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Judicial Watch • Richard G. Seeborg – 2010

Richard G. Seeborg – 2010

Richard G. Seeborg – 2010

Page 1: Richard G. Seeborg – 2010

Category:Federal Judges

Number of Pages:10

Date Created:September 13, 2013

Date Uploaded to the Library:December 15, 2014

Tags:SEEBORG, Richard G Seeborg, Richard, Growth, 2010, assets, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 1/2011 
FOR CALENDAR YEAR 2010 U.S.C. app. ,~,~; 101-111) Person Reportlng (last name, first, middle initial) Court Organization Date Report 
SEEBORG, RICHARD U.S. District Court N,D. Cal. 
 
4/18/2011 Title (Article Ill judge~ indicate active senior status;5a. Report Type (check appropriate q,pe) Reporting Period 
magistrate judges indicate full-or part-time) Nomination, Date 01/01/2010 
United States District Judge Initial Annual Final 12/31/2010 
5b. Amended Report Chambers Office Address 	8.On the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
United States Courthouse 
 
with applicable laws and regulations. 
450 Golden Gate Avenue 
San Francisco, 94102 
 
Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followed Complete all parts, checking the NONE box for each part where you have reportable inforraation. Sign last page. POSITIONS. (R,vora, i.aivU.ot o.{v; ~,o ~,p. 9-is filing instructlong) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 
 
 
II. AGREEMENTS. tR~vo,,i,g NONE (No reportable agreements.) DATE PARTIES AND TERMS 
Seebor.cl, Richard 
I11. NON-INVESTMENT INCOME. tnepor~.g i.dividuot and~pouse: seepp. IZ-2 oI~iing i.s~.u.io.~) Filers Non-Investment Income [~1 NONE reportable non-investment income.) DATE SOURCE AND TYPE 2010 Matthew Bender Co., Inc. (Book Royalties) INCOME (yours, nol spouses) $1,591.32 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (]go reportable non-investment income.) DATE SOURCE AND TYPE Not Applicable 
IV. REIMBURSEMENTS -tra.sporta,io.. Iodgi.g, Iood, e.,ertai.men~ (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. ancludos those spouse and dependent children; see pp. 28-31 fillng instructions.) 
NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
Vl. LIABILITIES. anctudes those o/spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUECODE Wells Fargo Bank 17% mortgage obligation rental property, Kamuela, 
 
4/18/2011 INV ESTMEN STS ........lue, tran~tactions (lncludt.s those ofsp ...... dependent children; seepp. 34-60 offillng instructions.) 
 
NONE (No reportable income, assets, transactions.) 
A.B. 
Description Assets 	Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(l) (2) (I) (2) (I) (2) (3) (4) (5) 
Identity 
Place tX) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd~ Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 	Morgan Stanley Asset Fund (Money Interest Market) 	 
Merck Co., Inc. Dividend 	 
Aegon ADR Dividend 	 
Applied Materials Dividend 	 
Schlumberger Ltd. Dividend 	 
Scudder Greater-Europe Growth Fund Dividend 	 
Scudder Latin America Fund Dividend 	 
Templeton World Fund Class Dividend 	 
Templeton Developing Market Trust Class Dividend 
 
10. 	 
Vanguard 500 Index Fund Dividend 
 
11. 	 
Vanguard Growth Index Fund Dividend 
 
12. 	 
Vanguard IntemationalGrowth Fund Dividend 
 
13. 	 
Vanguard U.S. Growth Fund Dividend 
 
14. 	 
Wells Fargo Checking Account Interest 
 
15. 	 
Navin.com (See Part VIII) None 
 
16. 	 
Emerson Electric Dividend 
 
17. 	 
John Hancock Regional Bank Fund Dividend Income Gain Codes: =$1,000 less =$1,001 $2,500 -$2.501 $5,000 =$5,001 $15,000 =$15,001 $50.000 (Sc Columns and IM) =$50.001 $100.000 =$100,00l $1.000.000 III =$1.000.001 $5.000.000 112 =More than $5,000.000 Value Codes =$15.0OO less =$15.0OI $50.000 =$50.0OI $100.000 =$100.001 $250.0(~ 
(Sc Columns and D3) =$250,001 $500.003 =$500.001 $1.000.1~0 =$1,000.001 $5.O00,000 =$5,000,001 $25,000,000 =$25.000.001 $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Marke~ 
(See Column C2) =Book Value =O~her =Estimated 
 
