l-SS0,000 (See Colwms and 04) $50,001-SlOO.OOO $100,001-:U.OOO,OOO Sl.000,001-$5,000.000 =Mon: than $5.000,000 5.000 less $1S,001-S50,000 $50,001-SIOO.OOO Sl00.001-$250,000 
(See Columns and D3) s2so.ooo-ssoo.ooo SS00.001-$1,000.000 $1,000,001-$5,000.000 $5.000,001-$25,000,000 Value Codes: $:?5,000,001-$50.000,000 $More than $50.000,000 Value Method Codes Appraisal =Cost (Real Estate Only) Assessment CaslLMarket (See Column C2) =Book Value Other 
 
 
--income, value, tTanscations (includes those the spouse and dependcnl children. See pp. 34-57 filing instructions.) 
VII. INVESTMENTS and TRUSTS 
Income during Gross value end Transactions during reporting period 
Description Assets 
rcponing period reporting period 
(including trust assets) 
91. 92. 93. 94. 95. 96. 97. 98. 99. 100. 101. (1) Place (X) after each asset eempt Amowll from prior disclosure Code (A-H) Chesterfield Cnty I/I 5/14 G.O. Pub. lmpt Bds Lynchburg lndl Dev Auth Hlthcare 1-1-05 Middle Riv Regl Jail 5-15-12 Prince William Cnty, Water Sewer 7-1-12 Arlington Cnty, Gen Oblig 2-J-13 Alexandria, Cos Public lmpv 6-15-15 Taxable Bonds: Eli Lilly Co. Senior Notes 3/15/03 FHLB 10/15/03 Illinois Bell Telephone Debentures 2/1/04 U.S. T-Note 5/15/04 (2) Type (e.g. div. rent. inL) (1) Value Code2 (J-P) (2) Val Method Codc3 (Q-W) (l) Type (e.g. buy. sell, merger. rcden..,tion) Buy Buy Buy Buy Buy Redeem Redeem not exerrpt from disclosure (2) (4) (S) Date: Value Gain Identity MondiCode2 Code buyer/seller Day {J-P) (A(if private transaction) 6/18 12130 5121 12110 6/3 3/17 10/15 
102. U.S. T-Note 2115/05 
103. 104. U.S. T-Note 5115105 Virginia Higher Edi lnstns-A 611105 
105. U.S. T-Note 7/15/06 
106. 107. 108. U.S. T-Note 10/15/06 Virginia Housing Dev Auth Comwlth Mtg 1/1/07 U.S. T-Note 8/15/07 Redeem 9/2 Income/Gain Codes: Sl,000 less Sl.llOl-$2.500 $2,501-$5.000 SS,001-SIS,OOO S15.00J-S50.000 
(Sec Columns and 04)  S50,001-SIOO.OOO SIClO.OOl-Sl.000,000 $1.000,001-$5,000.000 More than SS,000,000 Value Codes: SIS.000 less SIS,OOl-$50,000 $50,001-SJOO,OOO SI00,001-S250,000 
(See Colurr11s and 03) $250,000-$500.000 ssoo.001-s1.ooo.ooo $1,000,001-SS,OOO,OOO SS,000.001-$25.000,000 $25,000.001-SSO.OOO,OOO SMore than SS0.000,000 Value Med1od Codes =Appraisal =Cost (Real Estate Only) Asses,nent CaslvMarket 
(See Colun1 C2) =Book Value =Other Estin11tcd 
 
Date Report 
Name Person Reporting 
Smith, Rebecca 
8/10/2004 
-income, value, trJnscations (includes those oflhc spouse and dependent children. See pp. 34-57 filing instructions.) 
VII. INVESTMENTS and TRUSTS 
109. 110. 111. 112. 113. 114. 115. 116. 117. 118. 119. Description ofAssets (including trust assets) Place (X) after each asset exempt from prior disclosure Monsanto Co. 2/5/08 Entergy Miss Inc. 4/1/08 Virginia 11/1/13 Dev Auth Multi-Fam Hsg Southtrust Bank Rental Property Norfolk, C.A. Associates, 2%, Norfolk, GJF Currituck Beach Associates, IRA-Equi-Yest Deferred Annuity -Equitable life Ins. Co. IRA-Brokerage Acct directing and holding (lines 120-142) Income during reporting period (I) (2) Amow1t Type (e.g. Code div. rent. (AH) int.) Interest Dividend Rent Dividend Dividend Dividend Dividend Dividend Gross valu end reporting period (I) (2) Value Value Code2 Method (J-P) Code3 (Q-W) (I) Type (e.g. buy. sell, nlefl!Cr, re