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Judicial Watch • Richard G. Seeborg – 2009

Richard G. Seeborg – 2009

Richard G. Seeborg – 2009

Page 1: Richard G. Seeborg – 2009

Category:Federal Judges

Number of Pages:10

Date Created:September 13, 2013

Date Uploaded to the Library:December 15, 2014

Tags:SEEBORG, Richard G Seeborg, kampen, American, Richard, Growth, 2009, TRUSTS, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 
FOR CALENDAR YEAR 2009 u.s.c, app.  lOt-Ill) Person Reporting (last name, first, middle initial) Court Organization Date Report SEEBORG, RICHARD U.S. District Court N.D. Cal. 
04130/2010 Title (Article judges indicate active senior status; 5a. Report l[ype (check appropriate type) Reporting Period 
magistrate judges indicate full- part-time) 
United States District Judge (See Pall VIII) /qominatiom I---I Initial Date Annua! [---I Final 01/01/2009 
12/3112009 
 
5b. Amended Report Chambers Office Address the basis the information contained this Report and any 
modiltcations pertaining Ibereto, Is, nty opinion, compliance United States Courthouse 
with applicable laws and regulations, 450 Golden Gate Avenue San Francisco, 94102 
Reviewing Officer Date 
L~IPORTANT NOTES: The instructions accompanying thv form must followed. Complete all parts, checking the NONE box for each part where you reportable information~ Sign last page. POSITIONS. (Reporting individual only; see pp. 9-I3 o[filing Instructions.) NONE (No reportable positions.) 
pOSITION NAME ORGANIZATIONIENTITY AGREEMENTS. (R,,ora,~ indi~a,ot o,~y; ~,,pe. l~-r6 o/:ti,~ instructiont) 
NONE (No reportable agreements.) -=. DATE PARTIES AND TERMS 
 
 
Seeborg, Richard 
IlL NON-INVESTMENT INCOME. ~R,~o,~ng i~i,~d~at o~,~o~o: ~,~ ~-~ o::ai~ i~o~.~ Filers Non-Investment Income NONE reportable non-investment income.) SO~CE AND TYPE 1.2~9 Matthew Bcndcr Co., Inc. (B~k Royalli~s) ~OME (yours, not s~uses) $1,443.~ Spouses Non-Investment ncome -if you were marred dur~g any potion lhe reponlng year, complete (Dollar amoto~t not required except for honoraria.) ---] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE Not Applicable 
IV. REIMBURSEMENTS -,rar~portation, Iodging,]ood, enttrtainmcnt. (lnclud~ those spouse and dependent children; see pp. 25-27 filing instm~ctionx.) NONE (No reportable reimbursements.) DATES LOCATION pURPOSE ITEMS PAID PROVIDED 
 
Name Person Reporting Date Repor~ GIFTS. a,,~,~do~ thos, ~,o~se ~,~ ~,~.~.t children; seep~ 28-31 Of~Hng 
NONE reportable g~s.) DESCRrPqION 
1. /Ll~l.~l lib,. (Includes those spouse and dependent children; see pp. 32-33 fding instruc~tong) NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE Wells Fargo Bank 17% mortgage obligation renlat property, Kamuela, 111 
 
 
Name Persen Reporting Date Report 
SEEBORG, RICHARD 04/30/20!0 
VII. INVESTMENTS and TRUSTS ........ n,e, ..... lions (Includes those ..... dependent children; seepp, 34-60 filing instruction.,.) 
 