Name Person Reporting 	Date Report 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
(including trust assets) reporting period reporting period (t) 121 (2) (t) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., exempt from prior disclosure Code div., rent, Code Method buy, sell, (A-H) int.) (J-P) Code redemption) 
18. Morgan Chase (formerly Bank One Corp, Dividend 
 
19. 
Computer Sciences Corp. Dividend 
 
20. 
Intel Corp Dividend 
 
21. 
Van Kampen Comstock Fund Dividend 
 
22. 
Invesco Special Valve Fund Dividend 
 
23. 
John Hancock Small Cap Value Fund Dividend 
 
24. 
American Amcap Dividend 
 
25. 
American New Perspective Fund Dividend 
 
26. 
American Growth FundofAmerica Dividend 
 
27. 
Van Kampen Global Franchise Fund Dividend 
 
28. 
American MutualA Fund Dividend 
 
29. 
Allianz Intl Fund Dividend 
 
30. 
MFS New Endeavor Fund Dividend 
 
31. 
American Europacific Growth Dividend 
 
32. 
Duke Energy Dividend 33. First Energy Dividend 
 
 
34. Jet Blue Airways Dividend Income Gain Codes: =$1.000 less =$1,001 $2.500 =$2,501 $5.000 (See Columns and 12)4) =$50.001 $100.000 =$100.001 $1.000.000 III =$1.000.001 $5.000.000 Value Codes =SI 5.0OO less =$15,0OI $50.0~O ~$50.0OI $100.000 (See Columr~.s and D3) -$250.001 $500,000 =$500.0OI $1,000.000 =$1.000.001 $5.000,000 
Transactions during reporting period 
(2) (3) (4) (5) 
Date Value Gain Identity 
mm/ddiyy Code Code buyer/seller 
(J-P) (A-H) (if private 
transaction) =$5.0OI $15.000 =$15,001 $50.000 112 =More than $5.000.!3OO =$100.001 $250.1~O =$5.000.001 $25,000.0OO =$25,000.001 $50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cosl (Real Estate Only) =Asscssmcn! =C~h Markc~ 
IScc Column C2) =Book Value =O~hcr =Estimated -i, com,. ,al~o. ~a,~a~ao~ nclud~s tho~e spous, o,d dep~e,t children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 	B.C. 
Description Assets h~come during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (3) (4) (5) Place (X) after each asset IAmount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd~,y Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
35. 	 
Peets Coffee Dividend 
 
36. 	 
Morgan Stanley Note Interest 
 
37. 	 
Schell-Vista Fire Bond Interest 
 
38. 	 
Van Kampen Senior Loan Dividend 
 
39. 	 
AIlianz Nacm Intern. Dividend 
 
40. 	 
Chevron Corp Dividend 
 
41. 	 
Clorox Corp Dividend 
 
42. 	 
Compass Fund Dividend 
 
43. 	 
GeneralElectric Corp Dividend 
 
44. 	 
Highwood Interest 
 
45. 	 
Morgan Stanley FocusGrowlh Fund Dividend 
 
46. 	 
Invesco Dividend Growth Securities Fund Dividend 
 
47. 	 
InvescoAdvantage Fund Dividend 
 
48. 	 
Virtus (formerly Phoenix Small Cap Value Dividend 
Fund 
 
 
49. 	 
Mortgage Stanley Strategist Fund Dividend 
 
50. 	 
Van Kampen Global Franchise Fund Dividend 
 
51. 	 
One-sixth interest Condominium Kamuela, Rent Income Gain Codes: =$1.000 less =$1,001 $2.500 =$2.501 $5,000 =$5,001 $15.000 =$15.001 -$50.000 (See Columns and IM) =$50.001  $100.000 =$100,001. $1,000.000 II1 =$1.000.001 $5.000.000 112 =More than $5,000.000 Valu~ Codes =$15.000 less =$15,001 $50.000 =$50,0OI $100,000 =$109.001 $250.0~0 
(See Colum~ and D3) =$250.0OI $500.0~0 =$500,001 $1,000.000 =$I,000.001 $5.000.000 =$5.000.001 $25.000.000 =$25.00~.001 $50.0~0.0~O =More than $50.000,0~O Value Method Codes :Appraisal =Cost (Re~tl Estate Only) =Assessment .=Cash Markcl 
(See Column C2) =Book Value =Other =Estimated 
 
