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Judicial Watch • Richard A. Posner – 2009

Richard A. Posner – 2009

Richard A. Posner – 2009

Page 1: Richard A. Posner – 2009

Category:Federal Judges

Number of Pages:13

Date Created:September 13, 2013

Date Uploaded to the Library:December 05, 2014

Tags:POSNER, Richard A Posner, Royalties, BLACKROCK, hotel, conference, money, Richard, transportation, university, Washington, 2009, dividend, reportable, disclosure, report, Federal Judge, financial, income, Judge


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Reporf Required the Ethics Government Act 1978 
Rev. !/2010 
FOR CALENDAR YEAR 2009 u.s.c, app. ,~ff 101-111) Person Reporting (lasl name, first, middle initia!) Court Organization Date Report 
06/03/2010 
POSNER, RICHARD COURT APPEALS 7th CIRC Title (A~icle II! judges indicate active senior status: 	fin. Report Type (check appropriate bpc) Reporting Period magistrate judge5 indicale full- pan-time) [--] Nomination, Dale 01/01/2009 ACTIVE CIRCUIT .FODGE [---1 Initial [~] .... Final 
12/31/2009 5b. Amended Report Chambers Office Address the basis ~:he information contained this Report and alny 
modtificalions pertainit~g thereto, is, opinion, compliancewith applicable laws and regulations. 
219 DEARBORN 
C!IICAGO 60604 
 
Reviewing Officer 	Date 
13POR TANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you ha~e reportable infbrmation. Sign lastpage. NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY SEN/OR LECTURER 	UNIVERSITY CHICAGO LAW SCHOOL 
 TRUSTEE 
CHAIRMAN HOUSE COMMITTEE 	UNIVERSITY CHICAGO QUADRANGLE CLUB (FACULTY CLUB) 
 
 
 
 
Posner, Richard NONE (No reportable agreements.) DATE PARTIES AND TERMS 
~me .....Repot,lag hate Reporl 
FINANCIAL DISCI,OSU REPORT Page ~OSNE~t, R~CnARa 06~03~20~ II. ON-IN V.ESTMEN ~o.i~ individual and ..... see pp. 17-24 affiling in.wructivns.) Filers Non-Investment Income NONE (No rcT~or~able non-investment income.) 
DATE SOLACE AND TYPE ~CQME 
(yours, not spouses) 2009 UNIVERSITY CHICAGO LAW SCH(~I.; PART TIME 
$25,590.00 
TEACHING 
 2009 HARVARD UNIVERSITY P~SS; ROYALTIES 
 
 
$40,189.54 
 2009 ~]VERStTY CHICAGO P~SS; ROYALTIES $906.34 
 2009 OXFORD L~IVERS1TY PRESS (ENGLAND); ROYALTIES $12.74 5.2~39 EDWARD ELGAR PUBLISH~G; ROYALTIES $2,421.90 2009 STANFORD UNIVERSITY; ROYALTIES 
 
$28.89 
 2009 BETIt VESEL AGENCY; ROYALTIES $695.1N 
 2009 TIlE AUTtlORS REGISTRY; ROYALTIES $156.32 
 2009 OXFO~ UNIVERSITY P~SS ~ORTH CAROLINA); ROYALTIES 
 
 
$2.42!.01 
10. 2009 WAI.TERS WE~ASPEN ROYALTIES 
15564.43 2009 tO~,~SON~EST; ROYALTIES $390.96 Spouses ~OIl-18Ve$il~elll ]~Ol~e -If you were marrie~ during ony portion te reportlng ),ear, complete this sectlo~ (Dollar amou~t not req~bed except for honoraria 
NONE (No reT~ortabte non-investment income.) 
DATE SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS ....... por,.,io., loegi.g,.~oou, ..,er,oi ...... 
 