DNONE (No reportable income, assets, transactions.) Description Asscts !o~o~.~r!ng Gms~ value end lrart~aetions during ~porting period (including(ms(assets) repertingperiod ofzepertingperiod Place(X)aflere~cbassct Amount[ Type(e.g.,I ValuI V~lue Type(e.g., Date Value Gain Identityuf 
exempt fromprinrdiscl0sure Codel ~tiv.;~4 Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller Morgan Stanley Asset Fund (Money Interest 
Market) 
Merck Co., Inc. Dividend 
Aegon ADR Dividend 
Applied Materials Dividend 
Schlurnberger Lid. Dividend 
Scudder Greater-Europe Growth Fund Dividend Scudder Latin America Fund Dividend Templeton World Fund Class Dividend qcmpleton Developing Market Trust Class Dividend 
10. 
Vanguard 500Index Fund Dividend 
 
11. 
Vanguard Growth Index Fund Dividend 
 
12. 
Vanguard International Growth Fund Dividend 
 
13. 
Vanguard U.S. Growth Fund Dividend 
 
14. 
Wells Fargo Checking Account Interest 
 
15. 
Navin.com None 
 
16. 
Emerson Electric 
 
17. 
John ltanco,ck Regional Bank Fund Dividend Dividend 
 
Date Report SEEBORG, RICHARD 
VII. NVESTMENTS and TRUSTS ........ ~,,. .... ~o~, anct,,a~ ~Sost spo~e aeptnaent children: see 34-60 filing instruction.) NONE reportable income, assets, transactions.) 	.B. C.[ 
~scfipt Asst.. In.me ~Hng value ~dI Tran~cfions ~dng ~ng ~fiod (incl~g ~st  :~g p~od r~oaing period  (i) (2} (1) 
(1) (2) (~* afl~ e~h ~set ~ount (e.g., Value Value (e.g~ Date Value Gain Id~ti~ 
exemptfmmpfiordlsclo~e C~el div.,r~ C~2 b~,~ll, m~d~ C~e2 Me~od  ~t) ~empti0n) 
~saetioa)(if pri~te 
C~e(Q.~3 
__.~ Morgan (fo~erly Bank One Co~) 	Dividend 
19. 	 
Computer Sciences Corp. Dividend 
 
20. 	 
lntel Corp Dividend 
 
21. 	 
Van Kampen Comstock Fund Dividend 
 
22. 	 
Special Value Fund Dividend 
 
23. 	 
John Hancock Small Cap Value Fund Dividend American Amcap 
 
24. Dividend 
 
25. 	 
American New Perspective Fund Dividend 
 
26. 	 
American Growth Fund America Dividend 
 
27. 	 
Van Kampen Global Franchise Fund Dividend 
 
28. 	 
American Mutual Fund 	Dividend 
 
29. 	 
Allianz lntl Fund Dividend 
 
30. 	 
MFS New Endeavor Fund (See Part VIII) Dividend 
 
31. 	 
American Europacific Growth Dividend 
 
32. 	 
Duke Energy Dividend 
 
33. 	 
First Energy Dividend 
 
34. 	 
Jet Blue Air, rays Dividend SEEBORG, RICHARD 
 
VII. 
 INVESTMENTS and TRUSTS -i~co.~ ,,:t=., ..... no.~ [nelude$ ,hose a/$pou~e and ~penden, chUdren see pp. 34~0 ~ding i~tr~ction~) 
 
VII. 
 INVESTMENTS and TRUSTS -i.con,.. va~oe, .... ao~ (Includes those spouse and dependent children; see pp. 34-60 j~ding imtructio~.) 
 
 
NONE reportable income, assets, transactiomO C.. 
~cfiption A~e~ (iacl~g~stas~) ~c0me r~g~fiod :G~S~ Value 0fr~ingp~ T~n~fions d~g ~ng ped~ 
Phce (X) ~er e~h (~) (0Amount (e.g., (~) (0Value (2) O)Value (4) (~)T~ (e.g., Date Value ~in I~nti~ 
35. Peets Coffee Di~dend 36. Morgan Stanley Note Interest 
37. SchelI-Vista Fire Bond Interest 
38. ContraCosta County Water Bond Interest Redeemed 10/01/09 
39. Van Kampen Senior Loan Dividend 
40. Allianz Nacre Intern. Dividend 
4I. ChevronCorp Dividend 
42. Clorox Corp Dividend 
43. Compass Fund Dividend 
44. General Electric Cot0 Dividend 
45. llighwood Interest 
46. Focus Growth Fund Dividend 
47. Dividend Growth Securities Fund Dividend 
48. Global Advantage Fund Dividend 
49. Virtus (formerly Phoenix Small Cap Value Dividend 
Fund 
50. Strategist Fund Dividend 
51. Van Kampen Global Value Equity Fund (See Part VIII) Dividend 
 