VII. INVESTMENTS and TRUSTS -inco.~e, value, ,.a,~actio,.. a.aud.~ ,note ~pouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporling period reporting period (I) (2) (t) (2) (t) (2) (3) (4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-tl) (if private (Q-W) transaction) 
52. 
L.A. Water Dept Bond Interest 
 
53. 
Pomona SchooI Bond Interest 	Redeemed 02/01 
 
54. 
Montebello School Bond Interest 	Redeemed 08/02/10 
 
55. 
lrvine School Bond Interest 	Redeemed 01/04/10 
 
56. 
San Francisco City Finance Bond Interest 	Redeemed 07/29/10 
 
57. 
Manhattan Beach Water Bond Interest 
 
58. 
American Capital World Growth Fund Interest 
 
59. 
Van Kampen Dynamic Opp Fund Dividend 
 
60. 
BSTHospitalityLLC Distribution 
 
61. 
Spectra Energy Dividend 
 
62. 
Highland Credit Strategies Fund Dividend 
 
63. 
Contra Costra Public Finance Bond pans) Interest 
 
64. 
Cal EDLFac. Bond Interest 
 
65. 
AcalonesSchool Bond Interest Buy 07/29/10 
 
66. 
California Health Facilities Bond Interest Buy 06/07/10 
 
67. 
California State Public Works Bond Interest Buy 07/26/10 
 
68. 
Metropolitan Water District Cal Bond Interest Buy 09/28/10 Income Gain Codes: =$1.000 less =$1,001 $2.500 =$2.501 $5.000 =$5.001 $15.000 =$15.001 $50.000 (S Columns and D4) =$50,001. $100,000 =$100,001. $1.000,000 11 =$1,000.001 $5.000.000 112 =More than $5.000,000 Value Cod~ =$15.0~O o less =$15.001 $50.000 =$50.0OI $100.000 =$100.001 $250,000 
See Columns and D3) =$250.001 $500.000 =$500.001 $1,000.000 =$1,000.O01 -$5,000,000 12 =$5.000.001 $25,000,000 =$25.000.001 $50.000,000 =?,,tore than $50.000.000 ~Lash Market 
(See Column C2) =Book Value -N~hcr =Estimated Value Method COdcs =Appraisal ~ost (Rcal Estate Only) =Asscssm~ml 
Name Person Reporting Date Report into ..... lue, .... tlons (Includes those spo ..... dependent children; see pp. 34-60 filing instruction~) 
NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income during reporting period (I) (2) Amount Type (e.g., Code div., rent, (A-H) int.) Gross value end reporting period (I) (2) Value Value Code Method (J-P) Code (I) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value Gain mm/dd,yy Code Code (J-P) (A-H) (5) Identity buyer/seller (if private transaction) 
69. American Money Market (SeePart VIII) Interest Income Gain Codes: 1.000 less 1,001 $2.500 =52.501 55,000 =55,001 515,000 =$15,001 $50.000 
{See Columns and D4) =$50.0~1. 511~).000 =$100.0~1 $1.0~0.0~0 I11 =$1.000.0~1 $5.000.000 112 =More than $5.000.000 Value Codes =$15.000 less ~$15.001 $50.000 =$50.001 5100.000 =5100.001 
[See Columns and D3) =$250.001 $500.000 =$500.0OI 51.000.000 =$1.000.0(11 $5.000.00~ =$5.000.001 =$25.00~.0OI $50.0~O.0(10 =More than $50.000.000 Value Method Codes =Appraisal =Cosl (Real Estate O~ly) =Assessment =Cash Markc~ 
(See Column C2) -Book Value =O~h,..r -Eslimated 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part report) 
Part VI, Line 15: Startup dissolved and investment written off: 2010. Part VI, Line 69: Purchase Money Market Fund 12/30/08 inadvertently omitted from prior reports. 
 
Name Person Reporting Date Report 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best kno~vledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
Signature: RICHARD SEEBORG 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544