(.tncludea tht~se spouse tmd depet~dent children; see pp. 25-27 offiling itz~truct NONE (No reportable reimbursements.) 
[77-~ 
06103/2010 DATES LOCATION PURPOSE SEE ATTACHED SCHEDULE SEE ATTACHED SCHEDULE SEE ATTACHED SCHEDULE SEE ATTACHED SCHEDULE 
ITEMS PAID PROVIDED SEE ATTACHED SCHEDULE 
FINANCLAL DISCLOSURE REPORT Richard Posner 
(2009) 
IV. REIMBURSEMENTS 
SOURCE DESCRIP.IION 
Seventh Circuit Court Appeals 3/02 3/03 Washington, DC; 
Sitting Designation/Federal 
Circuit; tr,~lsportation, hotel food The Inns Court 3/04 3/05 Washington, DC; 
Speech; transportation, hotel 
food Harvard University 3/06 3/07 Cambridge, MA; 
Speech; transportation, 
hotel food Columbia Law School 3/24 3/25 New York, NY; 
Moot court finals; 
transportation, hotel food Harvard University Press 4/22 New York, NY; 
Interview; transportation, hotel 
food 
4/23 to4/24 Washington, DC; 
Meeting; transportation, hotel 
food Cardozo School Law 4/25 4/26 New York, NY; 
Conference; transportation, hotel 
food The Federalist Society 4/27 Washington, DC; 
Speech; transportation, hotel 
food Yale Federalist Society 4/28 New Haven, CT; 
Debate; transportation, hotel food 
 United States District Court 
 
10. 
 LECG, LLC 
 
11. 
 The Federalist Society 
 
12. 
 Institutional Investor 
 
13. 
 University Chicago 
 
14. 
 Institutio!al Investor 
 
15. 
 Harvard Kennedy School 
 
16. 
 Columbia University 
 
17. 
 Harvard Law School 
 
18. 
 Yale Law School 
 
 
5/17 	Indianapolis, IN; Conference; transportation, hotel food 
6/18 6/20 Washington, DC; Conference; transportation, hotel food 
7/08 7/11 New York, NY; 
Conference; ~ransportation 
 
7/21 7/24 San Diego, CA; 
Debate; transportation, hotel 
food 
 
10/5 10/7 New York, NY; 
Speech; transportation hotel 
 
10/13 10/15 New York, NY; Conference; transportation hotel 
10/15 10/17 Cambridge, MA; Conference; transportation 
11/03 11/05 New York, NY; Conference; trarasportation, hotel food 
11/15 11/19 Cambridge, MA; Moot court; transportation 
11/19 11/20 New Haven, CT; Workshop; transportation GIFTS. (lmludes t~os, t,, .~p,,use a,,a ~q,e, ae,t children; s,e pp. 28.31 o]~iling in.qtructi,~nsO NONE reportable g~s.) DESCRIPTION VALUE 
VI. LIABILITIES. a,,.t,,a,,- ,h,,.,.~ oysp,,,,e o~a aepe~d,~, ,hita,e,; s,., pp. 32-3S filing instruction.~.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE POSNER, RICHARD 
VII. INVESTMENTS and TRUSTS ......... t.,, .... lions ancludes those 4-P ....... dependent children; s,, pp. 34-60 filing ....... tion.g) NONE 6N~ reportable income, assets, transactions.) ........... -d. ............................... ................ 
 
Description Asse~s Income during Gross value end l~nsaetim~s during reponing pe~od (including trt~sl asse~) rcpomng peri~ rcpoding 
Place(X) after each assel ~Amoum[ lypc Value Value Type{e.g, Date VaR~e Gain [dealiw 
cxemp from prior disc osure Code rent Code hod  buy, sell, mmAld/vy Cude Code buyer!seller 
(A-H) orinl) {J-P) Code3 redemption) (J-P) A-) (fpnvate 	 
BRO~GE ACCOUNT8 AND ~TUAL F~DS: 	 
DW8 ~RAGED MUNI BOND F~D Dividend CLASS 	 
VANGUA~ 500 INDEX ADM FUND Dividend 	 
MONEY MARKET ACCOUNT Dividend Buy t2130109 	 
BLACKItOCK NATL MUN] FUND Dividend 	 
BLACKROCK NATL MUNI 1NSTL Dividend 
FUND 	 
NIIVEEN MUN! MARKET Dividend OPPORTUNITY laTJN 	 
BLACKP,.OCK MUNI 2018 FUND Dividend 	 
BLACKROCK GLOBAl, ALLOCATION Dividend FUND 
 
 
BLACK.ROCK GLOBAL ALLOCATION 
10. Dividend 
FUND 	NUVEEN INSURED QUALII-Y MUNI Dividend FUND 
12. 	 
NUVEEN SELECT QUALITY MUNI Dividend FIJND 
 
13. 
 