NONE reportable income, assets, transactions.) 
De~fiption Asse~  Place ~e~h a~t xemptfrompd0rdisclO~ Income d~ng (!) (2) Am~nt (e.g.,[Code.l: d~.,~t, Gr~ value end (2) Value Value o~2 Me~od (e.g, buy,~E, T~cfions ~ng ~o~g 1~) (3) (4) Date Vaiue G~n ~d~ ~e2 (5) ldenti~ buy~lIer ~sacdon) 
52. Van Kampea Global Franchise Fund Dividend 
53. 54. One-sixth interest Condominium Kamuela, 1tl L.A. Water Dept Bond Rent Interest 
55. Pleagant Valley School Bond Interest Redeemed 08/03/09 
56. Albany School Bond Interest Redeemed 08/I0/09 
57. Pomom School Bond Interest 
58. lvtontebello School Bond Interest 
59. Irvine SchoolBond Interest 
60. San Francisco City Finance Bond Interest 
61. Manhattan Beach WaterBond Interest 
62. San Diego Public Works Bond Interest Redeemed 05/15/09 
63. 64. Highland Credit Strategies Bond Fund (See Part VIII) American Capital World Growth Fund Interest Interest 
65. Van Kampen Dynamic Opp Fund Dividend 
66. BSTllospitality LLC Distribution 
67. Spectra Energy Dividend 
68. Highland Credit Strategies Fund Dividend 
 
Name Person Reporting Date Report SEEBORG, RICHARD 
VII. INVESTMENTS TRUSTS ...... ~.,, trans,ctions (Includes those spouse and dependent children; tee pp. 34.60 rUing instructions.) 
NONE (No reportable income, assets, transactiom.) C.: 
I~~cription Assets Income during Gm~ value end  Transactions during txporting period (including trust a~sets) repotaing period reporting period 
1!) (2) (t) (2) (t) (2) (3) (4) 
 
Place (X) after each a~set Amo~mt Type (e.g., va]uc Value Typ~ (e-g-, Date Value Gain ldentity Code 
eaemptfmmpr~ordlsclosur~ div.,reat, C.ode2 Method buy, sell, :mm/V~ Cede2 Code buyer/seller (A-H). ira.) (J-P) Code redemption) (J.P) (A-It) (if private (Q-W) transaction) 
69. Contra Costra Public Finance Bond parts) Interest Redeemed 06/01109 
(part) 
70. 
Union Bank Kansas City (CD) lnterest Redeemed 01126/09 
 
71. 
Cal Poly University Bond Interest Redeemed 07/01109 
 
72. 
Cal EDL Fac. Bond Interest 
 
73. 
Compass Bank (CD) 
 
74. 
Goldman Sachs (CD) Interest Redeemed 06130/09 Interest Redeemed 01/261091 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. an~,co,,~,o,,o/Re~,o,,.) 
Personal Information: United States District Judge (01/04/2010 present); Magistrate Judge Full Time (to 01/04/2010) Part VI, Line 30: merged into MFS Core Equity 07/27/09.Par~ VI, Line merged into Line 52, Van Kampen Global Franchise Fund, 10/06/09. PartVl, Line 53: Condominium was purchased 02/1012006. share ofthe purchase price was $75,000.Part VI, Line 63: merged into Line 68, Highland Credit Strategies Fund. 
 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature._ 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signcd original and additional copies to: 
Co~nmittee Financial Disclosure Administrative Office the United States Com:ts Suite 2-301 One Columbus Circlc, N.E. Washington, D.C. 20544