Richard G Stearns Financial Disclosure Report for 2007
Category:Financial Disclosure
Number of Pages:7
Date Created:November 3, 2008
Date Uploaded to the Library:November 13, 2013
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Government Act 1978 Rev. 112008 FOR CALENDAR YEAR 2007 USC app. 101-111) Person Reporting (last name, first, middle imtial) Steams, Richard Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) District Court Judge (Active) Court Organization U.S.D.C. Massachusetts Sa. Report Type (check appropriate type) Nomination, Date Initial [Z] Annual Final Sb. Amended Report Date Report 04114/2008 Reporting Period 01/01/2007 12/3112007 Chambers Office Address U.S. District Court Courthouse Way Boston, 02109 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date IMPORT ANT NOTES: The instructions accompanying this fotm tn.ust followed. Co1nplete allparts, checking the NONE box for each part where you have 110 reportable i11fent1i#I011. Sign last.page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Partner Massachusetts Prosecutor's Guide Trustee (non-compensated) Vincent Memorial Hospital (Massachusetts General Hospital -Boston) r---.;, ,,.'._; :;-_..,.. II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) [ZJ .,(? PARTIES AND TERMS Date Report Stearns, Richard 04/14/2008 III. N0N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 offiling instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) [ZJ NONE (No reportable non-investment income.) SOURCE AND TYPE IV. REIMBURSEMENTS --transportation, lodging.food, entertainmenl (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) DATES LOCATION PURPOSE ITEMS PAID PROVIDED Travel, Meals and Lodging -January 28-29, 2007, New York, New York -Electronic Discovery Panel Member Travel, Meals and Lodging -May 8-13, 2007, Varna, Bulgaria -Terrorism Conference Participant Travel, Meals and Lodging -August 12-16, 2007 Gallatin, Montana -Terrorism Seminar, Lecturer V GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) [ZJ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE VJ. LJABJLJTJES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) CREDITOR DESCRlPTION VALUE CODE Sallie Mae Law School Student Loan Personal Guarantee Honda Automobile Loan Personal Guarantee Date Report Stearns, Richard 04/14/2008 VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 fiting instruc11ans.; NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (!) Place "(X)" after each asset Amount Type (e.g., Value exempt from prior disclosure Code div., rent, Code (A-H) int.) (J-P) (including trust assets) reporting period ---t------ (2) (!) (2) r-131--f0l (5) Value Type (e.g., Date Value Gain Identity Method buy, sell, Month Code Code buyer/seller Code redemption) Day (ifprivate _______ ..L. (J-P) (A-H) transaction) ._________ -!;me Gain Co:--A =$1,000 less $1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 5,001 SS0,000 (See Columns and 04) s5o,oo 100,000 =SI00,001 -Sl,000,000 =$1,000,001 -S5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 s5o,oo 100,000 SI00,001 -$250,000 (See Columns and DJ) s25o,oo -s500,ooo =$500,001 -$1,000,000 =$1,000,00 -S5,000,000 =$5,000,001 -S25,000,000 s25,ooo,001 -s5o,ooo,ooo =More than $50,000,000I Value Method Codes =Appraisal ""Cost (Real Estate Only) =Assessment "'Cash Market (See Column C2) =Book Value Other =Estimated -- ------ 04/14/2008 Stearns, Richard VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.; NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period -t--reporting period Gain'Amount Value -,----- Identity (I) Value Value (I) (2) Type (e.g., Date ------- (2) Type (e.g., Place (X)" after each asset Code Method buy, sell, Month-j Code Code 2exempt from prior disclosure div., renl, Code (A-H) buyer/seller (if private (A-H) int.) (J-P) Code redemption) Day (J-P) transact ion) 18. Fidelity Government Bond IRA Dividend None 19. Sun Micro Common None None 20. Fleet/Bank America Check Interest None 21. Citizens Bank Savings Interest None Income Gain Codes: ""S 1,000 Jess =Sl,001 -$2,500 =$2,50t -$5,000 D=S5,00l -$15,000 15,00 -550,000 (See Columns and 04) =$50,001 -$100,000 G=$100,00l -Sl,OOO,OOO ,000,00 -$5,000,000 =More than S5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001-S100,000 =SI 00,00 -$250,000 (See Columns and 03) =$250,00 -$500,000 =$500,001 -St ,000,000 =St,000,001 $5,000,000 =$5,000,001 -S25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal ==Cost (Real Estate Only) =Assessment ""Cash Market (See Column C2) ""Book Value =Other W::=oEstimated 04/14/2008 Stearns, Richard VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReporl) VII. Line The Massachusetts Prosecutor's Guide portfolio invested Fidelity Asset Manager (L), Fidelity Equity Income (L), Fidelity Growth Income (J), and Fidelity Spartan U.S. Treasury (K), all mutual funds. VII. Line This Citizens Bank Keogh Account invested Certificates Deposit. VII. Line This 401K Retirement Plan invested State Street Bank stock and money market instruments. Vil. Line 13. This IRA Plan invested Certificate Deposit. 04/14/2008 IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. 501 et. seq., U.S.C. 7353, and Judicial Conference regulations. NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app. 104) FILING INSTRUCTIONS Mail signed original and additional copies to: Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544