14. 	 
SEP RETIREMENT ACCOUNT: 
 
15. 	 
BLACKROCK BASIL. VALUE FLFND Dividend 
16. 	 
BLACK_ROCK GLOBAL ALLOCATION Dividend FUND 
 
17. 	 
][AA MONEY MARKET ACCOUNF Dividend I Buy 04/01/09 
 
 
Name Person Reporlln~ Dat~ Report 
VII. INVESTMENTS and TRUSTS --i ..... value, era~actions a,,ct~aes t~ose ...... deOemlent c~ita~em s~e pp. ~-60 ,,pti~g st, u~ao~.l NONE (No reportable income, assets, transactions.) 
Descr[plion Assms Income during Gross value end Transecfiems during reponm~ period (including t~st assets) reporting ~riod reposing period 
Place (X) after ~ch ~sel Amoun~ . T)~e (e.g., Va}ue Va~ue T~e (e.g.,[ ba~e Value Gain Identiw 
(A-H) inl.) (J-P) C~e3 redcmplion) (J-P) (A-H) (if private 
19. 	 
TRUST ACCOL~T: 
 
20. 	 
TIAA MONEY MARK~ ACCf-LAST Dividend WAS CMA EX. FD- IJNE 
 
21. 	 
BLAC~OCK NATL MUNI FUND Dividend INSTI~TION 
 
22. 	 
BLACKROCK MUNI INS FUND Dividend 
 
23. 	 
BLACKROCK GOLBAL DYNAaMIC Dividend EQUITY FUND 
 
24. 	 
I~I.,ACKROCK GOVT INCOME FUND Dividend 
25. 	DWS GNMA FUND CLASS Dividend 
26. 	 
DWS SHORT DURATION PLUS FUND Dividend CLASS 
 
27. 	 
DWS CLIMATE CttANGE FUND -None CLASS 
 
28. 	 
DWS MANAGED IVflJNI BOND E-UND -Dividend 
CLASS 
29. 
 
30. 	 
RETIREMENT ACCO1JNT: 
 
31. 	 
BLACKROCK BASIC VALUE FUND None Merged (with line 15) 
 
32. 	 
BLACKROCK GLOBAL ALI.OCATION 
 
 
None 	Merged 
FUND (with line 16) 
33. 	 
MLBANK USA RASP ACCOI.fNT None Merged (with line 17) 
 
34. Income Gain Codes: =~1.000 less =$1,1101 $2,500 =$2,5 009 =$5,001 $15,000 ..... ~ ...... Repom,,~ 	Oa,e a~po. 
VII. INVESTMENTS and TRUSTS-~ ......... ~.e. ......... io., (~.,.~.a~, ,~o~-~ o,~, ...... d~,~.a .... ~~.; ~,,~ ,v. 34-60 f!llng instruction$.) NONE (No reportable income, assets, transactions.) 
........... .......................... ] ...........................~ ......... 
 
Description Ass~ Income during Gross value end Transactions during reposing cludb t~sl assets~ reposing peri~ reporting ~efiod 
Place (X) after each assel Amount T~e (e.g., Value Value T~e (e.g., Date Value Gain Idcnli~ exempt from prior disclosure C~e div., rein. Code Method buy, serf, ~m~d~yy ]code Code buyer!sel~er(Ad]) ~nt.) (J-P) Code redemption) (J-P) , [A-It) (ifprivale 
35, ACCO~T#i 
36. 	 
BLACKROCK GLOBAL ALLOCATION Dividend 
FUND 
 
 
37. 	 
BLACKROCK MIDCAP VALUE None 
OPPORF1JNITY FUND 
 
 
38. 	 
BLACKROCK MIDCAP VALUE Dividend 
OPPORTUNITY FUND 
 
 
39. 	 
TIAA MONEY MAR.KET ACCT (PREV Dividend BANK LISA RASP ACCT) 
 
 
40. 
 
