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POSITI NS. (Reporting indivUJual only; seepp. 9-13 filing instructions.) 
[!] NONE (No reportable positions.) 

JIJ. N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[i] NONE (No reportable non-investment income.) 

(yours, not spouse's) Spouse's Non-Investment Income -lfyou were married during a1>y portion the reporting year, compkte this section. 
(Doliar amount not required except for honoraria.) 
IX] NONE (No reportable non-investment income.) GIFTS. (Includes those spouse and depernlent children; see pp. 18-31 filing instructions.) NONE (No reportable gifts.) SOURCE 

VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 filing instructions.) 
 NONE (No reportable liabilities.) 

Name Person Reporting 
Date Report 
BATTEY, RICHARD 
04/28/ 
VII. INVESTMENTS and TRUSTS -income, value, 1ransac1ions