41. 	 
11L ACCOUNT #2: 
 
42. 	 
TIAA MONEY MARKET ACCT Dividend 
(FORMERLY BANK USA RASP 
ACCOUNT) 
 
 
 
43, 	CERTIFICATE DEPOSIT Interest Matured 04/17/09 
WILMINGTON TRUST 
 
44. 	 
BLACIQROCK PACIFIC FUND Dividend 
 
45. 	 
BLACK.ROCK BASIC VALUE FUND Dividend 
 
46. 	 
BLACICROCK GLOBAL ALLOC FUND Dividend 
 
47. 	 
BLACKROCK VALUE OPPORTIJN.ITIES Dividend 
FUND 
 
 
 
48, 	BLACKROCK GLOBAL DYNAMIC Dividend 
EQUITY FUND 
 
49. 	 
BLACKROCK LATIN AMERICA FUND Dividend 
 
50. 	 
AMERICAN FUNDS 1NTERMIDIATE r)ividend 
BOND FUND 
 
 
51. 
BLACK_ROCK TOTAL RETURN FUND Dividend 
 
 
IName Person Reporting 	Date Repnrt 
06/0M20t0 INVESTMENTS TRUSTS -,~ ..... value, ......tions (Includes thoxe ........ depend .....hildren; seepp. 34-60 Drilling instructions.) 
 
I---] NONE (No reportable income, assets, transactions.) ............. ............................................... b~-~ ...................... 
Description Assets Income duriog Gross value end Traosactions during reporling period 
(including trust assets) reporting period reporting period 
~i) ....i~i-~i~i- ..............~T ........ (3) (~) ..............~ ..... 
 
Place (X} afI~r each asset Amounl Type (e.g.. Value Value Type {e.g., Date Value Gain Identity of: Code 
exempt from prior disclosure div. renl. Code Method buy, sell, mrn.:dcUy). Code Code buyer;sellcr (A-H) orint.) (J-P) Code3 redemption) (J-P) (A-H) ([fpri~,ate 
52. TREASURY STRIP ZERO COUPON None 
BOND 
 
 
53. 	 
CERTIFICATE DEPOSIT TEMECULA Interest Buy 0l/~ 5,t09 
VALLEY BANK 	Matured 07120/09 
55. 	 
RETIREMENT ACCOUN]S: 
 
56. 	 
VA.N(JUARD 500 INDEX FU-ND Divideod VESTOR ASS 
 
 
57. 	 
TIAA CREF RETIREMENT ANNUITIES Dividend 
 
58. 	 
IIAA REAl. ESTATE FUND None 
 
59. 	 
TIAA CILEF ,STOCK MUTUAL FUND None 
(SRA RETIREMENT) 
 
 
 
60, cILEI- MONEY MARKET 	None Buy 11!02/09 
61. 
 
62. 	 
BANK FINANCIAL (BANK ACCOUNT) Interest 
 
63. 
 
 
65. 
67, 
68. 
VII. INVESTMENTS and USTS ......... ............ ,~o~ a~e~,,a~, ,J,o~ oyez, ...... ~v,.~., ~za~,,,; ~4-~o oz~i,~ ~.~,+.~.) NONE (No reportable income, assets, transactions.) --........ .... ....................~ ................... 
 
D~cription Assets Income during Gross value end Transaclions during repo~ing pe6od (incJudmg trust assets) re~Jng ~ri~ re~aing period 
.... from prior disclosure Code ......t. Code Melhod buy. sell. m~dgyy- Code Code buyerlseller 
(A-H} int.) (J-P) Code rcdemplion~ (J-P) {A-H) {ifpfivalc 
 {Q-W) .......ion) 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. a,,ai,.~,,~,~,t o/~epo,t.) 
~.,~ Pe,sou Reporting 
 
IX. CERTIFICATION. certify that al~ information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that arty information not reported was withheld because met applicable siatutory provisions permitting non~lisclosure. furlher certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 el. seq., U,S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL VHO KNOVINGLY AND VILFULLY FAI,SIFIES FAII.S FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILI-NG INSTRUCTIONS 
Mai! signed original and additional copies Io: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 Orle Columbus Circle, N.E. Washington, D.C. 20544